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Navy Frigate: Unstable Design Has Stalled Construction and Compromised Delivery Schedules

GAO-24-106546 Published: May 29, 2024. Publicly Released: May 29, 2024.
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Fast Facts

When the Navy planned to acquire guided missile frigates—a class of small warship—it took steps aimed at delivering these ships faster. For example, to reduce the risk of design and technology problems, it chose to use many technologies that had already been proven on other ships.

However, the Navy undercut this approach by starting construction on the first frigate before finishing its design, among other missteps. Due to ongoing major design challenges, construction on the first ship is at a standstill. Now, the Navy forecasts the ship will be delivered 3 years late.

Our recommendations could help the program get back on track.

A Rendering of an FFG 62 Constellation Class Frigate

Illustration of a long ship traveling through the ocean

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Highlights

What GAO Found

Over at least 2 decades, the Navy's Constellation class Guided Missile Frigate program plans to acquire and deliver up to 20 frigates—multi-mission, small surface combatant warships—at a combined cost of over $22 billion. To reduce technical risk, the Navy and its shipbuilder modified an existing design to incorporate Navy specifications and weapon systems. However, the Navy's decision to begin construction before the design was complete is inconsistent with leading ship design practices and jeopardized this approach. Further, design instability has caused weight growth. The figure shows the frigate's 3D design—a component of design stability—as incomplete over 1 year after construction began.

Lead Frigate 3D Modeling Progress by Grand Module, as of October 2023

Lead Frigate 3D Modeling Progress by Grand Module, as of October 2023

Delays in completing the ship design have created mounting construction delays. The Navy acknowledges that the April 2026 delivery date, set in the contract at award, is unachievable. The lead frigate is forecasted to be delivered 36 months later than initially planned. The program office tracks and reports design progress, but its design stability metric hinges largely on the quantity—rather than quality—of completed design documents. This limits insight into whether the program's schedule is achievable. If the Navy begins construction on the second frigate without improving this metric, it risks repeating the same errors that resulted in construction disruptions and delays with the lead frigate.

The frigate is using many mission systems already proven on Navy ships. However, the Navy has yet to demonstrate two systems—the propulsion and machinery control systems. A planned update to the frigate test plan—combined with the opportunity afforded by schedule delays—could offer the Navy the chance to conduct land-based testing of these two unproven systems. This testing would reduce the risk of discovering issues after the ship is at sea.

The frigate is using a traditional, linear development approach for design and construction. The Navy has historically experienced schedule delays, cost growth, or both in prior shipbuilding programs using this approach. The Navy has incorporated elements of leading practices into its acquisition strategy. However, further incorporating these practices in an updated acquisition strategy could position the program, when contracting for future frigates, to better respond to evolving mission needs.

Why GAO Did This Study

In 2017, the Navy began the frigate program in response to the shortcomings of the Littoral Combat Ship and evolving threats. Construction began on the first ship, FFG 62, in August 2022.

A House report includes a provision for GAO to examine the frigate program. GAO's review assesses (1) progress made in frigate design and construction within planned cost and schedule; (2) technical uncertainties to planned frigate capabilities and any plans to resolve them; and (3) opportunities to incorporate leading practices for product development within the frigate program.

GAO reviewed program documents, interviewed Navy and contractor officials, and compared the frigate program to leading practices for product development.

Recommendations

GAO is making five recommendations, including that the Navy restructure its design stability metric to measure progress based more on the quality than quantity of design documents; use the improved metric to assess the design stability before beginning construction of the second frigate; incorporate additional land-based testing into the frigate test plan; and identify opportunities to further incorporate leading practices for product development into the frigate acquisition strategy. The Navy agreed with four recommendations and partially agreed with the recommendation related to updating the test plan. GAO maintains that all five recommendations should be fully implemented.

Recommendations for Executive Action

Agency Affected Recommendation Status
Department of the Navy The Secretary of the Navy should ensure that the frigate program's functional design review practices and metrics be restructured to measure progress that reflects the quality rather than the quantity of design deliverables received from the shipbuilder. (Recommendation 1)
Open
The Navy concurred with our recommendation. In August 2024, the Navy stated that it restructured the program's functional design metrics and now assigns credit of completed functional design documents based on a binary basis, i.e., either approved (full quality) or not approved (incomplete). The estimated completion was September 2024; however, the Navy has provided no evidence of the restructured metrics. We will continue to track the Navy's progress in this area.
Department of the Navy The Secretary of the Navy should ensure that the restructured functional design review practices and metrics established under recommendation 1 be used to assess whether the functional design is complete prior to beginning construction of the second frigate (FFG 63). (Recommendation 2)
Open
The Navy concurred with our recommendation. In August 2024, the Navy stated that it will make functional design completion a criteria for the production readiness review for FFG 63, with an anticipated completion by September 2025. We will continue to track the Navy's progress in this area.
Department of the Navy The Secretary of the Navy should ensure that the detail design for any given grand module of lead and follow-on frigates be completed prior to beginning construction of that grand module, consistent with leading ship design practices. (Recommendation 3)
Open
The Navy concurred with our recommendation. In August 2024, it stated that the program will use the established module readiness review process to conduct a risk assessment, which includes a detail design completion assessment, prior to beginning construction on grand modules on lead and follow-on frigates. The estimated completion date for this action was September 2024. As of October 2024, the Navy has provided no evidence of these assessments. We will continue to track the Navy's progress in this area.
Department of the Navy The Secretary of the Navy, as part of the planned revision of the frigate Test and Evaluation Master Plan, should ensure that the plan incorporates additional land-based testing activities for the propulsion system and machinery centralized control system and schedules those activities on a timeline that realistically accounts for anticipated lead ship delivery delays. (Recommendation 4)
Open
The Navy partially concurred with our recommendation. In August 2024, the Navy noted that it will leverage early opportunities for additional risk reduction efforts as the land-based engineering site becomes available for use. However, it does not plan to update the Test and Evaluation Mater Plan with additional test objectives related to the land-based engineering site, as the test site is not a requirement documented in the programs approved requirements. The Navy anticipates completing this action by September 2025. We continue to believe the Navy's planned steps are inadequate and therefore maintain that our recommendation should be implemented. The Test and Evaluation Master Plan is to capture a program's testing requirements, the rationale for those requirements, and the resources needed to complete the testing. We will continue to track the Navy's progress in this area.
Department of the Navy The Secretary of the Navy, prior to acquiring an 11th frigate, should ensure that the Assistant Secretary of the Navy for Research, Development and Acquisition review the frigate program's acquisition strategy to identify opportunities to incorporate leading practices for product development and update that strategy, as appropriate. (Recommendation 5)
Open
The Navy concurred with our recommendation. In August 2024, the Navy noted that it will consider incorporating leading practices in an updated acquisition strategy approved by September 2027. The Navy anticipates completing this recommendation by September 2026. We will continue to track the Navy's progress in this area.

Full Report

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Topics

Acquisition strategyBest practicesConstructionControl systemsCost and scheduleFixed price contractsNavy shipsShipbuildingWeapon systemsMilitary forces