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Autism Research and Support Services: Federal Interagency Coordination and Monitoring Efforts Could Be Further Strengthened

GAO-24-106446 Published: Feb 28, 2024. Publicly Released: Feb 28, 2024.
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Fast Facts

We also published an "Easy Read" version of this report. Easy Read is a way of making written information easier to understand. We published the Easy Read version to make our report more accessible to certain people with autism and other intellectual and developmental disabilities.

To promote the health and well-being of people with autism, the National Institutes of Health helps coordinate the activities of 18 federal agencies—including research on contributing factors and training on how to screen patients for autism.

NIH has followed several key practices to coordinate agency programs and activities but could do more. For example, NIH could track its progress toward goals to help agencies better allocate resources where they are most needed. And NIH could document how its Office of National Autism Coordination checks for unnecessary duplication of federal efforts across agencies.

Our recommendations address this.

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Highlights

What GAO Found

The National Institutes of Health (NIH), within the Department of Health and Human Services (HHS), plays a key role in supporting the coordination of autism activities across 18 federal agencies, including the Departments of Defense and Education. For example, NIH manages the Interagency Autism Coordination Committee (IACC), a federal advisory committee composed of federal agencies and public members, through its Office of National Autism Coordination.

GAO found that NIH, in support of the IACC and the National Autism Coordinator, generally followed six of eight key collaboration practices that GAO's prior work has shown can be effective in enhancing and sustaining interagency collaborative efforts among federal entities. For example, NIH has taken steps to bridge organizational cultures by convening meetings of the IACC.

Assessment of the National Institutes of Health's (NIH) Role in Supporting Coordination of Federal Autism Activities Compared with Leading Practices for Interagency Coordination

Assessment of the National Institutes of Health's (NIH) Role in Supporting Coordination of Federal Autism Activities Compared with Leading Practices for Interagency Coordination

GAO found NIH efforts to support interagency coordination partially followed the remaining two collaboration practices, including ensuring accountability. For example, although IACC strategic plans describe high-level progress made toward autism activities, they generally have not described how progress made relates to goals. NIH officials stated their progress tracking approach is driven by established processes, some of which are required by law. Establishing a clear process for tracking progress would help to determine progress toward IACC's goals and that interagency efforts are effective.

NIH helps ensure federally funded autism activities are not unnecessarily duplicative through various activities, such as holding meetings and through data and information reviews. However, GAO found the processes used by NIH's Office of National Autism Coordination were not documented. For example, NIH does not have written procedures describing the steps these staff should follow when reviewing federal autism research information for potential duplication. Although NIH officials stated that they believe current monitoring processes are sufficient, documenting these procedures will help ensure they are properly designed and executed to provide reasonable assurance that duplication is not occurring.

Why GAO Did This Study

The federal government plays an important role supporting research, programs, and other activities to promote the health and well-being of people with autism. Multiple federal agencies are involved in autism activities. To help coordinate and monitor federal autism activities and to ensure activities are not unnecessarily duplicative, Congress directed the Secretary of Health and Human Services to establish the IACC and designate an official to facilitate coordination and implementation of autism activities, known as the National Autism Coordinator.

GAO was asked to examine coordination and monitoring of federal autism activities. This report examines NIH efforts to (1) help coordinate federal autism activities and (2) monitor autism activities to ensure federal autism activities are not unnecessarily duplicative.

GAO reviewed NIH documents and relevant federal laws; assessed NIH's role in supporting coordination of autism activities against key practices that GAO identified in prior work; and gathered information from 19 federal agencies that conduct autism activities.

Recommendations

GAO is making two recommendations: HHS should (1) develop a process to clearly track and report progress toward IACC goals; and (2) ensure that NIH documents the procedures its Office of National Autism Coordination uses to ensure federal autism activities are not unnecessarily duplicative. HHS concurred with the recommendations.

Recommendations for Executive Action

Agency Affected Recommendation Status
Department of Health and Human Services The Secretary of Health and Human Services should establish a process for clearly tracking and reporting progress made toward goals established by the IACC for federal autism activities, coordinating with federal partners as appropriate. Such progress tracking should describe where performance is lagging, and why desired results were not achieved, if any. (Recommendation 1)
Open
HHS agreed with GAO's recommendation and reported taking some steps in response to it. In its August 2024 update, HHS noted that it included three tables in the most recent iterations of the portfolio analysis report published in March 2024 and the report to Congress published in December 2023, which agency officials said help to track and report progress made towards goals. For example, one table indicates whether the goals have at least one associated research project ongoing. However, these tables do not describe how IACC goals will be achieved or where performance on goals is lagging. HHS officials said in October 2024 that descriptions of how performance is lagging are provided in the IACC strategic plan, but we found this information is not presented clearly for each IACC goal. As of February 2025, HHS had not identified additional steps it planned to take to address our recommendation. We maintain additional actions to clearly track and report progress for both research and non-research autism activities could help ensure accountability on federal autism goals. Further, such changes could help HHS to address a new provision enacted by Congress in December 2024 as part of the Autism Collaboration, Accountability, Research, Education, and Support Act of 2024 (Autism CARES Act). Specifically, the Act requires the IACC to describe any measures taken pursuant to the IACC strategic plan, as part of a biennial update.
Department of Health and Human Services The Secretary of Health and Human Services should ensure that NIH documents the procedures the Office of National Autism Coordination uses, in its support of the IACC and the National Autism Coordinator, to help ensure federal autism activities are not unnecessarily duplicative. Such documentation should describe the roles and responsibilities of different entities, sources of information used, the time frames for conducting analyses, and how outcomes will be reported. (Recommendation 2)
Open – Partially Addressed
HHS agreed with GAO's recommendation and, in August 2024, provided two flowcharts outlining the steps the Office of National Autism Coordination uses to review federal autism activities for unnecessary duplication. In October 2024, HHS officials told us they plan to incorporate them into a standard operating procedure for analyzing autism research and non-research activities for unnecessary duplication, which they would share with both Office of National Autism Coordination staff and the Federal Interagency Workgroup on Autism members. HHS officials told us the target completion date for the standard operating procedure is December 2025. As of February 2025, HHS continues to develop its standard operating procedure. Once it is developed, we will review the documentation to ensure it describes the roles and responsibilities of different entities, sources of information used, the time frames for conducting analyses, and how outcomes will be reported.

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Agency evaluationsAutismAutism researchBest practicesFederal agenciesFederal assistance programsHealth careInteragency relationsInternal controlsMental healthPolicies and proceduresStrategic plan