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Alaska Native Issues: Federal Agencies Could Enhance Support for Native Village Efforts to Address Environmental Threats

GAO-22-104241 Published: May 18, 2022. Publicly Released: May 18, 2022.
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Fast Facts

Erosion, flooding, and thawing permafrost can threaten lives and damage infrastructure in Alaska Native villages. Climate change is expected to exacerbate these threats.

Federal agencies budgeted about $200 million in FYs 2016-2020 to build resilience to environmental threats in these villages, but much more needs to be done to protect them. Of the more than 30 federal programs that could help, most are hard for Native villages to access. For example, programs that require participants to share costs with the government can be out of reach for small villages.

Our recommendations address program access and other issues we found.

Erosion and thawing permafrost undermine the land beneath homes in Newtok, Alaska

Homes sitting on hill above a body of water.

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Highlights

What GAO Found

More than 70 out of over 200 Alaska Native villages face significant environmental threats from erosion, flooding, or thawing permafrost, according to a 2019 statewide assessment. Consequences from even a moderate flood or increasing erosion could be significant (see fig.), and over one-third of these communities face the compounding effects of more than one threat. According to several federal officials, short-term actions are needed to address the most urgent threats without waiting for additional studies. At the same time, many Native villages also need more information to support longer-term planning.

Erosion-Damaged Road in the Native Village of Shishmaref

Erosion-Damaged Road in the Native Village of Shishmaref

Federal agencies provided a total of about $391 million in obligations in fiscal years 2016 through 2020 to (1) repair damaged infrastructure in Alaska Native villages; and (2) build their resilience to environmental threats, including by implementing protection measures. However, since more than one-third of highly threatened Native villages did not receive such federal assistance during these 5 years, significant work remains to protect these communities.

Opportunities exist for federal agencies to better support Alaska Native village efforts to build resilience to environmental threats by improving coordination among federal, state, and tribal entities. Federal agencies coordinate in several targeted ways, including on a per-project basis, but do not systematically coordinate to address these threats statewide. Broader coordination efforts have been limited because of agencies' focus on their own projects and the absence of consistent federal support for interagency coordination. Establishing an interagency and intergovernmental coordinating entity could facilitate more strategically targeted federal investments that more effectively address the threats facing Alaska Native villages.

Further, GAO reviewed 20 programs across federal agencies and found they each had at least one characteristic that could pose an obstacle to villages' obtaining assistance, such as project cost-share requirements. Implementing changes to address those obstacles that are established in agency regulations or policy, where feasible and appropriate, could help Native villages better obtain federal assistance.

Why GAO Did This Study

Erosion, flooding, and thawing permafrost can pose environmental threats to lives and infrastructure in Alaska Native villages. According to the United States Global Change Research Program, climate change is expected to exacerbate these threats. GAO identified 10 federal agencies that administer programs that support Alaska Native village efforts to address and build resilience to environmental threats.

GAO was asked to review federal efforts to help Alaska Native villages address environmental threats. This report examines (1) information about environmental threats to Native villages; (2) federal funding provided to address such threats, and actions supported by that funding; and (3) opportunities to better support efforts to build resilience to such threats.

GAO analyzed federal risk information and obligations data from 10 federal agencies for fiscal years 2016 through 2020; reviewed agency documents and other relevant reports; and interviewed agency officials and representatives from selected Alaska Native villages and tribal organizations.

Recommendations

Congress should consider establishing a coordinating entity to assist Native villages facing environmental threats. GAO is also making eight recommendations, including that seven agencies change programs to reduce barriers that hinder Native villages' accessing federal assistance. Six of these agencies agreed with GAO's recommendations, and the seventh agency stated it agreed with the report's findings.

Matter for Congressional Consideration

Matter Status Comments
Congress should consider establishing an interagency and intergovernmental coordinating entity and requiring the relevant agencies to participate and engage in sustained coordination to strategically target federal investments to Alaska Native villages facing significant environmental threats. Congress should also consider directing the coordinating entity and its participating agencies to identify opportunities to streamline program delivery across federal agencies; assess the statutory program characteristics we identified that pose obstacles to Alaska Native villages' obtaining assistance, and identify any others; and submit a report to Congress with any recommendations for statutory changes to streamline program delivery and to address such obstacles. (Matter for Consideration 1)
Open
As of January 2024, Congress has not implemented this matter for consideration.

Recommendations for Executive Action

Agency Affected Recommendation Status
Bureau of Indian Affairs The BIA Director should identify options for providing additional technical assistance that is specifically designed to help Alaska Native villages navigate and obtain assistance from the variety of potentially available federal programs, including by assessing how BIA prioritizes its available resources. (Recommendation 1)
Open
As of January 2023, BIA had several ongoing actions to provide additional technical assistance to help Alaska Native villages obtain assistance from federal programs. In 2022, BIA added two additional Tribal Climate Resilience Liaisons in Alaska, which, according to BIA, can work with Tribes to identify funding sources and develop proposals. In addition, BIA was developing a curriculum for training community coordinators supported through its Tribal Climate Resilience Program and developing an updated catalog of federal programs related to relocation efforts. We will continue to monitor BIA's actions in response to this recommendation and evaluate them when complete.
The Denali Commission The Denali Commission's Federal Co-chair should identify options for providing additional technical assistance that is specifically designed to help Alaska Native villages navigate and obtain assistance from the variety of potentially available federal programs, including by assessing how the Commission prioritizes its available resources. (Recommendation 2)
Open
The Denali Commission has continued to provide funding in fiscal years 2022 and 2023 for technical assistance to help Alaska Native villages obtain assistance from federal programs. Denali Commission officials said that the Commission plans to continue providing support for technical assistance but did not indicate if the amounts will increase over time. Further, officials stated that they believe other agencies administering programs in Alaska should contribute to technical assistance for Alaska Native villages and that the Commission has other needs to address in Alaska beyond providing technical assistance. We will continue to monitor the Commission's actions in response to this recommendation to determine if the assistance provided increases.
Bureau of Indian Affairs The BIA Director should review BIA's programs identified in this report and, where the agency determines it feasible and appropriate, implement relevant changes to address program characteristics that are not established in statute that pose obstacles to Alaska Native villages' obtaining assistance, including characteristics we identified and others that BIA may identify. BIA should also document its review, any related consultation with tribes, and any changes made to its programs. (Recommendation 3)
Open
In a January 2023 letter to GAO, BIA described possible solutions to the obstacles identified in our report. BIA has implemented some changes to its Tribal Climate Resilience Program to reduce obstacles to Alaska Native villages obtaining assistance, including adding a category for noncompetitive funding for relocation coordinators. We will continue to monitor BIA's actions in response to this recommendation and evaluate them when complete.
Department of Defense The Assistant Secretary of the Army for Civil Works should direct the Chief of Engineers and the Commanding General of the U.S. Army Corps of Engineers to review the Corps' programs identified in this report and, where the agency determines it feasible and appropriate, implement relevant changes to address program characteristics that are not established in statute that pose obstacles to Alaska Native villages' obtaining assistance, including characteristics we identified and others that the Corps may identify. The Corps should also document its review, any related consultation with tribes, and any changes made to its programs. (Recommendation 4)
Open
As of August 2023, the Corps had implemented some changes to its programs to reduce obstacles to Alaska Native villages obtaining assistance, and described other ongoing and planned actions. For example, the Corps has implemented a provision in the Water Resources Development Act of 2022, which established a lower cost share requirement for economically disadvantaged communities for a new Alaska-specific program that replaced the Corps' Section 116 Program, addressing one of the obstacles identified in our report. In addition, the Corps conducted listening sessions for Tribes, solicited input on limitations or barriers for Tribes to participate in its Tribal Partnership Program, and is in the process of updating its guidance for that program. According to officials, the Corps has also completed an initial analysis of barriers for the Coastal Storm Risk Management and Flood Risk Management programs. The Corps estimated that it would complete the remaining actions to fulfill this recommendation by December 2025. We will continue to monitor the Corps' actions in response to this recommendation and evaluate them when complete.
Federal Emergency Management Agency The Administrator of FEMA should review FEMA's programs identified in this report and, where the agency determines it feasible and appropriate, implement relevant changes to address program characteristics that are not established in statute that pose obstacles to Alaska Native villages' obtaining assistance, including characteristics we identified and others that FEMA may identify. FEMA should also document its review, any related consultation with tribes, and any changes made to its programs. (Recommendation 5)
Open
As of May 2023, FEMA had several ongoing and planned actions that could potentially reduce obstacles to Alaska Native villages' ability to obtain assistance. In fiscal year 2022, FEMA provided non-financial direct technical assistance to four Alaska Native villages, with the goal of helping these communities build capacity and successfully apply for the BRIC program and other resilience funding. FEMA has also created an Equity Advisor Team for its Hazard Mitigation Grant Program, which, among other things, developed an equity options paper to outline potential changes to program policy and guidance to increase program access. FEMA estimated that it would complete the remaining actions to fulfill this recommendation by December 2023. We will continue to monitor FEMA's actions in response to this recommendation and evaluate them when complete.
Department of Housing and Urban Development The Secretary of Housing and Urban Development should direct the Deputy Assistant Secretary for Native American Programs and the Principal Deputy Assistant Secretary for Community Planning and Development to review HUD's programs identified in this report and, where the agency determines it feasible and appropriate, implement relevant changes to address program characteristics that are not established in statute that pose obstacles to Alaska Native villages' obtaining assistance, including characteristics we identified and others that HUD may identify. HUD should also document its review, any related consultation with tribes, and any changes made to its programs. (Recommendation 6)
Open
As of August 2023, HUD ONAP has taken steps toward updating its regulations for its Indian Community Development Block Grant Program, which include ICDBG-Imminent Threat grants requirements. HUD issued a Dear Tribal Leader Letter announcing HUD's plans to start the rulemaking process, and intends to conduct formal consultation sessions with Tribes in October and November 2023. According to HUD officials, one potential outcome of the new rulemaking could be to address the fact that recurring events are explicitly ineligible for ICDBG-Imminent Threat grants. HUD plans to complete action to address this recommendation by June 2025. We will continue to monitor HUD's actions in response to this recommendation and evaluate them when complete.
National Oceanic and Atmospheric Administration The Administrator of NOAA should review NOAA's programs identified in this report and, where the agency determines it feasible and appropriate, implement relevant changes to address program characteristics that are not established in statute that pose obstacles to Alaska Native villages' obtaining assistance, including characteristics we identified and others that NOAA may identify. NOAA should also document its review, any related consultation with tribes, and any changes made to its programs. (Recommendation 7)
Open
In December 2022, NOAA described actions the agency has taken to assess the characteristics that pose obstacles for Alaska Native villages for the National Coastal Resilience Fund. Specifically, NOAA has reviewed the relevant legislative authority and updated its program guidance to clarify that a nonfederal cost share is not required for program applicants. NOAA estimated that it would complete the remaining actions to fulfill this recommendation by October 2023. We will continue to monitor NOAA's actions in response to this recommendation and evaluate them when complete.
Natural Resources Conservation Service The Chief of NRCS should review NRCS's programs identified in this report and, where the agency determines it feasible and appropriate, implement relevant changes to address program characteristics that are not established in statute that pose obstacles to Alaska Native villages' obtaining assistance, including characteristics we identified and others that NRCS may identify. NRCS should also document its review, any related consultation with tribes, and any changes made to its programs. (Recommendation 8)
Open
In December 2022, USDA provided information on its planned actions to address our recommendation. USDA stated that NRCS would review program policies for its Emergency Watershed Protection Program and Watershed Protection and Flood Prevention Program, identify challenges and barriers to obtaining assistance through these programs, and work to identify solutions. NRCS plans to update its program manuals as changes to policies and procedures are identified and deemed permissible by statutory and regulatory authority. We will continue to monitor NRCS's actions in response to this recommendation and evaluate them when complete.

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Alaska nativesClimateCommunitiesFederal agenciesFederal assistance programsGrant programsTechnical assistanceRisk assessmentClimate change