Recycling: Building on Existing Federal Efforts Could Help Address Cross-Cutting Challenges
Fast Facts
Why is less than 25% of U.S. waste collected for recycling?
For decades, the U.S. recycling industry relied on selling recyclables in international markets. In 2018, trade restrictions significantly reduced international demand.
The Environmental Protection Agency is developing a national recycling strategy and set a goal of a 50% recycling rate by 2030. U.S. domestic markets for recyclables would help make this work.
We suggested that Congress consider clarifying which agency is responsible for stimulating the development of domestic markets, and recommended ways for the EPA to make progress on its strategy.
Unsorted recyclable plastic, paper, and metal at a material recovery facility
Highlights
What GAO Found
Based on GAO analysis of stakeholder views, five cross-cutting challenges affect the U.S. recycling system: (1) contamination of recyclables; (2) low collection of recyclables; (3) limited market demand for recyclables; (4) low profitability for operating recycling programs; and (5) limited information to support decision-making about recycling. For example, the Environmental Protection Agency's (EPA) most recent data show that less than a quarter of the waste generated in the United States is collected for recycling (69 million of 292 million tons) and is potentially available, along with new materials, to make new products (see fig.).
Estimated Generation and Disposition of Waste in the United States, as of 2018
EPA, the Departments of Commerce (Commerce) and Energy, and the Federal Trade Commission have taken actions that advance recycling, such as collecting data and awarding grants for research on recycling technologies. However, EPA has not conducted studies or developed recommendations for administrative or legislative action on the effect of existing public policies on recycling, as the Resource Conservation and Recovery Act (RCRA) requires. Conducting these studies would provide Congress with information to better evaluate the effect of different policies on U.S. recycling efforts. In addition, Commerce is not fully meeting its RCRA requirement to stimulate the development of markets for recycled materials because it has not taken actions to stimulate domestic markets, as GAO recommended in 2006. Commerce officials stated that their work to stimulate international markets fulfills Commerce's obligations under RCRA. Congress may need to act to clarify Commerce's responsibilities under RCRA or assign responsibility for stimulating domestic markets to another agency. By taking action, Congress can ensure a federal response to the reduction in international demand for U.S. recyclables.
EPA has taken several actions to plan and coordinate national efforts to advance recycling, such as releasing a draft national recycling strategy in October 2020. However, EPA has not incorporated some desirable characteristics for effective national strategies, identified in prior GAO work. By better incorporating such characteristics as it finalizes and implements its draft strategy, EPA will have greater assurance of the strategy's usefulness in making resource and policy decisions and will better ensure accountability for its implementation.
Why GAO Did This Study
In 1976, Congress sought to reduce solid waste and encourage recycling as part of RCRA, which gave primary responsibility for recycling to states and municipalities but requires EPA and Commerce to take specific actions. The United States generated almost 1,800 pounds of waste per capita in 2018. Recycling rates for common recyclables, such as paper, plastics, glass, and some metals, remain low. Furthermore, recent international import restrictions have reduced demand for U.S. exports of recyclables. GAO was asked to review federal efforts that advance recycling in the United States.
This report examines (1) cross-cutting challenges affecting recycling in the United States, (2) actions that selected federal agencies have taken that advance recycling, and (3) actions EPA has taken to plan and coordinate national efforts to advance recycling. GAO reviewed laws and agency documents; and interviewed federal officials and nonfederal stakeholders, such as states, municipalities, and industry representatives, selected for their expertise and efforts to advance recycling.
Recommendations
GAO is making one matter for congressional consideration to clarify a RCRA requirement for Commerce or to assign responsibility for stimulating domestic markets to another agency; and three recommendations to EPA, including that it take actions to fulfill certain RCRA requirements. EPA concurred with GAO's recommendations.
Matter for Congressional Consideration
| Matter | Status | Comments |
|---|---|---|
| Congress should consider clarifying whether the Secretary of Commerce's responsibility under RCRA to stimulate the development of markets for recyclables specifically includes domestic markets or assign that responsibility to another agency. (Matter for Consideration 1) | As of March 1, 2024, RCRA hasn't been amended to clarify the Secretary of Commerce's responsibility. We will continue to monitor congressional actions and provide updated information as needed. |
Recommendations for Executive Action
| Agency Affected | Recommendation | Status |
|---|---|---|
| Environmental Protection Agency | The Director of EPA's Office of Resource Conservation and Recovery should develop an implementation plan for conducting a study and developing recommendations for administrative or legislative action regarding the effect of existing public policies, and the likely effect of modifying or eliminating such incentives and disincentives, upon the reuse, recycling, and conservation of materials, as required by RCRA. (Recommendation 1) |
In its written agency comments, EPA agreed that the identified actions in GAO's recommendations from December 2020 can help improve the recycling system. On November 15, 2021, EPA released its final National Recycling Strategy. This strategy committed EPA to conducting a study of different policies to determine their effectiveness toward addressing the challenges facing the recycling system. In April 2024, EPA notified GAO that it expects to release a report of a study that examined the impacts of different policies, incentives, and disincentives on driving a circular economy, including a review of existing domestic and international policies related to recycling. According to EPA, the final report, expected by December 31, 2024, will include recommendations on effective policies or administrative actions. We plan to follow up with EPA about this recommendation when the study is released. At that time, we will determine whether EPA has attained any financial or other benefits from these actions. By conducting this study, EPA will address a RCRA requirement and may obtain important information to inform potential policy options.
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| Environmental Protection Agency | The Director of EPA's Office of Resource Conservation and Recovery should develop an implementation plan for conducting a study and developing recommendations for administrative or legislative action regarding the necessity and method of imposing disposal or other charges on packaging, containers, vehicles, and other manufactured goods to reflect the cost of final disposal, the value of recoverable components of the item, and any social costs associated with nonrecycling or uncontrolled disposal, as required by RCRA. (Recommendation 2) |
In its written agency comments, EPA agreed that the identified actions in GAO's recommendations from December 2020 can help improve the recycling system. On November 15, 2021, EPA released its final National Recycling Strategy. This strategy committed EPA to conducting a study of different policies to determine their effectiveness toward addressing the challenges facing the recycling system. In April 2022, EPA stated that it had initiated a study regarding the necessity and method of imposing disposal or other charges on packaging, containers, vehicles, and other manufactured goods to reflect the cost of final disposal, the value of recoverable components of the item, and any social costs associated with nonrecycling or uncontrolled disposal, as required by RCRA. In August 2024, EPA stated that it anticipates releasing the study by December 31, 2024. We plan to follow up with EPA about this recommendation when the study is complete. At that time, we will determine whether EPA has attained any financial or other benefits from these actions. By conducting this study, EPA will address a RCRA requirement and may obtain important information to inform potential policy options.
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| Environmental Protection Agency | The Director of EPA's Office of Resource Conservation and Recovery should, while EPA finalizes and implements its national recycling strategy, incorporate desirable characteristics for effective national strategies, including (1) identifying the resources and investments needed, and balancing the risk reductions with costs; (2) clarifying the roles and responsibilities of participating entities; and (3) articulating how it will implement the strategy and integrate new activities into existing programs and activities. (Recommendation 3) |
In its written agency comments, EPA agreed that the identified actions in GAO's recommendations from December 2020 can help improve the recycling system. In November 2021, EPA released its final National Recycling Strategy. The strategy committed EPA to developing an implementation plan with more specificity about this action and the organizational lead. According to the strategy, the implementation plan will identify the resources and investments needed, balancing the risk reductions with costs; clarify the roles and responsibilities of participating entities; and articulate EPA's role in implementing the strategy and integrating new activities into the agency's existing programs and activities. In December 2023, EPA stated that it anticipates completion of a summary memo outlining completed implementation activities to close out this recommendation. In August 2024, EPA notified GAO that it expects to complete this activity by December 31, 2024. We will update the status of this recommendation after we have an opportunity to review EPA's implementation plan and other activities. At that time, we will determine whether EPA has attained any financial or other benefits through these activities. By better incorporating desirable characteristics as it finalizes and implements its strategy, EPA will have greater assurance of the strategy's usefulness in making resource and policy decisions and will better ensure accountability for its implementation.
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