This is the accessible text file for GAO report number GAO-11-602 
entitled 'Commercial Aviation: Program Aimed at High-Risk Parent 
Abductors Could Aid in Preventing Abductions' which was released on 
June 23, 2011. 

This text file was formatted by the U.S. Government Accountability 
Office (GAO) to be accessible to users with visual impairments, as 
part of a longer term project to improve GAO products' accessibility. 
Every attempt has been made to maintain the structural and data 
integrity of the original printed product. Accessibility features, 
such as text descriptions of tables, consecutively numbered footnotes 
placed at the end of the file, and the text of agency comment letters, 
are provided but may not exactly duplicate the presentation or format 
of the printed version. The portable document format (PDF) file is an 
exact electronic replica of the printed version. We welcome your 
feedback. Please E-mail your comments regarding the contents or 
accessibility features of this document to Webmaster@gao.gov. 

This is a work of the U.S. government and is not subject to copyright 
protection in the United States. It may be reproduced and distributed 
in its entirety without further permission from GAO. Because this work 
may contain copyrighted images or other material, permission from the 
copyright holder may be necessary if you wish to reproduce this 
material separately. 

United States Government Accountability Office: 
GAO: 

Report to Subcommittee on Aviation, Committee on Transportation and 
Infrastructure, House of Representatives: 

June 2011: 

Commercial Aviation: 

Program Aimed at High-Risk Parent Abductors Could Aid in Preventing 
Abductions: 

GAO-11-602: 

GAO Highlights: 

Highlights of GAO-11-602, a report to Subcommittee on Aviation, 
Committee on Transportation and Infrastructure, House of 
Representatives. 

Why GAO Did This Study: 

Since 2000, the annual number of new international parental child 
abduction cases reported to the Department of State—many of which 
likely involved air travel—has nearly tripled. Such abductions occur 
when a parent, family member, or person acting on behalf thereof, 
takes a child to another country in violation of the custodial parent’
s or guardian’s rights. Once a child is abducted, the laws, policies, 
and procedures of the foreign country determine the child’s return. 
Thus, preventing such abductions can help keep parents and children 
from being separated for a long period or indefinitely
As requested, this report addresses (1) the policies and measures 
airlines, federal agencies, and others have to prevent international 
parental child abductions on airline flights and (2) options federal 
agencies, airlines, and others could consider for helping prevent such 
abductions on airline flights, as well as the advantages and 
limitations of those options. To perform this work, GAO reviewed 
applicable laws and policies, interviewed government officials, and 
surveyed airlines and nonprofit associations. 

What GAO Found: 

As private sector entities, airlines do not have the authority to 
verify or enforce court and custody orders in an effort to prevent 
international parental child abductions and thus, upon request, work 
in cooperation with law enforcement. The Department of State has 
measures such as a dual-signature passport requirement and a passport 
notification program that are focused on preventing abductions before 
abductors reach an airport. The Department of Homeland Security (DHS) 
has measures that are focused on prevention when abductors reach the 
airport, such as a Prevent Departure list which prevents non-U.S. 
citizens from departing on an international flight with a child of 
concern, if certain criteria are met. DHS also checks the National 
Crime Information Center Missing Persons File and has partnered with 
other agencies to distribute AMBER Alerts at airports if child 
abductions meet certain criteria. 

Figure: Federal Programs Aimed at Preventing International Parental 
Child Abductions: 

[Refer to PDF for image: illustration] 

Outside of airport: 

* State Department requires both parents’ or guardians’ consent prior 
to the issuance of a child’s passport. 
* Parents can sign up for the State Department’s Children’s Passport 
Issuance Alert Program. 
* Parent can contact the State Department to place a suspected non-
U.S. citizen abductor on DHS’ Prevent Departure list if certain 
criteria are met. 

At airport: 

* DHS Prevent Departure list program to match non-U.S. citizen 
abductors with an identified child. 

In limited circumstances: 
* DHS check of NCIC data on missing children against airlines’ 
passenger list; 
* AMBER Alert at airport, if abduction case meets criteria. 

Source: GAO. 

[End of figure] 

Two options-a parental-consent letter requirement and a high-risk 
abductor list—-were cited by stakeholders (federal agency, airline, 
and nongovernmental organization officials) as having potential to 
prevent abductions, but consent letters may be impractical to adopt 
while a high-risk list may help prevent some abductions. A consent 
letter policy could require that children traveling alone, or without 
both parents, have a note of consent from the nonaccompanying parents 
authorizing the child to travel. Stakeholders GAO met with and 
surveyed noted that such consent letters may be effective in deterring 
some abductions, but the relative ease in forging a letter along with 
other significant issues indicate that such a requirement is not a 
practical option. A high-risk abductor list program could operate 
similarly to the Prevent Departure list program but would apply to 
U.S. citizens. While stakeholders pointed out certain limitations to 
such a high-risk abductor list-—such as the relatively difficult and 
time-consuming steps needed to place a child and potential abductor on 
this list—-such a list may be helpful in preventing abductions on 
airline flights. 

What GAO Recommends: 

GAO recommends that DHS consider creating a program similar to the 
child abduction component of its Prevent Departure program that would 
apply to U.S. citizens. DHS concurred with the recommendation, but 
cited challenges toward implementing it, such as potential 
constitutional, operational, privacy, and resource issues. 

View [hyperlink, http://www.gao.gov/products/GAO-11-602] or key 
components. For more information, contact Gerald Dillingham at 
dillinghamg@gao.gov or (202) 512-2834. 

[End of section] 

Contents: 

Letter: 

Background: 

Airlines Do Not Have Authority to Adopt a Preventative Role; the State 
Department and DHS Have Programs That Attempt to Prevent International 
Parental Child Abductions: 

Stakeholders Identified Two Additional Options--a Parental-Consent 
Letter Requirement and a High-Risk Abductor List--That May Help 
Prevent International Parental Child Abductions, but Cited Limitations: 

Conclusions: 

Recommendation for Executive Action: 

Agency Comments and Our Evaluation: 

Appendix I: Scope and Methodology: 

Appendix II: Comments from the Department of Homeland Security: 

Appendix III: GAO Contact and Staff Acknowledgments: 

Tables: 

Table 1: Destination Countries Accounting for the Most International 
Parental Child Abductions from the United States, Fiscal Years 2007- 
2009: 

Table 2: Airlines Responding to Survey: 

Table 3: Nonprofit Nongovernmental Organizations Responding to Survey: 

Figures: 

Figure 1:International Parental Child Abduction Cases Reported to 
State Department, Fiscal Years 2000-2009: 

Figure 2: Nonborder Countries Children Were Abducted to Most, Fiscal 
Years 2007-2009: 

Figure 3: Federal Programs Aimed at Preventing Parental International 
Child Abductions: 

Abbreviations: 

AMBER: America's Missing: Broadcast Emergency Response: 

DHS: Department of Homeland Security: 

DOJ: Department of Justice: 

DOT: Department of Transportation: 

NCIC: National Crime Information Center: 

NCMEC: National Center for Missing and Exploited Children: 

TSA: Transportation Security Agency: 

[End of section] 

United States Government Accountability Office: 
Washington, DC 20548: 

June 23, 2011: 

The Honorable Thomas E. Petri:
Chairman:
The Honorable Jerry F. Costello:
Ranking Member:
Subcommittee on Aviation:
Committee on Transportation and Infrastructure:
House of Representatives: 

Since 2000, the annual number of new international child parental 
abduction cases for which parents requested Department of State (State 
Department) assistance has nearly tripled. Such abductions occur when 
a parent, family member, or person acting on behalf of a parent or 
family member takes a child to another country in violation of the 
rights of the custodial parent or guardian.[Footnote 1] The State 
Department reported that, from fiscal year 2007 through 2009, it 
received 3,011 parental abduction requests for assistance in returning 
4,365 children to the United States from other countries.[Footnote 2] 
Although 36 percent of these children were abducted to a bordering 
country, the nonborder countries with the most child abductions--the 
United Kingdom, Germany, India, Japan, Brazil, and Australia--almost 
all involve cross-oceanic travel and, therefore, likely involved the 
parent and child leaving the United States aboard an airline flight. 
Once a child is abducted from this country to another, the laws, 
policies, and procedures of the foreign country determine whether and 
how the child will be returned. Thus, prevention of international 
parental child abductions, including through air travel, is critical 
to ensure that parents are not separated from their children for a 
long period or indefinitely. Preventing abductions involving airline 
flights, however, can be difficult. Although the Department of 
Homeland Security (DHS)--in collaboration with the airlines--screens 
all travelers boarding international flights, the United States does 
not generally exercise exit controls on its borders that would prevent 
U.S. citizens holding a valid passport from leaving the country with a 
child.[Footnote 3] 

You requested that we study the prevention of international parental 
child abductions involving airline flights. This report provides (1) 
information on policies and measures airlines, federal agencies, and 
other entities have in place to prevent international parental child 
abductions involving airline flights and (2) options federal agencies, 
airlines, nongovernmental organizations, and others could consider to 
prevent international parental child abductions involving airline 
flights, as well as the advantages and limitations of those options. 

In determining policies and measures that are in place to prevent 
these types of abductions, we examined relevant laws and regulations. 
We met with officials from the DHS and the Departments of Justice 
(DOJ), State, and Transportation (DOT), and seven nongovernmental 
child advocacy organizations. During these meetings, we obtained and 
analyzed information related to major policies and measures in place 
to prevent such abductions. We also met with and obtained and analyzed 
information provided by two airline associations to determine what 
policies and measures airlines have in place to prevent international 
parental child abductions. In addition, we received information from 
eight cross-continental airlines regarding their policies and measures 
to prevent international parental child abductions. Our focus was 
primarily on abductions that occur when a parent, family member, or 
person acting on behalf of the parent or family takes a child from the 
United States, violating the rights of the parent left behind. In 
determining additional options that federal agencies and others could 
consider to prevent abductions involving airline flights, we developed 
a list of hypothetical options from the federal agencies, 
nongovernmental child advocacy organizations, and airline associations 
mentioned above. We then designed and implemented a Web-based survey 
of domestic and foreign airlines, as well as nongovernmental child 
advocacy organizations to obtain their views regarding the 
effectiveness, advantages, limitations and key issues of two specific 
options for further preventing these types of abductions involving 
airline flights. Of the 14 airlines in our sample, 6 domestic and 3 
foreign airlines responded. We also used a survey to obtain views on 
additional options for preventing abductions from five nongovernmental 
child advocacy organizations, all of which responded to our survey. We 
assessed the advantages, limitations, and key issues the airlines and 
nongovernmental organizations identified for the two specific options 
detailed later in our report to determine their practicality. For more 
information on our scope and methodology, see appendix I. 

We conducted this performance audit from September 2010 to June 2011, 
in accordance with generally accepted government auditing standards. 
Those standards require that we plan and perform the audit to obtain 
sufficient, appropriate evidence to provide a reasonable basis for our 
findings and conclusions based on our audit objectives. We believe 
that the evidence obtained provides a reasonable basis for our 
findings and conclusions based on our audit objectives. 

Background: 

International parental child abductions reported to the State 
Department have been increasing. The State Department reported that it 
received 1,135 new requests for assistance in international parental 
child abduction cases in fiscal year 2009, the most recent fiscal year 
with comparable data. The annual number of new requests received has 
increased each fiscal year since fiscal year 2000 (see figure 1). 

Figure 1: International Parental Child Abduction Cases Reported to 
State Department, Fiscal Years 2000-2009: 

[Refer to PDF for image: line graph] 

Fiscal year: 2000; 
Cases: 405. 

Fiscal year: 2001; 
Cases: 541. 

Fiscal year: 2002; 
Cases: 542. 

Fiscal year: 2003; 
Cases: 592. 

Fiscal year: 2004; 
Cases: 607. 

Fiscal year: 2005; 
Cases: 626. 

Fiscal year: 2006; 
Cases: 642. 

Fiscal year: 2007; 
Cases: 794. 

Fiscal year: 2008; 
Cases: 1,082. 

Fiscal year: 2009; 
Cases: 1,135. 

Source: GAO presentation of State Department data. 

[End of figure] 

According to literature we reviewed, such abductions can take an 
emotional toll on children--who can encounter serious psychological 
effects--and on the parent whose child has been abducted. Research 
shows that recovered children often experience a range of problems, 
including anxiety, eating problems, nightmares, mood swings, sleep 
disturbances, and aggressive behavior. Parents whose children have 
been abducted may encounter substantial psychological, emotional, and 
financial problems in fighting for the return of their children. When 
a child has been abducted across international borders, a parent may 
face an unfamiliar legal system, as well as significant cultural 
differences and linguistic barriers that can hinder a parent's 
attempts to reunify with his or her child. 

Although we could not find definitive data on the extent to which 
parents and others have used airline flights to abduct children 
abroad, many international parental child abductions most likely 
involve airline flights. The State Department reported that, from 
fiscal year 2007 through 2009, it received 3,011 requests for 
assistance in returning 4,365 children to the United States from other 
countries. About 30 percent of these children were abducted to Mexico, 
while about 6 percent were abducted to Canada.[Footnote 4] The 
remaining 64 percent were abducted to other countries that do not 
share a border with the United States. The State Department and other 
organizations told us that an airline flight was likely the primary 
means of transportation for most abductions to these nonborder 
countries.[Footnote 5] Of the six nonborder countries that had the 
most child abductions, it is highly likely that an airline flight was 
used in many of these abductions (see figure 2). 

Figure 2: Nonborder Countries Children Were Abducted to Most, Fiscal 
Years 2007-2009: 

[Refer to PDF for image: world map] 

Nonborder Countries Children Were Abducted to Most: 
Australia; 
Brazil; 
Germany; 
India; 
Japan; 
United Kingdom. 

Sources: GAO and Map Resources (map). 

[End of figure] 

Child custody and abduction issues have historically been addressed at 
the state and local level. State family courts determine child custody 
status, including issuing custody and court orders that can limit the 
travel of children. According to State Department officials, currently 
there is no nationwide database that captures information from custody 
and court orders. State and local law enforcement are generally tasked 
with enforcing the provisions of these custody and court orders. When 
a child is at risk of imminent abduction or harm, a judge may issue an 
order and direct law enforcement to take physical custody of a child. 
A court order can prohibit the removal of a child from the United 
States and that can allow a parent or law enforcement official to 
contact the airport authority police, who may assist in intercepting 
the abductor. However, enforcement of such orders is difficult, in 
part because of the lack of a nationwide database that maintains 
custody orders, and because the United States does not generally 
exercise exit controls on its borders that would prevent an adult U.S. 
citizen holding a valid passport from leaving the country with his or 
her child who also holds a valid passport. Generally, any citizen 
holding a valid passport may leave or enter the United States freely. 
According to a DOJ report on international child abductions, parents 
who fear that their children may be abducted can request a court order 
to have the other parent surrender his/her passport and the child's 
passport to the court. Foreign governments, however, are not bound by 
U.S. custody orders and may issue passports to children who are their 
nationals. 

The lack of exit controls makes timing crucial in preventing 
international parental child abductions involving an airline flight. 
If a child has a valid passport, preventing an abduction on an 
international airline flight could be very difficult even if a parent 
has obtained a custody order barring such travel because that parent 
would not only need to involve law enforcement but do so with enough 
time to intercept the abducting parent and the child before they board 
an international flight. Once a parent reports a child as abducted, 
rapid communication and coordination among law enforcement, airport, 
and airline authorities are necessary to prevent a child from boarding 
an international flight. What can often happen in these cases, 
however, is that a parent does not know that another family member 
plans to board the child on an international flight, and thus may not 
contact law enforcement in time. For example, the American Bar 
Association led a survey of 97 left-behind parents that found that 
nearly half of the abductions reported by the left-behind parents 
occurred during a legal visitation between the abducting parent and 
abducted child.[Footnote 6] The left-behind parent was likely unaware 
of the other parent's abduction intentions. 

Airlines Do Not Have Authority to Adopt a Preventative Role; the State 
Department and DHS Have Programs That Attempt to Prevent International 
Parental Child Abductions: 

Airlines Do Not Have the Authority to Enforce Court and Custody Orders 
but Have Policies and Procedures for Boarding Children Traveling Alone: 

As private sector entities, airlines in the United States do not have 
the authority to verify or enforce court and custody orders. 
Stakeholders we interviewed stated that the airline's main role 
related to the prevention of international parental child abductions 
is cooperating upon request with law enforcement officials or 
prosecutors. For example, a few alleged abductions in progress have 
been intercepted when local court officials or law enforcement 
officers contacted airport police and airline personnel to prevent a 
suspected abducting parent and at-risk child from leaving on an 
international airline flight. Several airline stakeholders told us 
that law enforcement should take the main role in preventing 
international parental abductions, but that airlines work to support 
the law enforcement agencies in this role. 

While airlines may not be in a position to question the 
appropriateness of a child and adult traveling together, airlines have 
procedures in place for children traveling alone internationally or 
domestically. Although policies and procedures can vary by airline, 
most domestic airlines will permit children who have reached their 
fifth birthday to travel unaccompanied. Children aged 5 through 11 who 
are flying alone must usually travel pursuant to special 
"unaccompanied minor" procedures, which involve an additional fee. On 
many domestic carriers, children aged 5 through 7 may only fly 
unaccompanied on nonstop and through flights; children 8 and over may 
take connecting flights unaccompanied. As a common procedure for 
unaccompanied minors, airlines require the names and contact numbers 
of the persons dropping the child off and picking the child up. The 
person picking up the child may be asked to show his or her 
identification. However, because airlines do not have authority to 
verify court or custody orders, the unaccompanied minor procedures 
would not include checking the parentage or legal guardianship status 
of any of those persons dropping off or picking up children traveling 
unaccompanied. Once a child has reached the age of 12 (or 15 on some 
airlines), most domestic carriers do not apply "unaccompanied minor" 
procedures or seek parental permission for the child to travel. 
Airlines may apply some additional procedures for unaccompanied minors 
traveling internationally; for example, some airlines automatically 
apply the unaccompanied minor procedures to children through age 17 
for international travel. 

For certain international destinations, airlines can request that 
children traveling with only one parent have a letter of consent from 
the nonaccompanying parent to help passengers meet the entry 
requirements of the country of destination. For example, according to 
the State Department, Mexico and Chile require that children entering 
or departing those countries by airline flight without both parents 
have such a letter of consent. As such, the airlines in our study 
reported instructing passengers to be ready with such documentation if 
traveling with children to countries that may have such requirements. 
Representatives of the Air Transport Association told us that any 
airline flying to these countries may be forced to provide the 
passengers with a free trip back to the United States for accepting 
children onto their flight without having documentation showing that 
both parents or guardians consented to the international travel. We 
discuss this parental-consent letter requirement in more detail later 
in our report. 

The State Department Has Measures Related to the Issuance of 
Children's Passports, while DHS Has Measures to Intercept an Abductor 
at the Airport: 

The State Department has preventative measures that are focused 
outside of the airport environment, before a suspected abductor 
reaches an airport with a child, while DHS's measures focus on 
preventing child abductions once an abductor reaches an airport with a 
child. Figure 3 illustrates these measures, which are described in 
greater detail in the next section. 

Figure 3: Federal Programs Aimed at Preventing Parental International 
Child Abductions: 

[Refer to PDF for image: illustration] 

Outside of airport: 

* State Department requires both parents’ or guardians’ consent prior 
to the issuance of a child’s passport. 
* Parents can sign up for the State Department’s Children’s Passport 
Issuance Alert Program. 
* Parent can contact the State Department to place a suspected non-
U.S. citizen abductor on DHS’ Prevent Departure list if certain 
criteria are met. 

At airport: 

* DHS Prevent Departure list program to match non-U.S. citizen 
abductors with an identified child. 

In limited circumstances: 
* DHS check of NCIC data on missing children against airlines’ 
passenger list; 
* AMBER Alert at airport, if abduction case meets criteria. 

Source: GAO. 

[End of figure] 

The State Department has a signature requirement and a passport 
issuance alert program in place to directly address international 
parental child abductions. A law passed in 1999 requires both parents 
to execute and provide documentary evidence of custodial rights on any 
application for a passport for a minor.[Footnote 7] If this cannot be 
done, a parent can take certain steps, in accordance with the law, to 
execute the passport application, such as by providing documentary 
evidence that he or she has sole custody of the child, has the 
documented consent of the other parent to the issuance of the 
passport, or is acting in place of the parents and has the documented 
consent of both parents. 

The State Department also administers the Children's Passport Issuance 
Alert Program, a service through which a parent can request State 
Department notification if a passport application is submitted for his 
or her child of less than 18 years of age. State Department officials 
told us that if a passport application is received for a child listed 
in the alert program, State Department officials would contact the 
parent who requested the alert notice to see if the parent's concern 
still exists before determining whether to issue the passport. 
[Footnote 8] The issuance alert program enhances prevention 
opportunities since there are exceptions to the two-parent signature 
requirement. State Department officials told us that about 42,000 
children are currently registered in the program and that the 
program's database includes information such as name, date, and place 
of birth for each child. Before adding a child to this alert system 
and adding the parent as the person to alert, State Department 
officials verify the relationship between the parent and the child 
through documentation such as the birth certificate, custody orders, 
and other identifying documentation. State Department officials noted 
that, even if a parent requesting an issuance alert loses custody of 
the child after the child has been entered into the alert system, the 
State Department would still notify a parent if the other parent or 
another person applies for that child's passport. According to the 
State Department, in some instances, enrollment in the issuance alert 
program has succeeded in locating children whose whereabouts were 
unknown before the new passport application was submitted, which 
thereby allowed the State Department to assist the left-behind parent 
in seeking the child's return. 

However, the signature requirement and passport issuance alert 
programs have the following limitations: 

* Once it issues a passport to a child, the State Department may not 
revoke that passport except in limited situations.[Footnote 9] Thus, 
some children may have been lawfully issued passports before a 
possible international abduction situation arose. 

* The State Department does not have a way to track the use of a 
passport once it has been issued since the United States does not 
generally exercise exit controls for citizens leaving the country. 

* Parents with citizenships from other countries can obtain a foreign- 
issued passport for their child, which can circumvent State 
Department's signature requirement and the passport issuance alert 
program. 

While the State Department's efforts are focused on passport issuance, 
DHS administers a child abduction component of its broader Prevent 
Departure program, designed to keep non-U.S. citizens identified as 
potential abductors from leaving the country with a child at risk for 
abduction. DHS's broader Prevent Departure program is aimed at 
preventing the departure of non-U.S. citizens whose departure could be 
harmful to the security of the United States. Such persons could 
include, for example, suspected fugitives fleeing prosecution for 
felony crimes. The Prevent Departure program originated from the 
Immigration and Nationality Act, which authorized departure control 
officers to prevent non-U.S. citizens' departure from the United 
States under certain specified circumstances.[Footnote 10] 
Specifically, DHS implementing regulations do not permit such 
departure if the departure would be prejudicial to the interests of 
the United States, as enumerated in regulation.[Footnote 11] DHS 
established a parental child abduction component of the Prevent 
Departure program in 2003.[Footnote 12] DHS officials have interpreted 
international parental abductions by non-U.S. citizens to be 
prejudicial to national interests, thus falling under its Prevent 
Departure program authority. 

DHS policy stipulates that only law enforcement officers and specified 
State Department officials can request an alert for a non-U.S. citizen 
potential abductor traveling with an identified at-risk child under 
this program. Although parents cannot contact DHS directly, parents, 
family members, prosecutors, and others concerned about a forthcoming 
abduction could contact the State Department's Office of Children's 
Issues to add names to the list. In addition, DHS requires law 
enforcement officers and State Department officials to provide court 
orders specifying that a child, regardless of age, is banned from 
traveling internationally with a non-U.S. citizen parent or person 
acting on behalf of the parent. If State Department officials 
determined that a case meets all the criteria for inclusion on the 
list, the agency would pass this information to DHS officials who 
would then place a potential abductor on the list. DHS officials told 
us that, once a potential abductor is on the list, an accompanying 
note is made identifying the at-risk child who is not to travel 
internationally with the potential abductor. Subsequently, if a person 
on the list is identified as attempting to board an international 
flight with an identified child, the airlines and DHS collaborate with 
law enforcement to prevent the boarding of the non-U.S. citizen with 
the child. 

DHS officials told us that this measure is an effective tool at 
preventing some cases of international parental child abductions. 
Prevent Departure is the only program we identified that has the 
potential to prevent international child abductions at the airport 
when it is not known that an abduction is in progress, but the 
potential abduction risk and the potential abductor have been 
identified. However, the usefulness of this program is limited because 
it only applies to non-U.S. citizens. 

DHS also checks the Federal Bureau of Investigation's National Crime 
Information Center (NCIC) Missing Persons File routinely for travelers 
leaving the United States, which, in very limited circumstances, may 
result in intercepting a child before an international flight departs. 
[Footnote 13] For passengers traveling internationally on a commercial 
flight, airlines are required to provide passenger manifest data 
(generally, information listed on government-issued passports) 
obtained at check-in from all passengers to DHS's Customs and Border 
Protection no later than 30 minutes prior to the securing of the 
aircraft doors, or transmit manifest information on an individual 
basis as each passenger checks in for the flight up to but no later 
than the securing of the aircraft.[Footnote 14] DHS officials told us 
that they have automated systems to check this passenger manifest data 
against the NCIC Missing Persons File and, that if a match is made, 
DHS officials contact the law enforcement officials who originally 
entered the case into the missing persons file to determine what 
action to take. Actions could include collaborating with law 
enforcement and airlines to, among other things, prevent the child 
from departing on an international flight. 

According to DHS officials, however, even if there were a match 
between passenger manifest data and the missing person's file, they 
still may not be able to prevent an international parental child 
abduction on an airline; DHS officials can receive passenger manifest 
data as late as 30 minutes before securing an aircraft, making it 
difficult to coordinate with law enforcement, airport, and airline 
officials in enough time to prevent the abducted child from departing 
on an international flight. Furthermore, names might not be entered 
into the database in time for a match to be made. To include an 
abducted child in this database, a parent would need to contact a 
local or state law enforcement agency and file a missing person's 
report. In addition, local law enforcement officers may not enter 
reported parental abduction cases into the NCIC database because they 
may not view them as qualifying; they may view them as private family 
disputes instead of criminal matters. DHS could only confirm two cases 
in which it identified a match using this system, and an official who 
administers the matching stated that she did not know if the two 
matched cases resulted in preventing the child from boarding an 
international flight. 

Other federal agencies also have efforts in place that may indirectly 
support the prevention of international parental child abductions 
involving airline flights. DOJ, in particular, has educational efforts 
and the AMBER Alert (America's Missing: Broadcast Emergency Response) 
program that may help to prevent abductions. DOJ's Office of Juvenile 
Justice and Delinquency Prevention develops educational materials and 
training programs aimed at increasing the awareness among parents, the 
law enforcement community, and others about the issue of international 
parental abductions. For example, A Family Resource Guide to 
International Parental Kidnapping is an educational guide for parents, 
intended to provide them with information on how to better prevent 
these abductions or stop them while in-progress, among other things. 
[Footnote 15] DOJ also provides training to more than 4,500 local law 
enforcement officers each year about how to respond to cases of 
missing children, including parental abduction cases. 

In addition, since 2007, the Transportation Security Agency (TSA) 
within DHS has partnered with the National Center for Missing and 
Exploited Children (NCMEC)[Footnote 16] and other agencies to 
distribute AMBER Alerts at airports across the country to help prevent 
child abductions involving airline flights. AMBER Alert programs are 
voluntary partnerships between law enforcement agencies, broadcasters, 
and transportation agencies to use the Emergency Alert System[Footnote 
17] to air a description of an abducted child and the person suspected 
of abducting the child to assist in the search for and safe recovery 
of the child. Since the first local AMBER Alert program was launched 
in Texas in 1996, similar programs have been implemented at state and 
local levels across the United States creating a nationwide alert 
network that has successfully led to the recovery of over 500 
children.[Footnote 18] However, because a main criterion for 
disseminating an AMBER Alert is that law enforcement officials must 
believe the abducted child is in imminent danger of serious bodily 
injury or death, many international parental child abductions may not 
be entered into the AMBER Alert system since physically harming a 
child is usually not the abducting parent's intent. According to DOJ, 
in many parental abduction cases, the abducting parent's goal is to 
permanently alter custodial access by taking the child across state or 
international borders. 

Nongovernmental organizations also indirectly support the prevention 
of international parental child abductions, often in collaboration 
with local, state, and federal agencies. For example, NCMEC offers a 
variety of services that aid in national and international searches 
for missing children, including a toll-free hotline; photograph and 
poster distribution; technical case analysis and assistance; recovery 
assistance; training and coursework for investigators; and legal 
strategies, among other services which indirectly support the 
prevention of abductions involving airline flights. In addition, the 
Association of Missing and Exploited Children's Organizations, Inc., 
has a "sub-AMBER alert" program that allows local law enforcement 
officers to contact businesses in airport terminals to notify them to 
look out for a child believed to be abducted and possibly at their 
airport so that staff can contact local law enforcement officers or 
airport police to halt the abduction. 

Even with these efforts in place, preventing international child 
abductions can be very difficult and depends on a number of factors, 
including the parent's knowledge of the abduction risk and the 
existence of clear custody status for the child. While prevention 
efforts available to parents, such as contacting the State Department 
to request a passport alert for a child, generally require that the 
parent has some knowledge beforehand of the risk that an abduction 
might occur, abductions often occur when the parent has no such 
knowledge. In general, prevention efforts also require clear child 
custody status. For example, in order for a parent to add a child and 
suspected abductor to DHS' Prevent Departure list, the requesting 
parent must demonstrate that he or she has parental or custodial 
rights to the child and that there is a court order barring the child 
from traveling internationally with the suspected abductor. However, 
custody laws vary by state, and many parents may not have such clear 
custody documentation available. For example, according to DOJ, many 
unmarried parents may not be aware that they would need to pursue 
court procedures to obtain a custody order for their child. Such 
documentation is often essential for a parent who wishes to 
demonstrate custodial rights in any context when no court order exists 
because states vary widely in their statutory presumptions regarding 
the child custody rights of unmarried parents. In addition, according 
to DOJ, many parents in these situations cannot afford to hire 
attorneys to obtain the necessary documentation of custody. In cases 
where the parent is unaware of the abduction risk, and where there is 
no documentation of the child's custody status, preventing such 
abductions is extremely difficult. 

Stakeholders Identified Two Additional Options--a Parental-Consent 
Letter Requirement and a High-Risk Abductor List--That May Help 
Prevent International Parental Child Abductions, but Cited Limitations: 

Federal Agency Officials, Nongovernmental Organizations, and Others 
Identified Two Potential Options: a Parental-Consent Letter 
Requirement and a High-Risk Abductor List: 

Concerns about increasing cases of international parental child 
abductions have led federal agency officials, nongovernmental 
organizations, and others to suggest a number of potential options 
aimed at preventing such abductions. Based on input from various 
stakeholders, we identified two options that directly address the 
issue of international parental child abductions involving airline 
flights: a parental-consent letter requirement and a high-risk 
abductor list of adults. We further explored these options with 
airlines, federal agencies, and nongovernmental organizations to 
understand their views on the potential effectiveness of these options 
and to identify advantages and limitations of these options. 

A parental-consent letter requirement could specify that children 
traveling alone or without both parents on international flights be 
required to have a note of consent from the nonaccompanying parent(s) 
authorizing the child to travel. DHS recommends, but does not require, 
parents to travel with such documentation. As previously mentioned, 
certain foreign countries have similar parental consent letter 
requirements in place. Under such a consent requirement option (and 
pending the grant of authority), airline or security staff, such as 
TSA employees, could check that all children traveling internationally 
have such parental-consent letters as a condition to boarding an 
international flight. 

A program to identify adults at high risk for committing child 
abductions could operate similarly to DHS's Prevent Departure program 
but would apply to U.S. citizens--such a program may require 
additional statutory authority. DHS could provide a list of children 
at high risk for abduction, and family members identified as potential 
abductors, to the airlines, who would then prevent those placed on the 
list from boarding international flights if traveling together. DHS 
would only add names of potential abductors and children at risk to 
this list if the request came from designated law enforcement officers 
or federal officials, but not from the parents. Similar to Prevent 
Departure, DHS could require law enforcement officers and State 
Department officials to provide court orders specifying that a child, 
regardless of age, is banned from traveling internationally with a 
U.S. citizen parent or someone acting on behalf of the parent. 

Stakeholder Views Indicate That Consent Letters May be Impractical, 
while a High-Risk Abductor List May Help Prevent Some Abductions: 

Parental Consent Letters Appear Impractical: 

Federal agency, airline, and nongovernmental organization stakeholders 
reported that the presence of some type of parental-consent letter 
requirement may be effective in deterring some parents from attempting 
to abduct their children abroad. One nongovernmental organization 
official noted that, this requirement may deter a parent from 
attempting an abduction, since the parent would have to take this 
parental consent requirement into consideration before going to the 
airport thus deterring abductions that might occur without advance 
planning. 

However, these stakeholders also identified a limitation that may 
compromise the effectiveness of such a consent requirement: most 
stakeholders pointed out that it would be very easy to produce 
fraudulent consent letters. Of the eight airlines we surveyed on the 
two options, half reported that this measure would not be effective. 
Several stakeholders noted that a parental-consent requirement could 
be more effective if parents were required to have the letters 
notarized. Even with a notarization requirement, however, the majority 
of stakeholders we met with told us that parents who want to abduct 
their children abroad could still try to forge the consent letter 
documents, and airline or TSA staff may have difficulty verifying the 
authenticity of such letters, if they had the authority to do so. 
Airline officials told us that their staff does not have the training 
or authority to verify the authenticity of such documentation. DOT 
officials added that, if a consent document were required on all 
children traveling internationally, airline employees would not be 
able to call the parent not traveling to verify and confirm the 
parent's consent, given the sheer volume of children traveling. As a 
result, another organization may need to provide airline and security 
staff with assurance of the authenticity of these consent letters. An 
official at Child Find of America stated that the consent letters 
would only be successful if the letters came with an additional 
requirement for parents to submit the letters to a federal authority 
in advance to verify the authenticity of the letters. She added, 
however, that this additional verification step would be very 
burdensome for parents and the federal agency tasked with the 
verification responsibility. 

Stakeholders also cited the following three key issues to consider 
before implementing such a requirement: 

* Parental-consent letters could place a major burden not only on 
parents--particularly single parents--but on all airline travelers. 
Several stakeholders said that single and divorced parents would have 
to take burdensome additional steps to contact the other parent and 
obtain their permission for the international travel. This requirement 
could be particularly difficult for a single parent traveling 
legitimately with a child if that single parent faced an uncooperative 
ex-spouse or if the parent had to provide documentation such as 
custody papers. This requirement could impact and burden parents and 
children traveling when there is very little risk of an abduction 
situation. A State Department official noted that a separate line may 
be needed at the airport for children traveling internationally if a 
parental-consent letter requirement were in place, so as to not delay 
other travelers. Similarly, NCMEC officials told us in the current 
airport configuration--where travelers with domestic and international 
destinations enter the same security screening lines--checks to verify 
parental consent that occur during security screening would be quite 
burdensome for all travelers due to the extra time needed to make such 
verifications. 

* A parental-consent requirement could significantly increase an 
airline's liability. For example, a domestic airline official told us 
that, if a family member were to forge such a note and abduct a child 
to another country, the left-behind parent could file a lawsuit 
against the airline for failing to prevent the abduction. An 
International Air Transport Association official added that airlines 
do not keep copies of documents presented at check-in, so it could be 
difficult for an airline to defend against such a lawsuit. He added 
that carriers do not capture and hold copies of passengers' documents 
following check-in because this could, among other things, violate 
national personal data protection or data privacy laws. 

* Airlines may face financial losses depending on whether airlines 
would have to deny boarding to passengers not having the required 
parental consent letter. For example, a domestic airline official told 
us that this requirement could impact the airlines financially if 
airlines were required to deny boarding, and potentially refund 
travelers, for lacking the required parental consent letter. Four of 
the seven domestic airlines that responded to our survey offer refunds 
to passengers they refuse to transport due to a lack of 
identification. Consequently, these airlines may be financially liable 
for denying boarding to those that do not have the required consent 
letters. 

In addition, neither the airlines nor DHS currently have the authority 
to implement a parental-consent letter requirement and would thus need 
to seek authority and necessary resources before such a requirement 
could take effect. 

High-Risk Abductor List May Help Prevent Abductions: 

A high-risk abductor list may be helpful in preventing international 
parental child abductions involving airline flights in cases where a 
U.S. citizen has been identified as a high risk for attempting an 
abduction. Stakeholders, however, pointed out that the relatively 
difficult and time-consuming steps needed to place a child and 
potential abductor on this list may limit its effectiveness. A 
majority of the airline stakeholders surveyed on the options added 
that such a list would only be effective if incorporated into the 
security screening processes already in use and would not be effective 
if the airlines were charged with managing this list. In addition, DHS 
will not be able to establish such a high-risk abductor list without 
statutory authority and potentially additional financial resources. 

Stakeholders who viewed this list as effective emphasized that it 
would be helpful in keeping family members already identified as high 
risk for abducting a child from boarding an international flight with 
the child of concern. The results of the aforementioned American Bar 
Association survey of 97 left-behind parents suggested that at least 
some of the parents were aware of the abduction risk before the 
abduction occurred; 51 percent of the surveyed parents reported that 
they had taken measures to prevent the abduction beforehand, such as 
seeking supervised visitation arrangements, custody orders prohibiting 
removal of the child from the jurisdiction, and passport denial or 
restrictions.[Footnote 19] As previously discussed, DHS officials told 
us that their Prevent Departure list--which requires a custody or 
court order specifically banning the child in question from traveling 
internationally with a specified parent or someone acting on behalf of 
the parent--is quite effective at preventing abductions involving non- 
U.S. citizen abductors. Officials at the State Department added that a 
similar list for U.S. citizens would be very effective in cases where 
there was already a custody or court order preventing the child from 
traveling abroad with the specified parent. Some nongovernmental 
organization stakeholders reflected similar views. For example, an 
official at Child Find of America noted that a list would be helpful 
in cases where an abduction attempt is anticipated. 

Several stakeholders cited the relatively difficult, time-consuming 
steps needed to place a child and potential abductor on a high-risk 
abductor list as a factor limiting its effectiveness. Parents would 
need to obtain a custody or court order banning the child from 
traveling internationally with the suspected adult to provide 
assurance that their request to include a child on the list stems from 
authentic abduction concerns rather than other conflicts between 
parents, but they may face difficulty in having a judge issue such a 
ban. DHS officials told us that many judges who deal with custody 
issues simply are not aware of the risk for international parental 
child abductions and thus may fail to issue a court order banning such 
travel. Officials at the State Department added that some judges are 
not adequately trained to issue court or custody orders that ban 
international travel in cases where abduction is a real concern. 
Obtaining such a custody order may require a parent to obtain support 
from local law enforcement to prove that a suspected abductor has 
previously attempted to abduct the child or has refused to follow a 
child custody determination, among other things. Stakeholders 
emphasized, however, that local law enforcement may view such custody 
disputes as a private matter and would thus be reluctant to get 
involved. In addition, the steps needed to put a potential abductor on 
such a list may not occur swiftly enough to prevent an anticipated 
abduction. Three nongovernmental organization stakeholders told us 
that an abduction could occur before a parent succeeds in involving 
law enforcement, courts, and others and then taking the needed steps 
to put the abductor on the high-risk list. 

Six of the eight airline stakeholders we surveyed about the options 
reported that a high-risk abductor list would only be effective if the 
list was incorporated into current security screening processes 
already in use, such as Secure Flight; the Prevent Departure list is 
not part of Secure Flight.[Footnote 20] A few airline stakeholders 
added that any other administration of the list would burden them with 
creating new systems for administering such a list. Officials at two 
airlines told us that a high-risk abductor list would benefit from 
additional information beyond just names, such as biometric 
information, to ensure that the correct travelers are identified. An 
official at a foreign airline added that his airline would have to 
develop a customized program to input such biometric information, 
which would be costly. DHS's Prevent Departure list is not 
incorporated into Secure Flight, however, indicating that airlines may 
not need to develop a customized program to administer a high-risk 
abductor list. Thus, a high-risk abductor list similar to Prevent 
Departure may not significantly burden airlines. 

As a final barrier, DHS may need additional statutory authority and 
potentially additional financial resources to implement a high-risk 
abductor list for U.S. citizens. As previously discussed, the 
Immigration and Nationality Act provided departure control officers 
with the statutory authority necessary to prevent non-U.S. citizens 
from departing the country through the Prevent Departure program. This 
authority is insufficient to establish and administer such a list for 
U.S. citizens. Consequently, DHS would need to explore other current 
existing statutory authority or seek new authority to administer a 
program similar to the Prevent Departure program that would apply to 
U.S. citizens. In addition, DHS and the State Department may need 
additional financial resources to hire additional staff to handle 
incoming requests and collaborate with airlines to prevent boarding. 
These departments' potential success in obtaining additional resources 
is unclear. 

Conclusions: 

Although it is very difficult to prevent an international parental 
child abduction, and we found that the options for doing so are 
limited, DHS may have the potential to better prevent high-risk 
abductors--as identified through court and custody orders--from taking 
children out of the country. DHS already has a program it finds to be 
effective at preventing non-U.S. citizens identified as high risk from 
undertaking international parental child abductions. Thus, a similar 
program designed to prevent U.S. citizens identified as high risk for 
undertaking these abductions from departing on an international flight 
with an identified child could be appropriate. While such a program 
will not prevent all international parental child abductions on 
airline flights, it may help in developing a comprehensive approach to 
keep people identified as high risk for attempting such abductions 
from succeeding. Where options for directly preventing international 
parental child abductions on airline flights are limited, such an 
improvement may be a step forward. 

Recommendation for Executive Action: 

To further help prevent international parental child abductions 
involving airline flights, particularly for persons identified as high 
risk for attempting such abductions, we recommend that the Secretary 
of Homeland Security consider creating a program similar to the child 
abduction component of the Prevent Departure program that would apply 
to U.S. citizens. 

Agency Comments: 

We provided a draft of this report to the Departments of Homeland 
Security, Justice, State, and Transportation for review and comment. 
The Departments of Justice and State had no comments. The Department 
of Transportation provided technical clarifications, which we 
incorporated into the report as appropriate. The Department of 
Homeland Security provided written comments, which are reproduced in 
appendix II. DHS concurred with our recommendation and agreed with our 
conclusions. However, while stating its commitment to working with the 
Department of State and other stakeholders to better prevent these 
abductions, DHS also discussed challenges, including "potential 
constitutional, operational, privacy, and resource issues," to viably 
implementing a high-risk abductor list for U.S. citizens. 

We are sending copies of this report to the appropriate congressional 
committees and the Secretaries of Homeland Security, Justice, State, 
and Transportation. The report is also available at no charge on the 
GAO Web site at [hyperlink, http://www.gao.gov]. 

If you or your staff members have any questions about this report, 
please contact me at (202) 512-2834 or dillinghamg@gao.gov. Contact 
points for our Offices of Congressional Relations and Public Affairs 
may be found on the last page of this report. GAO staff who made major 
contributions to this report are listed in appendix III. 

Signed by: 

Gerald L. Dillingham, Ph.D. 
Director, Physical Infrastructure Issues: 

[End of section] 

Appendix I: Scope and Methodology: 

In response to your request, this report provides (1) information on 
policies and measures airlines, federal agencies, and other entities 
have to prevent international parental child abductions involving 
airline flights and (2) options federal agencies, nongovernmental 
organizations, airlines, and others could consider to prevent 
international parental child abductions involving airline flights, as 
well as the advantages and limitations of those options. 

In determining policies and efforts federal agencies, airlines, and 
others have to prevent international parental child abductions, we 
examined relevant laws and regulations and met with and obtained and 
analyzed information provided by the federal agencies (Departments of 
Homeland Security, Justice, State, and Transportation) and seven child 
advocacy associations. During these meetings, we obtained and analyzed 
information related to major policies and measures taken to prevent 
international parental child abductions. We also met with, and 
obtained and analyzed information provided by, two airline 
associations to determine what policies and measures airlines had in 
place to prevent international parental child abductions. In addition, 
we surveyed eight airlines regarding their policies and measures to 
prevent international parental child abductions. See our discussion 
later for more detail regarding the eight airline companies we 
surveyed. Our focus was primarily on international parental child 
abductions that occur when a parent, family member, or person acting 
on behalf of the parent or family takes a child from the country 
violating the rights of the custodial parent or guardian left behind. 

In determining options federal agencies and others could consider to 
prevent international parental child abductions on airline flights 
including advantages and limitations of these options, we obtained a 
list of hypothetical options for preventing international parental 
child abductions on airline flights from federal agencies, child 
advocacy associations, and airline associations mentioned above. From 
the list of all hypothetical options, we identified two that directly 
addressed international parental child abductions on airline flights. 
We then designed and administered a Web-based survey of domestic and 
foreign airlines and interviewed nongovernmental organizations 
representing child advocacy associations on their views regarding the 
effectiveness, key issues, advantages, and limitations of the two 
measures that directly address preventing international parental child 
abductions on airline flights. A large number of the questions on the 
survey were closed-ended, meaning that respondents were provided with 
a list of possible responses. Most of the questions, however, were 
open-ended, meaning that respondents were provided with space to 
explain or elaborate on their answers. In developing the 
questionnaires, we took steps to ensure the accuracy and reliability 
of the responses. To ensure that the questions were clear, 
comprehensive, and unbiased, and to minimize the burden on 
respondents, we sought input on our question set from the Air 
Transport Association and officials from a domestic airline, as well 
as internal GAO stakeholders, including methodological specialists. 

In determining which airlines to survey, we initially selected all 
eight major domestic airlines that travel internationally. We also 
selected seven flag carriers (airlines registered under the laws of 
countries whose respective governments give them partial or total 
monopoly over international routes) representing countries from which 
parents requested State Department assistance in recovering children 
to which about 50 percent of children abducted from the United States 
from fiscal years 2007 through 2009 were taken.[Footnote 21] These 
countries include Mexico, Canada, United Kingdom, Germany, India, 
Japan, and Nigeria. See table 1 for a listing of the destination 
countries that accounted for the most international parental child 
abductions from the United States. We learned that the United States 
had only recently allowed Nigerian airlines to conduct operations in 
the United States and consequently eliminated that airline from our 
sample. The eight domestic airlines we contacted accounted for 64 
million of the 83 million (77 percent) international passengers flying 
on U.S. airlines in 2009. Of the eight domestic airlines we contacted, 
six responded to our survey, and another domestic airline (United) 
completed less than half. These six airlines accounted for 42 million 
(51 percent) of the 83 million international passengers flying on U.S. 
airlines in 2009. Of the six foreign airlines remaining in our sample, 
two completed the entire questionnaire--representing the countries 
that had the second and sixth most children abducted from the United 
States between fiscal years 2007 and 2009--and another foreign airline 
(Aero Mexico) completed less than half--representing the country that 
had the most children abducted from the United States from fiscal year 
2007 through 2009. Because only two foreign carriers provided us with 
usable information, our data are not reflective of the views of most 
foreign carriers representing countries outside the continent of North 
America, including Europe and Africa. The airlines who fully responded 
to our survey are listed in table 2. 

We also obtained views on additional measures for preventing 
international parental child abductions from five nongovernmental 
child advocacy organizations. From the seven nongovernmental child 
advocacy organizations we initially met with or gained preliminary 
information from, we surveyed (through interviews) the five that had 
nonprofit status according to Internal Revenue Service information, 
four of whom fully responded to our survey, while another (the 
Association of Missing and Exploited Children's Organizations) 
provided responses from their membership on the high-risk abductor 
list option. The nongovernmental child advocacy organizations who 
fully responded to our survey are listed in table 3. We analyzed 
airline and nongovernmental child advocacy organization responses to 
assess the advantages, limitations, and key issues the airlines and 
nongovernmental organizations identified for the two main options to 
determine their practicality. 

Table 1: Destination Countries Accounting for the Most International 
Parental Child Abductions from the United States, Fiscal Years 2007- 
2009: 

Country: Mexico; 
Abductions in fiscal year 2007: 474; 
Abductions in fiscal year 2008: 533; 
Abductions in fiscal year 2009: 320; 
Total: 1,327. 

Country: Canada; 
Abductions in fiscal year 2007: 104; 
Abductions in fiscal year 2008: 83; 
Abductions in fiscal year 2009: 56; 
Total: 243. 

Country: United Kingdom; 
Abductions in fiscal year 2007: 71; 
Abductions in fiscal year 2008: 53; 
Abductions in fiscal year 2009: 63; 
Total: 187. 

Country: Germany; 
Abductions in fiscal year 2007: 71; 
Abductions in fiscal year 2008: 49; 
Abductions in fiscal year 2009: 31; 
Total: 151. 

Country: India; 
Abductions in fiscal year 2007: 41; 
Abductions in fiscal year 2008: 45; 
Abductions in fiscal year 2009: 32; 
Total: 118. 

Country: Japan; 
Abductions in fiscal year 2007: 34; 
Abductions in fiscal year 2008: 57; 
Abductions in fiscal year 2009: 21; 
Total: 112. 

Country: Brazil; 
Abductions in fiscal year 2007: 31; 
Abductions in fiscal year 2008: 25; 
Abductions in fiscal year 2009: 31; 
Total: 87. 

Source: GAO analysis of State Department data. 

Note: The actual number of cases may be greater because some parents 
never report the abductions to the State Department but instead pursue 
a remedy directly with foreign authorities. 

[End of table] 

Table 2: Airlines Responding to Survey: 

Domestic airlines: 
Alaska:
American:
Delta:
Republic:
Jet Blue:
US Airways: 

Foreign airlines: 
Air Canada:
Japan Airlines: 

Source: GAO. 

[End of table] 

Table 3: Nonprofit Nongovernmental Organizations Responding to Survey: 

Child Find of America: 
International Social Service:
National Center for Missing and Exploited Children:
Parents and Abducted Children Together: 

Source: GAO. 

[End of table] 

[End of section] 

Appendix II: Comments from the Department of Homeland Security: 

U.S. Department of Homeland Security: 
Washington, DC 20528: 

June 20, 2011: 

Gerald Dillingham: 
Director, Physical Infrastructure: 
U.S. Government Accountability Office: 
441 G Street NW: 
Washington, DC 20548: 

Re: Draft Report GAO 11-602, "Commercial Aviation: Program Aimed at 
High-Risk Parent Abductors Could Aid in Preventing Abductions" 

Dear Mr. Dillingham: 

Thank you for the opportunity to review and comment on this draft 
report. The U.S. Department of Homeland Security (DHS) appreciates the 
U.S. Government Accountability Office's (GAO's) work in planning and 
conducting its review and issuing this report. 

The Department is pleased to note the report's positive acknowledgment 
of DHS efforts to prevent international child abductions involving non-
U.S. citizen abductors and air travel. The report also recognizes that 
DHS may need additional legal and budget authority to pursue similar 
efforts involving potential U.S. citizen abductors. To further help 
prevent international parental child abductions involving airline 
flights, particularly for persons identified as high-risk for 
attempting such abductions, GAO recommended that the Secretary of 
Homeland Security: 

Recommendation: Consider creating a program similar to the child 
abduction component of the Prevent Departure program that would apply 
to U.S. citizens. 

Response: Concur. DHS strongly agrees that preventing international 
child abductions is a very important issue. The Department also agrees 
that expanding its current efforts along these lines to include pre-
departure flight screening for potential U.S. citizen abductors could 
be helpful in preventing some abductions. However, a number of 
challenges exist to viably implementing a high-risk abductor list for 
U.S. citizens. These include potential constitutional, operational, 
privacy, and resource issues, among others. DHS remains committed to 
continuing its work with the U.S. State Department, the airlines, and 
other stakeholders to better prevent these abductions. DHS will consider 
options to expand its efforts, as reasonably appropriate. 

Again, thank you for the opportunity to review and comment on this 
draft report. We look forward to working with you on future Homeland 
Security issues. 

Sincerely, 

Signed by: 

Jim H. Crumpacker: 
Director: 
Departmental GAO/OIG Liaison Office: 

[End of section] 

Appendix III: GAO Contact and Staff Acknowledgments: 

GAO Contact: 

Gerald L. Dillingham, Ph.D., (202) 512-2834, or dillinghamg@gao.gov: 

Staff Acknowledgments: 

In addition to the individual named above, Maria Edelstein (Assistant 
Director), Samer Abbas, Jessica Bryant-Bertail, Lauren Calhoun, Pamela 
Davidson, and Amy Rosewarne made key contributions to this report. 

[End of section] 

Footnotes: 

[1] Although the State Department defines international parental child 
abductions as those in which the abductor is a family member or a 
person working on behalf of a family member, federal law makes it a 
felony for any person to remove, or attempt to remove, a child under 
16 from the United States, or to retain a child (who has been in the 
United States) outside of the United States, with the intent to 
obstruct the lawful exercise of parental rights. 18 U.S.C. § 1204(a). 
Thus, the federal law also makes child abductions by strangers a 
felony; however, those abductions are outside the scope of this 
report. Parental rights are defined as the right to physical custody 
of the child, whether the right is joint or sole (and includes 
visitation rights), and whether the right arises by operation of law, 
court order, or legally binding agreement of the parties. 18 U.S.C. § 
1204(b)(2). Future citations of "parental rights" in this report 
include those of the parents and legal guardians. 

[2] The actual number of cases may be greater because some parents 
never report the abductions to the State Department but instead pursue 
a remedy directly with foreign authorities. 

[3] Exit control procedures can vary by country but generally include 
checking the traveler's name against customs and immigration 
databases. The results of such checks can lead to travelers being 
denied departure. 

[4] Stakeholders we met with speculated that Mexico's proximity and 
high rate of immigration to the United States may be factors leading 
to such a high percentage of children being abducted to Mexico. 

[5] We did not find any organization that collected information on the 
mode of transport used in reported international parental abductions. 

[6] Janet Chiancone, Linda Girdner, and Patricia Hoff, Issues in 
Resolving Cases of International Child Abduction by Parents, Office of 
Juvenile Justice and Delinquency Prevention (Washington, D.C.: 
December 2001). Research for this study was conducted from 1995 to 
1997. 

[7] In 1999, the Admiral James W. Nance and Meg Donovan Foreign 
Relations Authorization Act established the "two-parent signature" 
requirement, requiring both parents or each of the child's legal 
guardians, if any, to execute and provide documentary evidence of 
custodial rights on any application for a passport for a minor under 
the age of 14, among other things. Pub. L. No. 106-113-Appendix G, 
div. A, title II, subtitle B, § 236, 113 Stat 1501, 1501A-430 (1999), 
at 22 U.S.C. § 213 note. The law required the Secretary of State to 
promulgate regulations implementing the program, which he did in 2001. 
66 Fed. Reg. 29904 (June 2001), codified at 22 C.F.R. § 51.28. In 
2007, the Secretary amended the regulations to expand this requirement 
to those minors under the age of 16. 72 Fed. Reg. 64930 (November 
2007). There are several exceptions to the "dual signature" 
requirement, including special family circumstances and circumstances 
that jeopardize the health or welfare of the child. See 22 C.F.R. § 
51.28. 

[8] Any person with parental or guardianship rights can register their 
child in the system. For example, State Department officials told us 
that some parents register their child in the system due to fear of 
having the child run away. State Department will notify the requesting 
parent of a passport application for a child in the program until that 
child turns 18. 

[9] See 22 C.F.R. §§ 51.60, 51.62 for a greater description of these 
limited situations. 

[10] Pub. L. No. 82-414, § 215, 66 Stat. 190-191 (1952), codified as 
amended at 8 U.S.C. § 1185. 

[11] DHS implementing regulations (8 C.F.R. part 215 and 22 C.F.R. 
part 46), authorize departure-control officers to prevent a non-U.S. 
citizen's departure from the United States if that person's departure 
would be prejudicial to the interests of the United States. 22 C.F.R. 
§ 46.2, 8 C.F.R. § 215.2. 

[12] Future citations of the Prevent Departure program in this report 
refer to this parental child abduction component of the overall 
Prevent Departure program. 

[13] NCIC is a computerized database available anytime to federal, 
state, and local law enforcement authorities for criminal law 
enforcement purposes. The National Child Search Assistance Act of 
1990, Pub. L. No. 101-647, title XXXVII, §§ 3701-3702, 104 Stat. 4789, 
4967, codified as amended at 42 U.S.C. §§ 5779-5780 requires every 
federal, state, and local law enforcement agency to report each case 
of a missing child under the age of 21 to the National Crime 
Information Center. 

[14] 19 C.F.R. § 122.75a. 

[15] U.S. Department of Justice Office of Juvenile Justice and 
Delinquency Prevention, A Family Resource Guide to International 
Parental Kidnapping (Washington, D.C.: February 2002, revised January 
2007). 

[16] The Missing Children's Assistance Act of 1984, as amended, 
directs the Administrator of DOJ's Office of Juvenile Justice and 
Delinquency Prevention to make an annual grant to NCMEC to carry out 
various responsibilities related to missing and exploited children. In 
general, these responsibilities include operating a 24-hour, toll-free 
tip line to receive tips about missing children; serving as the 
official national resource center and information clearinghouse for 
missing and exploited children; coordinating public and private 
programs to locate missing children; providing technical assistance 
and training; and providing a variety of information and assistance 
services. 42 U.S.C. § 5773(b)(1). 

[17] The Emergency Alert System is a national public warning system 
that requires broadcasters, cable television systems, wireless cable 
systems, satellite digital audio radio service providers, and direct 
broadcast satellite providers to provide the communications capability 
to the President to address the public during a national emergency. 
State and local authorities may also use the system to deliver 
important emergency information, such as AMBER Alerts and weather 
information targeted to specific areas. 

[18] In 2003, the Prosecutorial Remedies and Other Tools to End the 
Exploitation of Children Today Act of 2003 (PROTECT Act) was enacted, 
which formally established the federal government's role in the 
network of AMBER Alert systems. Pub. L. No. 108-21, 117 Stat. 650 
(2003). The federal AMBER Alert coordinator within the Department of 
Justice is responsible for issuing guidance to state and local 
jurisdictions about what criteria should be required before activation 
of an alert, among other responsibilities. DOJ recommends that an 
AMBER Alert be issued if there is reasonable belief by law enforcement 
an abduction has occurred; the abduction is of a child age 17 years or 
younger; the law enforcement agency believes the child is in imminent 
danger of serious bodily injury or death; there is enough descriptive 
information about the victim and abductor for law enforcement to issue 
an AMBER Alert to assist in the recovery of the child; and the child's 
name and other critical data elements, including the Child Abduction 
flag, have been entered into the National Crime Information Center 
(NCIC) computer. 

[19] Janet Chiancone, Linda Girdner, and Patricia Hoff, Issues in 
Resolving Cases of International Child Abduction by Parents, Office of 
Juvenile Justice and Delinquency Prevention (Washington, D.C.: 
December 2001). 

[20] Secure Flight is a behind-the-scenes process that TSA and 
airlines collaborate on to compare the information passengers provide 
to airlines (including full name, date of birth, and gender) against 
government watch lists. While under Secure Flight, TSA conducts the 
matching of passengers to watch lists and simply requires airlines to 
prevent the boarding of certain travelers, Prevent Departure requires 
airlines to compare their passenger lists with the Prevent Departure 
list and also to help prevent certain passengers from traveling with 
an identified at-risk child. 

[21] The Bureau of Transportation Statistics defines major carriers as 
those with over $1 billion in annual operating revenues. 

[End of section] 

GAO's Mission: 

The Government Accountability Office, the audit, evaluation and 
investigative arm of Congress, exists to support Congress in meeting 
its constitutional responsibilities and to help improve the performance 
and accountability of the federal government for the American people. 
GAO examines the use of public funds; evaluates federal programs and 
policies; and provides analyses, recommendations, and other assistance 
to help Congress make informed oversight, policy, and funding 
decisions. GAO's commitment to good government is reflected in its core 
values of accountability, integrity, and reliability. 

Obtaining Copies of GAO Reports and Testimony: 

The fastest and easiest way to obtain copies of GAO documents at no 
cost is through GAO's Web site [hyperlink, http://www.gao.gov]. Each 
weekday, GAO posts newly released reports, testimony, and 
correspondence on its Web site. To have GAO e-mail you a list of newly 
posted products every afternoon, go to [hyperlink, http://www.gao.gov] 
and select "E-mail Updates." 

Order by Phone: 

The price of each GAO publication reflects GAO’s actual cost of
production and distribution and depends on the number of pages in the
publication and whether the publication is printed in color or black and
white. Pricing and ordering information is posted on GAO’s Web site, 
[hyperlink, http://www.gao.gov/ordering.htm]. 

Place orders by calling (202) 512-6000, toll free (866) 801-7077, or
TDD (202) 512-2537. 

Orders may be paid for using American Express, Discover Card,
MasterCard, Visa, check, or money order. Call for additional 
information. 

To Report Fraud, Waste, and Abuse in Federal Programs: 

Contact: 

Web site: [hyperlink, http://www.gao.gov/fraudnet/fraudnet.htm]: 
E-mail: fraudnet@gao.gov: 
Automated answering system: (800) 424-5454 or (202) 512-7470: 

Congressional Relations: 

Ralph Dawn, Managing Director, dawnr@gao.gov: 
(202) 512-4400: 
U.S. Government Accountability Office: 
441 G Street NW, Room 7125: 
Washington, D.C. 20548: 

Public Affairs: 

Chuck Young, Managing Director, youngc1@gao.gov: 
(202) 512-4800: 
U.S. Government Accountability Office: 
441 G Street NW, Room 7149: 
Washington, D.C. 20548: