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Testimony: 

Before the Committee on Banking, Housing, and Urban Affairs, United 
States Senate: 

United States Government Accountability Office:
GAO: 

For Release on Delivery: 
Expected at 10:00 a.m. EDT:
Thursday, September 23, 2010: 

Mortgage Financing: 

Financial Condition of FHA's Mutual Mortgage Insurance Fund: 

Statement of Mathew J. Scirè, Director:
Financial Markets and Community Investment: 

GAO-10-1066T: 

Chairman Dodd, Ranking Member Shelby, and Members of the Committee: 

I am pleased to be here to participate in today's hearing on the 
financial condition of the Federal Housing Administration's (FHA) 
Mutual Mortgage Insurance Fund (Fund). FHA has helped millions of 
families purchase homes through its single-family mortgage insurance 
programs and in recent years, has experienced a dramatic increase in 
its market role. FHA insures almost all of its single-family mortgages 
under the Fund, which is reviewed from both an actuarial and budgetary 
perspective each year.[Footnote 1] On the basis of an independent 
actuarial review, FHA reported in November 2009 that the Fund was not 
meeting the statutory 2 percent capital reserve requirement as of the 
end of fiscal year 2009, as measured by the Fund's estimated capital 
ratio--that is, the Fund's economic value divided by the insurance-in- 
force. Additionally, although the Fund historically has produced 
budgetary receipts for the federal government, a weakening in the 
performance of FHA-insured loans has heightened the possibility that 
FHA will require additional funds to help cover its costs on insurance 
issued to date. 

My statement today is based on a report released yesterday, titled 
Mortgage Financing: Opportunities to Enhance Management and Oversight 
of FHA's Financial Condition.[Footnote 2] My statement discusses (1) 
how estimates of the Fund's capital ratio have changed in recent years 
and the budgetary implications of changes in the Fund's financial 
condition; (2) how FHA and its actuarial review contractor evaluate 
the financial condition of the Fund; (3) the steps FHA has taken to 
improve the financial condition of the Fund and how the agency has 
interpreted statutory requirements pertaining to the management of and 
reporting on the Fund's condition; and (4) changes in the performance 
and characteristics of FHA-insured mortgages in recent years.[Footnote 
3] 

To do this work, we analyzed actuarial reviews of the Fund, federal 
budget documents, and FHA and industry data. We reviewed pertinent 
laws and regulations as well as FHA policy changes and regulatory and 
legislative proposals. Additionally, we interviewed FHA officials, 
staff from FHA's actuarial review contractor, and selected housing 
market researchers. The report includes a detailed description of our 
scope and methodology. 

We conducted this performance audit from September 2009 through 
September 2010, in accordance with generally accepted government 
auditing standards. Those standards require that we plan and perform 
the audit to obtain sufficient, appropriate evidence to provide a 
reasonable basis for our findings and conclusions based on our audit 
objectives. We believe that the evidence obtained provides a 
reasonable basis for our findings and conclusions based on our audit 
objectives. 

Summary: 

We found that: 

* Recent declines in the Fund's capital ratio to a level below the 
statutory minimum resulted from a combination of economic and market 
developments. More pessimistic forecasts of economic conditions 
increased the number of predicted insurance claims and losses 
associated with those claims, thereby reducing the Fund's economic 
value. At the same time, higher demand for FHA-insured mortgages 
increased FHA's insurance-in-force. The Fund's condition also has 
worsened from a budgetary perspective. The Fund's capital reserve 
account holds reserves in excess of those needed to pay for estimated 
credit subsidy costs and is used to help cover unanticipated increases 
in those costs. In recent years, balances in this account have fallen 
dramatically. If the account were to be depleted, FHA would require 
additional funds to help cover its costs on insurance issued to date. 

* FHA and its actuarial review contractor have enhanced their methods 
for assessing the Fund's financial condition but still are addressing 
other methodological issues that could affect the reliability of 
estimates of the Fund's capital ratio. In particular, past reviews 
have relied on a single economic forecast to produce the estimate of 
the capital ratio that is used to determine whether the Fund is 
meeting the 2 percent capital reserve requirement. This approach does 
not fully account for the variability in future house prices and 
interest rates that the Fund may face and therefore may tend to 
overestimate the Fund's economic value. An alternative to the current 
approach, known as stochastic simulation, involves running simulations 
of hundreds of different economic paths and offers the prospect of 
better estimates of the Fund's economic value. 

* FHA has implemented or proposed a number of steps to help improve 
the financial condition of the Fund, including adjustments to its 
insurance premiums and underwriting policies. However, certain 
legislative requirements concerning FHA's administration of the Fund 
provide limited direction to the agency. For example, statutory 
provisions do not specify a time frame for restoring the capital ratio 
to its required minimum level or clearly stipulate the nature of the 
information FHA should include in quarterly reports to Congress. 

* Data on FHA-insured mortgages illustrate the challenges facing the 
Fund as well as improvement in certain risk factors. As in other 
segments of the mortgage market, the performance of FHA-insured 
mortgages deteriorated as the economy weakened and home prices fell in 
2008 and 2009. However, in recent years, changes in key loan and 
borrower characteristics of FHA-insured mortgages suggested some 
improvement in credit quality at loan origination. FHA is closely 
monitoring the early performance of the 2009 loan cohort, which will 
have a major influence on the Fund's financial condition because of 
its large size, but it is too early to tell whether it will perform to 
FHA's expectations. 

To enhance actuarial assessment of and reporting on the Fund, we are 
recommending that the Department of Housing and Urban Development 
(HUD) (1) require FHA's actuarial review contractor to use stochastic 
simulation of future economic conditions to estimate the Fund's 
capital ratio and (2) include the results of this analysis in FHA's 
annual report to Congress on the financial status of the Fund. Also, 
to strengthen accountability and transparency in FHA's management of 
the Fund, Congress should consider establishing a minimum time frame 
for restoring the capital ratio to 2 percent and clarifying a number 
of statutory provisions concerning FHA's administration of the Fund. 

We provided HUD with a draft of the report on which this testimony is 
based for its review and comment. HUD provided technical comments, 
which are reflected both in the report and in this testimony. 

Background: 

FHA's single-family programs insure private lenders against losses 
from borrower defaults on mortgages that meet FHA criteria for 
properties with one to four housing units. In recent years, FHA has 
experienced a dramatic increase in its business volume and market role 
(see fig. 1). In 2009, FHA insured almost 2 million single-family 
mortgages, representing more than $300 billion in mortgage insurance 
and about 17 percent of the mortgage market. Historically, FHA has 
played a particularly large role among minority, lower-income, and 
first-time homebuyers. To help cover its insurance costs, FHA charges 
borrowers insurance premiums. As of September 1, 2010, FHA charged a 
2.25 percent up-front premium and a 0.5 or 0.55 percent annual 
insurance premium, depending on the size of the borrower's down 
payment. 

Figure 1: FHA Loan Volume and Market Share, 2001-2009: 

[Figure: Refer to PDF for image: vertical bar and line graph] 

Year: 2001; 
Loan volume: $152 billion; 
Market share: 6.8%. 

Year: 2002; 
Loan volume: $140 billion; 
Market share: 4.9%. 

Year: 2003; 
Loan volume: $153 billion; 
Market share: 4.0%. 

Year: 2004; 
Loan volume: $84 billion; 
Market share: 3.0%. 

Year: 2005; 
Loan volume: $56 billion; 
Market share: 1.9%. 

Year: 2006; 
Loan volume: $55 billion; 
Market share: 2.0%. 

Year: 2007; 
Loan volume: $77 billion; 
Market share: 3.4%. 

Year: 2008; 
Loan volume: $243 billion; 
Market share: 16.1%. 

Year: 2009; 
Loan volume: $357 billion; 
Market share: 17.0%. 

Source: GAO analysis of FHA data. 

[End of figure] 

Legislation sets certain standards for FHA-insured loans. FHA 
borrowers who are purchasing a home must make a cash investment of at 
least 3.5 percent of the current purchase price. However, borrowers 
are permitted to finance their mortgage insurance premiums and some 
closing costs, which can create an effective loan-to-value (LTV) 
ratio--the amount of the mortgage loan over the value of the home--of 
close to 100 percent for some FHA-insured loans. Congress also has set 
limits on the size of the loans that FHA may insure, which can vary by 
county. In calendar year 2010, the limits range from $271,050 to 
$729,750 for one-unit properties in the continental United States. 

The Omnibus Budget Reconciliation Act of 1990 required the Secretary 
of HUD to take steps to ensure that the Fund attained a capital ratio 
of at least 2 percent by November 2000 and maintained at least a 2 
percent ratio at all times thereafter.[Footnote 4] It also required an 
annual independent actuarial review of the economic net worth and 
soundness of the Fund. The annual actuarial review is now a 
requirement in the Housing and Economic Recovery Act of 2008 (HERA), 
which also requires that the Secretary of HUD submit an annual report 
to Congress on the results of the review. 

Under the Federal Credit Reform Act of 1990 (FCRA), FHA and other 
federal agencies must estimate the net lifetime costs--known as credit 
subsidy costs--of their loan insurance or guarantee programs and 
include the costs to the government in their annual budgets. Credit 
subsidy costs represent the net present value of expected lifetime 
cash flows, excluding administrative costs.[Footnote 5] When estimated 
cash inflows exceed expected cash outflows, a program is said to have 
a negative credit subsidy rate and generates offsetting receipts that 
reduce the federal budget deficit. When the opposite is true, the 
program is said to have a positive credit subsidy rate--and therefore 
requires appropriations. Generally, agencies must produce annual 
updates of their subsidy estimates--known as reestimates--for each 
cohort on the basis of information on actual performance and estimated 
changes in future loan performance. FCRA recognized the difficulty of 
making credit subsidy estimates that mirrored actual loan performance 
and provides permanent and indefinite budget authority for reestimates 
that reflect increased program costs. Upward reestimates increase the 
federal budget deficit unless accompanied by reductions in other 
government spending or an increase in receipts. 

The Fund's Financial Condition Has Worsened in Recent Years Due to a 
Combination of Economic and Market Developments: 

After increasing earlier in the decade, the Fund's capital ratio 
dropped sharply in 2008 and fell below the statutory minimum in 2009, 
when a combination of economic and market developments created 
conditions that simultaneously reduced the Fund's economic value (the 
numerator of the ratio) and increased the insurance-in-force (the 
denominator of the ratio). According to annual actuarial reviews of 
the Fund, the capital ratio rose from about 4 percent in 2001 to about 
7 percent in 2006, but fell to 3 percent by the end of 2008 and 0.5 
percent by the end of 2009 (see figure 2). 

Figure 2: Estimates of the Fund's Capital Ratio, 2001-2009: 

[Figure: Refer to PDF for image: vertical bar graph] 

Minimum capital ratio: 2.0%. 

Year: 2001; 
Capital ratio (percentage): 3.75%. 

Year: 2002; 
Capital ratio (percentage): 4.52%. 

Year: 2003; 
Capital ratio (percentage): 5.21%. 

Year: 2004; 
Capital ratio (percentage): 5.53%. 

Year: 2005; 
Capital ratio (percentage): 6.02%. 

Year: 2006; 
Capital ratio (percentage): 6.82%. 

Year: 2007; 
Capital ratio (percentage): 6.40%. 

Year: 2008; 
Capital ratio (percentage): 3.10%. 

Year: 2009; 
Capital ratio (percentage): 0.51%. 

Source: GAO analysis of FHA data. 

[End of figure] 

Major factors contributing to the decline in the economic value in 
2008 and 2009 included: 

* More pessimistic forecasts of economic conditions--house prices, in 
particular--which increased the number of predicted insurance claims 
and losses associated with those claims, thereby reducing the Fund's 
economic value. The economic value declined from about $21 billion at 
the beginning of 2008 to less than $4 billion by the end of 2009 (see 
figure 3). 

* The contraction of other segments of the mortgage market and 
legislated increases in the loan amounts eligible for FHA insurance, 
which resulted in higher demand for FHA-insured mortgages and 
increased FHA's insurance-in-force. From the beginning of 2008 to the 
end of 2009, the insurance-in-force rose from $332 billion to $715 
billion (see figure 3). 

Figure 3: Estimates of the Fund's Economic Value and Insurance-in- 
force, 2001-2009: 

[Figure: Refer to PDF for image: vertical bar and line graph] 

Year: 2001; 
Economic value: $18.51 billion; 
Unamortized insurance in force: $493 billion. 

Year: 2002; 
Economic value: $22.63 billion; 
Unamortized insurance in force: $500 billion. 

Year: 2003; 
Economic value: $22.74 billion; 
Unamortized insurance in force: $436 billion. 

Year: 2004; 
Economic value: $21.98 billion; 
Unamortized insurance in force: $397 billion. 

Year: 2005; 
Economic value: $21.62 billion; 
Unamortized insurance in force: $359 billion. 

Year: 2006; 
Economic value: $22.02 billion; 
Unamortized insurance in force: $323 billion. 

Year: 2007; 
Economic value: $21.23 billion; 
Unamortized insurance in force: $332 billion. 

Year: 2008; 
Economic value: $12.91 billion; 
Unamortized insurance in force: $430 billion. 

Year: 2009; 
Economic value: $3.64 billion; 
Unamortized insurance in force: $715 billion. 

Source: GAO analysis of FHA data. 

[End of figure] 

At the same time, the Fund's condition has worsened from a budgetary 
perspective. Historically, FHA has estimated that its loan insurance 
program is a negative subsidy program. On the basis of these 
estimates, FHA built up substantial balances in a budgetary account 
known as the capital reserve account. This account holds reserves in 
excess of those needed to pay for estimated credit subsidy costs and 
is used to help cover unanticipated increases in those costs--for 
example, increases due to higher-than-expected claims. Reserves needed 
to cover estimated credit subsidy costs are held in the Fund's 
financing account.[Footnote 6] However, in recent years the capital 
reserve account has covered large upward reestimates of FHA's credit 
subsidy costs through transfers to the financing account. As a result, 
balances in the capital reserve account fell dramatically--from $22 
billion at the end of 2007 to an estimated $3.5 billion by the end of 
2010 (see figure 4). If the reserve account were to be depleted, FHA 
would need to draw on permanent and indefinite budget authority to 
cover additional increases in estimated credit subsidy costs. 

Figure 4: End-of-Year Balances in the Fund's Capital Reserve Account, 
2002-2010: 

[Figure: Refer to PDF for image: vertical bar graph] 

Year: 2002; 
Balance: $22.8 billion. 

Year: 2003; 
Balance: $26.2 billion. 

Year: 2004; 
Balance: $23.5 billion. 

Year: 2005; 
Balance: $23.3 billion. 

Year: 2006; 
Balance: $22.0 billion. 

Year: 2007; 
Balance: $22.4 billion. 

Year: 2008; 
Balance: $19.1 billion. 

Year: 2009; 
Balance: $10.6 billion. 

Year: 2010, estimated; 
Balance: $3.5 billion. 

Source: GAO analysis of federal budget data. 

[End of figure] 

FHA Has Enhanced Its Approach for Assessing the Fund's Condition but 
the Current Methodology Does Not Fully Account for Future Economic 
Volatility: 

FHA and its actuarial review contractor have enhanced their methods 
for assessing the Fund's financial condition but still are addressing 
other methodological issues that could affect the reliability of 
estimates of the Fund's capital ratio.[Footnote 7] Annual actuarial 
reviews of the Fund use statistical models to estimate the probability 
that loans will prepay or result in insurance claims on the basis of 
certain loan and borrower characteristics (such as LTV ratios and 
borrower credit scores) and key economic variables (such as house 
prices and interest rates). FHA and its contractor have enhanced these 
models in recent years, by incorporating additional variables that are 
related to loan performance and developed an additional model to 
predict loss rates on insurance claims. Also, consistent with 
recommendations we made in a prior report, the actuarial reviews began 
in 2003 to analyze the impact of more pessimistic economic scenarios-- 
for example, nationwide declines in home prices--than they did 
previously.[Footnote 8] 

However, a significant limitation of the current methodology is its 
reliance on a single economic forecast to produce the estimate of the 
capital ratio that is used to determine whether the Fund is meeting 
the 2 percent capital reserve requirement. This approach does not 
fully account for the variability in future house prices and interest 
rates that the Fund may face. As a result, baseline estimates of the 
capital ratio may tend to underestimate insurance claims and mortgage 
prepayments and therefore may tend to overestimate the Fund's economic 
value. In a 2003 report, the Congressional Budget Office (CBO) 
concluded that FHA could project the Fund's cash flows more accurately 
by using a methodological approach--known as stochastic modeling--that 
involves running simulations of hundreds of different economic paths 
to produce a distribution of capital ratio estimates.[Footnote 9] 

FHA officials told us that they were planning to require the actuarial 
review contractor to use a stochastic simulation model for the 2011 
actuarial review. These officials said that model would be used to 
examine the implications of extreme economic scenarios on the Fund but 
that decisions about using the model to estimate the Fund's capital 
ratio had not been made. 

Given the uncertainty that always surrounds estimates of future 
economic activity, the report we issued yesterday recommends that HUD 
require the actuarial review contractor to use stochastic simulation 
of future economic conditions, including house prices and interest 
rates, to estimate the Fund's capital ratio and include the results of 
this analysis in FHA's annual report to Congress on the financial 
status of the Fund. 

FHA Has Taken Steps to Improve the Fund's Condition, but Certain 
Legislative Requirements for FHA's Administration of the Fund Provide 
Limited Direction: 

FHA has raised premiums and made or proposed policy and underwriting 
changes to help improve the financial condition of the Fund. For 
example, FHA raised its up-front premiums, is planning to increase 
down-payment requirements for riskier borrowers, and has proposed 
reducing allowable seller contributions at closing.[Footnote 10] 
Additionally, to rebalance its premium structure while achieving a net 
increase in net premium revenue, FHA proposed raising the statutory 
ceiling on the annual premium and lowering the up-front premium. 
Consistent with this proposal, Congress enacted legislation in August 
2010 raising the ceiling on the annual premium.[Footnote 11] Budget 
estimates indicate that the rebalancing of the premium structure and 
the policy changes regarding down-payment requirements and seller 
concessions will increase the balance in the Fund's capital reserve 
account by $1.9 billion (according to a CBO estimate) or $5.8 billion 
(according to an FHA estimate) in 2011. Additionally, FHA has 
increased enforcement against noncompliant and poorly performing 
lenders and sought legislative approval to expand its lender 
enforcement authority. 

However, some of the legislative requirements for FHA's management of 
and reporting on the Fund's condition provide limited directions to 
FHA. For example: 

* The Omnibus Budget Reconciliation Act of 1990 did not specify a time 
frame for restoring the capital ratio to its required minimum level. 
FHA officials told us that while they have not set a deadline for 
restoring the ratio to the minimum level, they intend to do so as 
quickly as possible, consistent with FHA's statutory operational 
goals, such as providing mortgage insurance to traditionally 
underserved borrowers. 

* A provision in HERA states that the Secretary may make programmatic 
or premium adjustments if the Fund will not maintain its "established 
target subsidy rate."[Footnote 12] However, neither HUD nor Congress 
has established a target subsidy rate for the Fund. FHA officials told 
us that the meaning of the term was not clear--indicating it could 
refer to a credit subsidy rate--but they have interpreted it to mean 
the capital ratio.[Footnote 13] 

* HERA also requires FHA to provide quarterly reports to Congress that 
include "updated projections of [the Fund's] annual subsidy rates." 
However, FHA has reported the credit subsidy rate only for the current 
loan cohort and, because credit subsidy rates generally are only 
updated annually, has reported the same rate for multiple quarters. 
[Footnote 14] While FHA's quarterly reports do provide information on 
major factors affecting subsidy rates (such as claim, prepayment, and 
loss rates), the agency has other information that is does not 
routinely report that could provide insight into the future direction 
of the subsidy rates (such as cohort-level delinquency trends and 
economic forecasts). 

In the absence of more explicit directions, the priority FHA should 
place on restoring the capital ratio versus its operational goals may 
be unclear, and Congress may not be receiving all of the information 
it would find useful to monitor the Fund's financial condition. 
Therefore, we believe that Congress should consider establishing a 
minimum time frame for restoring the capital ratio to 2 percent, 
taking into account FHA's statutory operational goals and role in 
supporting the mortgage market during periods of economic stress. 
Additionally, we believe that Congress should consider clarifying 
other statutory language, including (1) the definition of "established 
target subsidy rate" used in HERA and (2) the nature and extent of 
information that FHA should be reporting quarterly on subsidy rates. 

The Performance and Characteristics of FHA-Insured Mortgages Have 
Changed in Recent Years, and Recent Cohorts Will Have a Major 
Influence on the Fund: 

Data on the performance and characteristics of FHA-insured mortgages 
illustrate the challenges and uncertainties facing the Fund as well as 
improvement in certain risk factors. As in other segments of the 
mortgage market, the performance of FHA-insured mortgages deteriorated 
as the economy weakened and home prices fell in 2008 and 2009. More 
specifically, FHA experienced increases in serious delinquency rates 
(percentage of active loans 90 or more days delinquent or in 
foreclosure) beginning in 2008 and continuing through 2009 after 
seeing a more stable pattern from 2005 through 2007. As of the last 
quarter of calendar year 2009, FHA's serious delinquency rate reached 
a historical high of 9.4 percent, a figure moderated by the fact that 
a large proportion of FHA's active loans are relatively new and have 
had limited time to potentially experience performance problems. 
[Footnote 15] In recent years, changes in key loan and borrower 
characteristics of FHA-insured mortgages suggested some improvement in 
credit quality at loan origination. For example: 

* As the contraction of the conventional mortgage market reduced 
mortgage options, even for borrowers with favorable credit histories, 
the proportion of FHA borrowers with stronger credit scores (680 and 
above) increased from 28 percent in 2008 to 44 percent in 2009. 

* The percentage of loans with down-payment assistance funded by home 
sellers fell from about 19 percent in 2008 to 0 percent as a 
legislative ban on this assistance took effect in 2009. As we 
discussed in a prior report, loans with this type of assistance have 
significantly higher-than-average insurance claim rates.[Footnote 16] 

FHA has been closely monitoring the early performance of the 2009 loan 
cohort, which will have a major influence on the Fund's financial 
condition because of its large size (35 percent of the amortized 
insurance-in-force as of May 31, 2010). The 2009 cohort was projected 
to perform better than the 2006 cohort in the long run, but it is 
unclear from the early performance of the 2009 cohort whether this 
projection will hold. 

In closing, because of the severe downturn in the nation's housing 
sector and FHA's expanded role in supporting the mortgage market, 
concerns exist about the rapid decline in the Fund's capital ratio to 
a level below the statutory minimum and FHA's estimation of this 
ratio. Prudent implementation of enhancements to FHA's modeling and 
estimation processes could improve the reliability of future capital 
ratio estimates and produce useful information about the Fund's 
ability to withstand economic stresses and meet statutory capital 
reserve requirements. Further, while Congress has enacted a number of 
provisions concerning FHA's management of and reporting on the Fund's 
financial condition, these provisions may not provide FHA with clear 
or specific directions. Enhancement and clarification of the 
provisions may help reinforce FHA's accountability for restoring and 
maintaining the capital ratio at the required level and improve 
transparency of the Fund's financial condition. 

Mr. Chairman, Ranking Member Shelby, and Members of the Committee, 
this concludes my prepared statement. I would be happy to respond to 
any questions that you may have at this time. 

GAO Contact and Staff Acknowledgments: 

For further information about this testimony, please contact Mathew J. 
Scirè, Director, at 202-512-8678 or sciremj@gao.gov. Contact points 
for our Offices of Congressional Relations and Public Affairs may be 
found on the last page of this statement. Individuals making key 
contributions to this testimony include Steven K. Westley (Assistant 
Director); Serena Agoro-Menyang; Dan Alspaugh; Joseph Applebaum; 
Marcia Carlsen; Tom McCool; Carol Henn; John McGrail; Marc Molino, 
Susan Offutt; José R. Peña; Bob Pollard; Barbara Roesmann; and Heneng 
Yu. 

[End of section] 

Footnotes: 

[1] In addition, the annual independent audits of FHA's financial 
statements review the Fund from a financial accounting perspective and 
provide information used in the actuarial and budgetary reviews of the 
Fund. 

[2] GAO, Mortgage Financing: Opportunities to Enhance Management and 
Oversight of FHA's Financial Condition, [hyperlink, 
http://www.gao.gov/products/GAO-10-827R] (Washington, D.C.: Sep. 14, 
2010). 

[3] Unless otherwise stated, the years shown in this testimony are 
fiscal years. 

[4] Pub. L. No. 101-508 

[5] For a mortgage insurance program, cash inflows consist primarily 
of fees and premiums charged to insured borrowers and proceeds from 
sales of foreclosed properties, and cash outflows consist mostly of 
payments to lenders to cover the cost of claims. 

[6] The financing account records lifetime cash flows for loans 
insured in 1992 and thereafter. It appears in the budget for 
informational and analytical purposes but is not included in the 
budget totals or budget authority or outlays. 

[7] For the 2009 actuarial review, FHA used a second contractor to 
conduct an actuarial analysis of Home Equity Conversion Mortgages 
(HECM) that were added to the loans included in the Fund starting with 
2009 insurance commitments. Because HECMs currently have a small 
influence on the Fund's financial condition, we use "actuarial review 
contractor" to refer to the contractor that conducted the actuarial 
analysis of non-HECM loans. 

[8] GAO, Mortgage Financing: FHA's Fund Has Grown, but Options for 
Drawing on the Fund Have Uncertain Outcomes, [hyperlink, 
http://www.gao.gov/products/GAO-01-460] (Washington, D.C.: Feb. 28, 
2001). 

[9] Congressional Budget Office, Subsidy Estimates for FHA Mortgage 
Guarantees, a CBO paper (Washington, D.C.: November 2003). 

[10] When FHA raised the up-front premium in April 2010, it was 
already charging the maximum annual premium allowed by law. 

[11] Congress enacted Pub. L. No. 111-229 on August 11, 2010, which 
increased the ceiling on the annual insurance premium from 0.5 to 1.5 
percent for borrowers with initial LTVs of 95 percent or less, and 
from 0.55 to 1.55 percent for borrowers with initial LTVs of 95 
percent or more. The legislation also states that the Secretary of HUD 
may adjust any initial or annual premium by publishing a notice in the 
Federal Register or by issuing a mortgagee letter (a written 
instruction to FHA-approved lenders). On September 1, 2010, FHA issued 
Mortgagee Letter 2010-28 to increase the annual insurance premium to 
0.85 percent for borrowers with initial LTVs of 95 percent or less and 
to 0.90 percent for borrowers with initial LTVs of more than 95 
percent, and to lower the up-front insurance premium to 1.00 percent, 
effective for loans initiated on or after October 4, 2010. 

[12] 12 U.S.C. § 1708(a)(6). 

[13] FHA, like other agencies, estimates credit subsidy rates for 
individual loan cohorts. 

[14] Credit subsidy rates may be updated more than annually to reflect 
midyear policy changes. To reflect the April 2010 increase to its up- 
front insurance premium (1.75 percent to 2.25 percent), the credit 
subsidy rate in FHA's report for the third quarter of 2010 is more 
favorable than the rate in prior 2010 reports. 

[15] As of the second quarter of 2010, FHA's serious delinquency rate 
had dropped to 8.45 percent. 

[16] GAO, Mortgage Financing: Additional Action Needed to Manage Risks 
of FHA-insured Loans with Down Payment Assistance, [hyperlink, 
http://www.gao.gov/products/GAO-06-24] (Washington, D.C.: Nov. 9, 
2005). 

[End of section] 

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