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Testimony:

Before the Subcommittee on Government Management, Finance, and 
Accountability, Committee on Government Reform, House of 
Representatives:

For Release on Delivery Expected at 2:00 p.m. EDT June 8, 2005:

DOD Business Transformation:

Sustained Leadership Needed to Address Long-standing Financial and 
Business Management Problems:

Statement of Gregory D. Kutz, Managing Director, Forensic Audits and 
Special Investigations:

Randolph C. Hite, Director, Information Technology Architecture and 
Systems Issues:

GAO-05-723T:

GAO Highlights:

Highlights of GAO-05-723T, testimony before the Subcommittee on 
Government Management, Finance, and Accountability, Committee on 
Government Reform, House of Representatives: 

Why GAO Did This Study:

In July 2004, GAO testified before this Subcommittee on the impact and 
causes of financial and related business weaknesses on the
Department of Defense’s (DOD) operations and the status of DOD reform 
efforts. The report released today highlights that DOD still does not 
have management controls to ensure that its business systems 
investments are directed towards integrated corporate system solutions. 
GAO’s reports continue to show that fundamental problems with DOD’s 
financial management and related business operations result in 
substantial waste and inefficiency, adversely impact mission 
performance, and result in a lack of adequate accountability across all 
major business areas. Over the years, DOD leaders attempted to address 
these weaknesses and transform the department. For years, GAO has 
reported that DOD is challenged in its efforts to effect fundamental 
financial and business management reform and GAO’s ongoing work 
continues to raise serious questions about DOD’s chances of success. 

The Subcommittee asked GAO to provide information on the
(1) pervasive long-standing financial and business management 
weaknesses that affect DOD’s efficiency, (2) cost of and control over 
the department’s business systems investments, and (3) legislative 
actions needed to enhance the success of DOD’s business transformation 
efforts. 

What GAO Found:

Overhauling the financial management and business operations of one of 
the largest and most complex organizations in the world represents a 
daunting challenge. Eight DOD program areas, representing key business 
functions, are on GAO’s high-risk list, and the department shares 
responsibility for six other governmentwide high-risk areas, meaning 
that DOD is fully or partially responsible for 14 of the 25 high-risk 
areas in the federal government. DOD’s substantial financial and 
business management weaknesses adversely affect not only its ability to 
produce auditable financial information, but also to provide accurate, 
complete, and timely information for management and Congress to use in 
making informed decisions. Further, the lack of adequate accountability 
across all of DOD’s major business areas results in billions of dollars 
in annual wasted resources in a time of increasing fiscal constraint 
and has a negative impact on mission performance. 

Impact of Weaknesses in Human Capital Management, Internal Control, and 
Systems: 

Business area affected: Military pay; 
Problem identified: Injured and ill reserve component soldiers—who are 
entitled to extend their active duty service to receive medical 
treatment—have been inappropriately removed from active duty status 
causing significant gaps in their pay and medical benefits. The current 
stovepiped, nonintegrated personnel and pay systems are labor intensive 
and require extensive error-prone manual entry and reentry of data. 

Business area affected: Logistics; 
Problem identified: DOD does not have the ability to provide timely, 
complete, or accurate information on the location, movement, status, or 
identity of its supplies, even though total asset visibility has been a 
departmentwide goal for over 30 years.

Business area affected: Systems; 
Problem identified: DOD lacks the management structure to effectively 
control billions of dollars being spent each year to operate, maintain, 
and modernize its reported 4,150 duplicative, nonintegrated business 
systems. 

Source: GAO.

[End of table] 

The department has recently taken several steps to address provisions 
of the fiscal year 2005 defense authorization act which are aimed at 
improving DOD’s business systems management practices. For example, DOD 
has established the Defense Business Systems Management Committee to 
oversee its business systems modernization efforts. However, DOD’s 
overall transformation efforts have not adequately addressed the key 
causes of past reform failures. Lessons learned from these previous 
reform attempts include the need for sustained leadership at the 
highest level and a strategic and integrated plan. The seriousness of 
DOD’s weaknesses underscores the importance of no longer condoning the 
“status quo.” 

To improve the likelihood that DOD’s transformation efforts will 
succeed, GAO proposes that business systems funding be appropriated to 
the approval authorities responsible for business systems investments. 
Additionally, GAO suggests that a senior management position be 
established to provide sustained leadership for DOD’s overall business 
transformation. Absent this unified responsibility, authority, 
accountability, and control of funding, DOD’s transformation efforts 
are likely to fail.

www.gao.gov/cgi-bin/getrpt?GAO-05-723T.

To view the full product, including the scope and methodology, click on 
the link above. For more information, contact Gregory Kutz (202) 512-
9095 or kutzg@gao.gov.

[End of section]

Mr. Chairman and Members of the Subcommittee:

It is a pleasure to be back before this Subcommittee to discuss 
business transformation efforts at the Department of Defense (DOD). At 
the outset, I would like to thank the Subcommittee for having this 
hearing and acknowledge the important role hearings such as this one 
serve in addressing DOD's business transformation challenges. DOD 
spends billions of dollars each year to sustain key business operations 
that support our forces, including systems and processes related to 
acquisition and contract management, financial management, supply chain 
management, support infrastructure management, human capital 
management, and other key areas. Recent and ongoing military operations 
in Afghanistan and Iraq and new homeland defense missions have led to 
higher demands on our forces in a time of growing fiscal challenges for 
our nation. In an effort to better manage DOD's resources, the 
Secretary of Defense has appropriately placed a high priority on 
transforming key business processes to improve their efficiency and 
effectiveness in supporting the department's military mission.

However, as discussed in the report[Footnote 1] being released at this 
hearing and previous reports and testimonies, fundamental problems with 
DOD's financial management and related business operations continue to 
cause substantial waste and inefficiency, have an adverse impact on 
mission performance, and result in the lack of adequate transparency 
and appropriate accountability across all major business areas. Of the 
25 areas on GAO's governmentwide high-risk list, 8 are DOD specific 
program areas related to key business functions, and the department 
shares responsibility for 6 other high-risk areas that are 
governmentwide in scope.[Footnote 2] These problems preclude the 
department from producing reliable and timely information to make sound 
decisions and to accurately report on its trillions of dollars of 
assets and liabilities.

Today, my testimony will focus on two of the high-risk areas--financial 
management and business systems modernization. Both of these areas have 
been designated as high-risk since 1995--a decade ago. In this regard, 
my testimony will provide our perspectives on the (1) pervasive long- 
standing financial and business management weaknesses that affect DOD's 
efficiency, (2) cost of and control over the department's business 
systems investments, and (3) legislative actions needed to enhance the 
success of DOD's business transformation efforts--specifically, the 
central control of business systems investment funding and 
establishment of a chief management official. Implementation of these 
two suggestions would provide the sustained top-level leadership and 
accountability needed and thereby increase the likelihood of successful 
business transformation.

My statement is based upon the report[Footnote 3] released today, as 
well as our previous reports and testimonies. Our work was performed in 
accordance with U.S. generally accepted government auditing standards.

Summary:

DOD's substantial long-standing management problems related to business 
operations and systems have adversely affected the economy, efficiency, 
and effectiveness of its operations; and, in some cases, impacted the 
morale of our fighting forces that are in harms way. These problems 
have left the department vulnerable to billions of dollars of fraud, 
waste, and abuse annually, at a time of increasing fiscal constraint 
and have resulted in a lack of adequate accountability across all major 
business areas. Additionally, our report released today describes other 
indicators of the department's limited progress in transforming its 
business operations and systems. This year, we added DOD's overall 
approach to business transformation to our high-risk list[Footnote 4] 
because DOD lacks a strategic and integrated business transformation 
plan and because we have concerns over DOD's lack of adequate 
management responsibility and accountability to achieve and sustain 
business reform on a broad, strategic, departmentwide, and integrated 
basis. The following examples indicate the magnitude and severity of 
the resulting problems.

* As we testified[Footnote 5] before this Subcommittee on March 16, 
2005, mobilized Army National Guard soldiers have experienced 
significant problems getting accurate, timely, and consistent 
reimbursement for out-of-pocket travel expenses. One of the primary 
causes for these problems is rooted in the paper-intensive process used 
by DOD to reimburse Army National Guard soldiers for their travel 
expenses.

* DOD does not have the ability to provide timely or accurate 
information on the location, movement, status, or identity of its 
supplies. Although total asset visibility has been a departmentwide 
goal for over 30 years, DOD currently estimates that it will not 
achieve this goal until the year 2010.[Footnote 6]

* DOD's continued supply chain problems resulted in shortages of items 
in Iraq. As discussed in our April 2005, report, demands for items like 
vehicle track shoes, batteries, and tires exceeded their availability 
because the department did not have accurate or adequately funded Army 
war reserve requirements and had inaccurate forecasts of supply demands 
for the operation. Furthermore, the Army's funding approval process 
delayed the flow of funds to buy them. In addition, numerous problems, 
such as insufficient transportation, personnel, and equipment, as well 
as inadequate information systems, hindered DOD's ability to deliver 
the right items to the right place at the right time for the 
warfighter. Among the items the department had problems delivering were 
generators for assault amphibian vehicles, tires, and Meals Ready-to- 
Eat.[Footnote 7]

* DOD's stovepiped, duplicative, and nonintegrated systems environment 
contributes to these operational problems and costs the American 
taxpayers billions of dollars each year. For fiscal year 2005, the 
department requested approximately $13 billion to operate, maintain, 
and modernize its reported 4,150 business systems--an increase of about 
1,900 in the number of reported systems since last year.

Because of the department's flawed processes, we found that DOD is not 
in compliance with the National Defense Authorization Act for Fiscal 
Year 2003, which requires the DOD Comptroller to determine that system 
improvements with obligations exceeding $1 million meet the criteria 
specified in the act. Based upon DOD's reported data, system 
improvements totaling about $651 million of obligations over $1 million 
were not reviewed by the DOD Comptroller before obligations were made 
since passage of the 2003 act. Further evidence of DOD's problems is 
the long-standing inability of any military service or major defense 
component to pass the test of an independent financial audit or provide 
timely reliable and complete information for DOD decision makers 
because of pervasive weaknesses in the department's financial 
management systems, operations, and controls.

The seriousness of DOD's business management weaknesses underscores the 
importance of no longer condoning "status quo" business operations at 
DOD. To improve the likelihood that the department's current business 
transformation efforts will be successful, we propose that those who 
are responsible for business systems modernization control the 
allocation and execution of funds for DOD business systems. Investments 
in the modernization of the department's business systems need to be 
directed towards integrated corporate system solutions to common DOD- 
wide problems, and not the perpetuation of the stovepiped, duplicative 
systems environment that exists today.

Additionally, due to the complexity and long-term nature of these 
transformation efforts, strong and sustained executive leadership is 
needed if DOD is to succeed. We believe one way to ensure this strong 
and sustained leadership over DOD's business management reform efforts 
would be to create a full-time, executive-level II position for a chief 
management official (CMO), who would serve as the Deputy Secretary of 
Defense for Management.[Footnote 8] We believe that the new CMO 
position should be filled by an individual appointed by the President 
and confirmed by the Senate, for a set term of 7 years. Articulating 
the role and responsibilities of the position in statute and 
establishing a term that spans administrations underscores the 
importance of a professional, nonpartisan approach to this business 
management-oriented position. This position would serve as a strategic 
integrator to elevate and institutionalize the attention essential for 
addressing key stewardship responsibilities, such as strategic 
planning, enterprise architecture development and implementation, 
information technology (IT), and financial management, while 
facilitating the overall business management transformation within DOD. 
The CMO would not conduct the day-to-day management functions of the 
department; therefore, creating this position would not add an 
additional hierarchical layer to the department. Day-to-day management 
functions of the department would continue to be the responsibility of 
the undersecretaries of defense, the service secretaries, and others. 
Just as the CMO would need to focus full-time on business 
transformation, we believe that the day-to-day management functions are 
so demanding that it is difficult for these officials to maintain the 
oversight, focus, and momentum needed to implement and sustain needed 
reforms of DOD's overall business operations.

We are confident that transforming DOD's business operations and making 
them more efficient would free up resources that could be used to 
support the department's core mission, enhance readiness, and improve 
the quality of life for our troops and their families. It is worth 
noting that on April 14, 2005, a bill was introduced in the Senate that 
would require the establishment of a CMO that would be appointed by the 
President and confirmed by the Senate, for a set term of 7 
years.[Footnote 9]

In written comments on a draft of the report released today, DOD agreed 
with our four recommendations and briefly outlined its actions for 
addressing them.

Background:

Because DOD is one of the largest and most complex organizations in the 
world, overhauling its business operations represents a huge management 
challenge. In fiscal year 2004, DOD reported that its operations 
involved $1.2 trillion in assets, $1.7 trillion in liabilities, over 
3.3 million in military and civilian personnel, and over $605 billion 
in net cost of operations. For fiscal year 2005, the department 
received an annual appropriation of about $417 billion and was 
appropriated about $76 billion for the global war on terrorism. 
Execution of DOD's operations spans a wide range of defense 
organizations, including the military services and their respective 
major commands and functional activities, numerous large defense 
agencies and field activities, and various combatant and joint 
operational commands that are responsible for military operations for 
specific geographic regions or theaters of operation. To support DOD's 
operations, the department performs an assortment of interrelated and 
interdependent business processes, including logistics, procurement, 
health care, and financial management.

Transformation of DOD's business systems and operations is critical to 
the department providing Congress and DOD management with accurate and 
timely information for use in the decision-making process. This effort 
is an essential part of the Secretary of Defense's broad initiative to 
"transform the way the department works and what it works on." The 
Secretary of Defense has estimated that improving business operations 
of the department could save 5 percent of DOD's annual budget, which 
based on fiscal year 2005 appropriations, represents a savings of about 
$25 billion.

Pervasive Financial and Business Management Problems Affect DOD's 
Efficiency and Effectiveness:

For several years, we have reported that DOD faces a range of financial 
management and related business process challenges that are complex, 
long-standing, pervasive, and deeply rooted in virtually all business 
operations throughout the department. As the Comptroller General 
testified in April 2005,[Footnote 10] DOD's financial management 
deficiencies, taken together, continue to represent a major impediment 
to achieving an unqualified opinion on the U.S. government's 
consolidated financial statements. To date, none of the military 
services has passed the test of an independent financial audit because 
of pervasive weaknesses in internal controls and processes and 
fundamentally flawed business systems.

In identifying improved financial performance as one of its five 
governmentwide initiatives, the President's Management Agenda 
recognized that without sound internal controls and accurate and timely 
financial and performance information, it is not possible to accomplish 
the President's agenda and secure the best performance and highest 
measure of accountability for the American people.

Pervasive Weaknesses Impact DOD Operations:

Long-standing weaknesses in DOD's financial management and related 
business processes and systems have (1) resulted in a lack of reliable 
information needed to make sound decisions and report on the status of 
DOD activities, including accountability of assets, through financial 
and other reports to Congress and DOD decision makers; (2) hindered its 
operational efficiency; (3) adversely affected mission performance; and 
(4) left the department vulnerable to fraud, waste, and abuse, as the 
following examples illustrate.

* The current inefficient, paper-intensive, error-prone travel 
reimbursement process has resulted in inaccurate, delayed, and denied 
travel payments for mobilized Army Guard soldiers. We found a broad 
range of reimbursement problems that included disputed amounts for 
meals that we estimated to be as high as about $6,000 for each of 76 
soldiers in one case study that remained unpaid by the end of our 
review. Until DOD improves the antiquated process that requires Army 
Guard soldiers to accumulate, retain, and submit numerous paper 
documents, reimbursement problems and inefficiencies will likely 
continue. Of approximately 930,000 travel vouchers received between 
fiscal years 2002 and 2004, the Defense Finance and Accounting Service 
(DFAS) Contingency Travel Operations Office rejected and returned about 
139,000 vouchers to soldiers for additional paper documentation or to 
correct other processing deficiencies. This repeated churning of 
vouchers frustrated soldiers and added to the volume of claims to be 
processed.[Footnote 11]

* Injured and ill reserve component soldiers--who are entitled to 
extend their active duty service to receive medical treatment--have 
been inappropriately removed from active duty status in the automated 
systems that control pay and access to medical care. The current 
stovepiped, nonintegrated systems are labor-intensive and require 
extensive error-prone manual entry and reentry. Inadequate controls 
resulted in some soldiers experiencing significant gaps in their pay 
and medical benefits, causing hardships for the soldiers and their 
families. In addition, because these soldiers no longer had valid 
active duty orders, they did not have access to the commissary and post 
exchange--which allows soldiers and their families to purchase 
groceries and other goods at a discount. In one case we reviewed, 
during a 12-month period, while attempting to obtain care for injuries 
sustained from a helicopter crash in Afghanistan, one Special Forces 
soldier fell out of active duty status four times. During the times he 
was not recorded in the system as being on active duty, he was not paid 
and he and his family experienced delays in receiving medical 
treatment. In all, he missed payments for 10 pay periods--totaling 
$11,924.[Footnote 12]

* Ninety-four percent of mobilized Army National Guard and Reserve 
soldiers we investigated during two audits[Footnote 13] had pay 
problems. These problems distracted soldiers from their missions, 
imposed financial hardships on their families, and may have a negative 
impact on retention. The processes and automated systems relied on to 
provide active duty payments to mobilized Army Guard and Reserve 
soldiers are so error-prone, cumbersome, and complex that neither DOD 
nor, more importantly, the soldiers themselves could be reasonably 
assured of timely and accurate payments. Some of the pay problems 
soldiers experienced often lingered unresolved for considerable lengths 
of time, some for over a year.

* DOD continues to lack visibility and control over the supplies and 
spare parts it owns. Therefore, it cannot monitor the responsiveness 
and effectiveness of the supply system to identify and eliminate choke 
points.[Footnote 14] Currently, DOD does not have the ability to 
provide timely or accurate information on the location, movement, 
status, or identity of its supplies. Although total asset visibility 
has been a departmentwide goal for over 30 years, DOD estimates that it 
will not achieve this visibility until the year 2010. DOD may not meet 
this goal by 2010, however, unless it overcomes three significant 
impediments: (1) developing a comprehensive plan for achieving 
visibility, (2) building the necessary integration among its many 
inventory management information systems, and (3) correcting long- 
standing data accuracy and reliability problems within existing 
inventory management systems. A key to successful implementation of a 
comprehensive logistics strategy will be addressing these initiatives 
as part of a comprehensive, integrated business transformation.

* The Defense Logistics Agency (DLA) and each of the military services 
experienced significant shortages of critical spare parts, even though 
more than half of DOD's reported inventory--about $35 billion--exceeded 
current operating requirements. In many cases, these shortages 
contributed directly to equipment downtime, maintenance problems, and 
the services' failure to meet their supply availability goals. DOD, 
DLA, and the military services each lack strategic approaches and 
detailed plans that could help mitigate these critical spare parts 
shortages and guide their many initiatives aimed at improving inventory 
management.[Footnote 15]

* The Navy did not know how much it spent on telecommunications and did 
not have detailed cost and inventory data needed to evaluate spending 
patterns and to leverage its buying power. At the four case study sites 
we audited, management oversight of telecommunication purchases did not 
provide reasonable assurance that requirements were met in the most 
cost-effective manner. For example, cell phone usage at three sites was 
not monitored to determine whether plan minutes met users' needs, 
resulting in overpayment for cell phone services. In addition, the Navy 
lacks specific policies and processes addressing the administration and 
management of calling cards. On one card alone, in a 3-month period, 
the Navy paid over $17,000. Not until the vendor's fraud unit raised 
questions about more than $11,000 in charges in a 6-day period was the 
card suspended.[Footnote 16]

* Over the years, DOD recorded billions of dollars of disbursements and 
collections in suspense accounts because the proper appropriation 
accounts could not be identified and charged. Because documentation 
needed to resolve these payment recording problems could not be found 
after so many years, DOD requested and received authority to write-off 
certain aged suspense transactions. While DOD reported that it wrote 
off an absolute value of $35 billion or a net value of $629 million 
using the legislative authority, neither of these amounts accurately 
represents the true value of all the individual transactions that DOD 
had not correctly recorded in its financial records. Many of DOD's 
accounting systems and processes routinely offset individual 
disbursements, collections, adjustments, and correction entries against 
each other and, over time, amounts might even have been netted more 
than once. This netting and summarizing misstated the total value of 
the write-offs and made it impossible for DOD to identify what 
appropriations may have been under-or overcharged or to determine 
whether individual transactions were valid. At December 31, 2004, DOD 
reports showed that, even after the write-offs, more than $1.3 billion 
(absolute value) remained in suspense accounts for longer than 60 days; 
however, DOD has acknowledged that its suspense reports are incomplete 
and inaccurate. In addition, DOD is still not performing effective 
reconciliations of its disbursement and collection activity. Similar to 
checkbook reconciliations, DOD needs to compare its records of monthly 
activity to Treasury's records and promptly research and correct any 
differences.[Footnote 17]

Financial Improvement Initiative Lacks a Comprehensive and Integrated 
Plan and Effective Oversight and Monitoring Capabilities:

In September 2004, we reported[Footnote 18] that DOD had begun 
implementing a financial improvement initiative that included the goal 
of obtaining an unqualified audit opinion on its fiscal year 2007 
consolidated financial statements but that the initiative lacked a 
clearly defined, integrated, well-documented, and realistic plan for 
improving DOD's financial management and thus achieving that goal. We 
also reported that DOD lacked effective oversight and accountability 
mechanisms to ensure that the mid-range financial improvement plans 
being developed by the military services and defense agencies in 
support of the initiative were adequately planned, implemented, and 
sustainable. Our report expressed concern that DOD's emphasis on 
obtaining a clean audit opinion for fiscal year 2007 could divert 
limited resources away from ongoing efforts to develop and implement 
the long-term systems and process changes needed to improve financial 
information and to efficiently and effectively manage DOD's business 
operations.

In the Ronald W. Reagan National Defense Authorization Act for Fiscal 
Year 2005,[Footnote 19] Congress placed a limitation on the use of 
operations and maintenance funds for continued preparation or 
implementation of DOD's mid-range financial improvement plan. Use of 
such funds for the mid-range plan is prohibited until the Secretary of 
Defense submits to the congressional defense committees a report 
containing the following: (1) a determination that DOD's business 
enterprise architecture (BEA) and the transition plan for implementing 
the BEA have been developed, (2) an explanation of the manner in which 
fiscal year 2005 operations and maintenance funds will be used by DOD 
components to prepare or implement the mid-range financial improvement 
plan, and (3) an estimate of future year costs for each of the military 
services and defense agencies to prepare and implement the mid-range 
financial improvement plan. As of the end of May 2005, DOD has not yet 
provided the defense committees with the required report.

Ineffective Management Oversight and Control over Business System 
Investments:

Until DOD has complete, reliable information on the costs and number of 
business systems operating within the department, its ability to 
effectively control the money it spends on these systems will be 
limited. DOD's fiscal year 2005 budget request for its business systems 
was $13.3 billion, which, on its face, is about $6 billion, or 29 
percent, less than its fiscal year 2004 budget request. However, we 
found that this decrease can be attributed to DOD's reclassification of 
some business systems to national security systems, not to a reduction 
in spending on its systems. While some of the reclassifications 
appeared reasonable, our analysis showed that others were questionable 
or inconsistencies exist, which hinder DOD's ability to develop a 
definitive business systems inventory. At the same time the amount of 
requested business system funding declined, the reported number of 
business systems increased by about 1,900--from 2,274 in April 2003 to 
4,150 in February 2005.

Furthermore, given that DOD does not know how many business systems it 
has, it is not surprising that the department continues to lack 
effective management oversight and control over business systems 
investments. Since February 2003, the domains have been given the 
responsibility to oversee the department's business systems 
investments, yet the billions of dollars spent each year continue to be 
spread among the military services and defense agencies, enabling the 
numerous DOD components to continue to develop stovepiped, parochial 
solutions to the department's long-standing financial management and 
business operation challenges. Additionally, based upon data reported 
to us by the military services and DOD components, obligations totaling 
at least $243 million were made for systems modernizations in fiscal 
year 2004 that were not referred to the DOD Comptroller for the 
required review, as specified in the fiscal year 2003 defense 
authorization act.[Footnote 20]

Fiscal Year 2005 Budget Request for DOD's Business Systems Environment 
Is $13.3 Billion:

For fiscal year 2005, DOD requested approximately $28.7 
billion[Footnote 21] in IT funding to support a wide range of military 
operations as well as DOD business systems operations. Of the $28.7 
billion, our analysis showed that about $13.3 billion was for business 
applications and related infrastructure. Of the $13.3 billion, our 
analysis of the budget request disclosed that about $8.4 billion was 
for infrastructure and related costs. Business applications include 
activities that support the business functions of the department, such 
as personnel, health, travel, acquisition, finance and accounting, and 
logistics. The remaining $15.4 billion was classified as being for 
national security systems. Of that amount, our analysis ascertained 
that about $7.5 billion was for infrastructure and related costs.

Of the $13.3 billion, $10.7 billion was for the operation and 
maintenance of the existing systems and $2.6 billion was for the 
modernization of existing systems, the development of new 
systems,[Footnote 22] or both. Table 1 shows the distribution, by DOD 
component, of the reported $13.3 billion between current services and 
modernization funding.

Table 1: Distribution of DOD's $13.3 Billion IT Budget Request for 
Fiscal Year 2005 for Business Systems and Related Infrastructure:

Dollars in millions. 

Component: Navy; 
Current services: $3,278; 
Development/modernization: $206; 
Total: $3,484. 

Component: Air Force; 
Current services: $2,630; 
Development/modernization: $726; 
Total: $3,356. 

Component: Army; 
Current services: $1,780; 
Development/modernization: $607; 
Total: $2,387. 

Component: TRICARE Management Agency (TRICARE); 
Current services: $803; 
Development/modernization: $255; 
Total: $1,058. 

Component: Defense Logistics Agency (DLA); 
Current services: $602; 
Development/modernization: $179; 
Total: $781. 

Component: Defense Finance and Accounting Service (DFAS); 
Current services: $407; 
Development/modernization: $59; 
Total: $466. 

Component: Defense Information Systems Agency; 
Current services: $157; 
Development/modernization: $34; 
Total: $191. 

Component: Other DOD components; 
Current services: $1,074; 
Development/modernization: $566; 
Total: $1,640. 

Total; 
Current services: $10,731; 
Development/modernization: $2,632; 
Total: $13,363. 

Source: GAO analysis of DOD information. 

Note: Based on information DOD reported in its fiscal year 2005 IT 
budget request.

[End of table]

Reclassification Limits Oversight of Business Systems:

Incorrect system classification hinders the department's efforts to 
improve its control and accountability over its business systems 
investments. Our comparison of the fiscal years 2004 and 2005 budget 
requests disclosed that DOD reclassified 56 systems in the fiscal year 
2005 budget request from business systems to national security systems, 
which are not subject to the same level of investment control. The net 
effect of the reclassifications was a decrease of approximately $6 
billion in the fiscal year 2005 budget request for business systems and 
related infrastructure. The reported amount declined from about $19 
billion in fiscal year 2004 to over $13 billion in fiscal year 2005.

In some cases, we found that the reclassification appeared reasonable. 
The reclassification of the Defense Information System Network 
initiative as a national security system appeared reasonable since it 
provides a secure telecommunication network--voice, data, and video--to 
the President, the Secretary of Defense, the Joint Chiefs of Staff, and 
military personnel in the field. However, our analysis of the 56 
systems also identified instances for which reclassification was 
questionable. For example, Base Level Communication Infrastructure-- 
initiative number 254--for several DOD entities was shown as a national 
security system in the fiscal year 2005 budget request. Our review of 
the fiscal year 2005 budget found that within the Air Force, there were 
numerous other initiatives entitled Base Level Communication 
Infrastructure that were classified as business systems, not national 
security systems. The nomenclature describing these different 
initiatives was the same. Therefore, it was difficult to ascertain why 
certain initiatives were classified as national security systems while 
others, with the same name, were classified as business systems.

In another example, this is the first year in which the Navy enterprise 
resource planning (ERP) effort was listed in the budget and incorrectly 
classified as a national security system. Its forerunners, four pilot 
ERP projects, have been classified as business systems since their 
inception. DOD officials were not able to provide a valid explanation 
as to why the program was classified as a national security program. 
For the fiscal year 2006 budget request, the Navy has requested that 
the DOD CIO reclassify the program from a national security system to a 
business system. Improper classification diminishes Congress's ability 
to effectively monitor and oversee the billions of dollars spent 
annually to maintain, operate, and modernize the department's business 
systems environment.

DOD Reports Significant Increase in the Number of Existing Business 
Systems:

The department's reported number of business systems continues to rise, 
and DOD does not yet have reasonable assurance that the currently 
reported number of business systems is complete. As of February 2005, 
DOD reported that its business systems inventory consisted of 4,150 
systems, which is an increase of approximately 1,900 reported business 
systems since April 2003. Table 2 presents a comparison of the April 
2003 and February 2005 reported business systems inventories by domain.

Table 2: Comparison of DOD Business Systems Inventories by Domain:

Domain: Acquisition; 
April 2003: 143; 
February 2005: 179; 
Difference: 36. 

Domain: Financial management; 
April 2003: 752; 
February 2005: 600; 
Difference: (152). 

Domain: Human resources; 
April 2003: 665; 
February 2005: 713; 
Difference: 48. 

Domain: Installations and environment; 
April 2003: 128; 
February 2005: 473; 
Difference: 345. 

Domain: Logistics; 
April 2003: 565; 
February 2005: 2,005; 
Difference: 1,440. 

Domain: Enterprise information environment; 
April 2003: 21; 
February 2005: 40; 
Difference: 19. 

Domain: No domain[A]; 
April 2003: 0; 
February 2005: 140; 
Difference: 140. 

Domain: Total; 
April 2003: 2,274; 
February 2005: 4,150; 
Difference: 1,876. 

Source: GAO analysis. 

Note: Based on analysis of BMMP's reported inventory of business 
systems as of April 2003 and February 2005. 

[A] A specific domain was not assigned to these systems. 

[End of table]

The largest increase is due to the logistics domain increasing its 
reported inventory of business systems from 565 in April 2003 to the 
current 2,005. We reported[Footnote 23] in May 2004 that the logistics 
domain had validated about 1,900 business systems but had not yet 
entered most of them into the BMMP systems inventory. Logistics domain 
officials informed us that they completed that process and this 
increase was the result.

Table 3 shows the distribution of the 4,150 business systems among the 
components and domains.

Table 3: Reported DOD Business Systems by Domain and Component:

Domain: Acquisition; 
Air Force: 20; 
Army: 16; 
Navy: 122; 
DFAS: 2; 
Other defense agencies: 15; 
Multiple owner: 2; 
Not determined: 2; 
Total: 179. 

Domain: Financial management; 
Air Force: 41; 
Army: 88; 
Navy: 233; 
DFAS: 93; 
Other defense agencies: 59; 
Multiple owner: 15; 
Not determined: 71; 
Total: 600. 

Domain: Human resources; 
Air Force: 84; 
Army: 332; 
Navy: 151; 
DFAS: 30; 
Other defense agencies: 65; 
Multiple owner: 26; 
Not determined: 25; 
Total: 713. 

Domain: Installations and environment; 
Air Force: 36; 
Army: 63; 
Navy: 259; 
DFAS: 1; 
Other defense agencies: 12; 
Multiple owner: 6; 
Not determined: 96; 
Total: 473. 

Domain: Logistics; 
Air Force: 166; 
Army: 193; 
Navy: 1,512; 
DFAS: 4; 
Other defense agencies: 76; 
Multiple owner: 39; 
Not determined: 15; 
Total: 2,005. 

Domain: Enterprise information environment; 
Air Force: 4; 
Army: 17; 
Navy: 10; 
DFAS: 0; 
Other defense agencies: 8; 
Multiple owner: 0; 
Not determined: 1; 
Total: 40. 

Domain: No domain; 
Air Force: 18; 
Army: 18; 
Navy: 66; 
DFAS: 13; 
Other defense agencies: 18; 
Multiple owner: 2; 
Not determined: 5; 
Total: 140. 

Domain: Total; 
Air Force: 369; 
Army: 727; 
Navy: 2,353; 
DFAS: 143; 
Other defense agencies: 253; 
Multiple owner: 90; 
Not determined: 215; 
Total: 4,150. 

Source: GAO analysis. 

Note: Based on analysis of BMMP reported business system inventory as 
of February 2005. 

[End of table]

The table shows the stovepiped, duplicative nature of DOD's business 
systems. For example, there are 713 human resources systems across all 
components whose reported funding for fiscal year 2005 includes 
approximately $223 million for modernization and over $656 million for 
operation and maintenance. According to DOD officials, the Defense 
Integrated Military Human Resources System (DIMHRS)[Footnote 24] is 
intended to totally or partially replace 113 of these systems. We were 
informed that the remaining 600 human resources systems are to be 
reviewed in the context of DOD's BEA, as it is developed.

In discussing the increase in the number of reported systems, some of 
the domains stated that funding for many of the systems are not 
included in the IT budget request. They said that some of these systems 
were likely developed at the local level and financed by the operation 
and maintenance funds received at that location and therefore were not 
captured and reported as part of the department's annual IT budget 
request. Financing business systems in this manner rather than within 
the IT budget results in Congress and DOD management not being aware of 
the total amount being spent to operate, maintain, and modernize the 
department's business systems.

DOD Lacks Reasonable Assurance That It Is in Compliance with Statutory 
Investment Management Controls:

We found that DOD is not in compliance with the fiscal year 2003 
defense authorization act, which requires that all financial system 
improvements with obligations exceeding $1 million be reviewed by the 
DOD Comptroller. Based upon the reported obligational data provided to 
us by the military services and the defense agencies for fiscal year 
2004, we identified 30 modernizations with obligations totaling about 
$243 million that were not submitted for the required review. Because 
DOD lacks a systematic means to identify the systems that were subject 
to the requirements of the fiscal year 2003 defense authorization act, 
there is no certainty that the information provided to us accurately 
identified all systems improvements with obligations greater than $1 
million during the fiscal year. BMMP officials stated that the domains 
were responsible for working with the components to make sure that 
business systems with obligations for modernizations greater than $1 
million were submitted for review as required. In essence, compliance 
was achieved via the "honor system," which relied on systems owners 
coming forward and requesting approval. However, the approach did not 
work. During fiscal year 2004, the number of systems reviewed was small 
when compared to the potential number of systems that appeared to meet 
the obligation threshold identified in the fiscal year 2004 budget 
request. We analyzed the DOD IT budget request for fiscal year 2004 and 
identified over 200 systems in the budget that could involve 
modernizations with obligations of funds that exceed the $1 million 
threshold. However, BMMP officials confirmed that only 46 systems were 
reviewed, of which 38 were approved as of September 30, 2004. The 
remaining 8 systems were either withdrawn by the component/domain or 
were returned to the component/domain because the system package 
submitted for review lacked some of the required supporting 
documentation, such as the review by the Office of Program Analysis and 
Evaluation, if necessary.

In an attempt to substantiate that financial system improvements with 
over $1 million in obligations had in fact been reviewed by the DOD 
Comptroller, as provided for in the fiscal year 2003 act, we requested 
that DOD entities provide us with a list of obligations (by system) 
greater than $1 million for modernizations for fiscal year 2004. We 
compared the reported obligational data to the system approval data 
reported to us by BMMP officials. Based upon this comparison and as 
shown in table 4, DOD provided data showed that 30 business systems 
with obligations totaling about $243 million in fiscal year 2004 for 
modernizations were not reviewed by the DOD Comptroller.

Table 4: Identification of Business Systems Modernizations by DOD 
Component That Did Not Have DOD Comptroller Review as Required by the 
Fiscal Year 2003 National Defense Authorization Act:

Dollars in millions. 

Army; 
Number of systems not reviewed: 2; 
Fiscal year 2004 obligations: $40.5. 

Navy; 
Number of systems not reviewed: 10; 
Fiscal year 2004 obligations: $92.8. 

Air Force; 
Number of systems not reviewed: 11; 
Fiscal year 2004 obligations: $79.1. 

DLA; 
Number of systems not reviewed: 3; 
Fiscal year 2004 obligations: $9.8. 

U.S. Transportation Command (TRANSCOM); 
Number of systems not reviewed: 1; 
Fiscal year 2004 obligations: $1.1. 

DFAS; 
Number of systems not reviewed: 1; 
Fiscal year 2004 obligations: $2.6. 

TRICARE; 
Number of systems not reviewed: 2; 
Fiscal year 2004 obligations: $16.6. 

Total; 
Number of systems not reviewed: 30; 
Fiscal year 2004 obligations: $242.5. 

Source: GAO analysis of DOD reported information. 

[End of table]

Examples of DOD business systems modernizations with obligations in 
excess of $1 million included in table 4 that were not submitted to the 
DOD Comptroller include the following.

* DFAS obligated about $3 million in fiscal year 2004 for the DFAS 
Corporate Database/DFAS Corporate Warehouse (DCD/DCW). In fiscal year 
2003, DFAS obligated approximately $19 million for DCD/DCW without 
submitting it to the DOD Comptroller for review. Additionally, we 
reported in May 2004[Footnote 25] that DFAS had yet to complete an 
economic analysis justifying that continued investment in DCD/DCW would 
result in tangible improvements in the department's operations. The 
department has acknowledged that DCD/DCW will not result in tangible 
savings to DOD. Continued investment is being based upon intangible 
savings of man-hour reductions by DFAS.

* The Army obligated over $34 million for its Logistics Modernization 
Program (LMP) in fiscal year 2004. In fiscal year 2003, the Army 
obligated over $52 million without the prerequisite review being 
performed by the DOD Comptroller. We have previously reported[Footnote 
26] that LMP experienced significant problems once it became 
operational at the first deployment site.

Cumulatively, since passage of the fiscal year 2003 defense 
authorization act in December 2002 through the end of fiscal year 2004, 
based upon information reported to us, the military services and 
defense components obligated about $651 million for business systems 
modernizations without the required review by the DOD Comptroller. 
While this amount is significant, it is not complete or accurate 
because it does not include any fiscal year 2005 obligations that 
occurred prior to the enactment of the fiscal year 2005 defense 
authorization act on October 28, 2004.

Congress Acts to Improve DOD's Control and Accountability over Business 
Systems Investments:

The statutory requirements enacted as part of the Ronald W. Reagan 
National Defense Authorization Act for Fiscal Year 2005[Footnote 27] 
are aimed at improving the department's business systems management 
practices. The act directs DOD to put in place a definite management 
structure that is responsible for the control and accountability over 
business systems investments by establishing a hierarchy of investment 
review boards from across the department and directs that the boards 
use a standard set of investment review and decision-making criteria to 
ensure compliance and consistency with the BEA.

DOD has taken several steps to address provisions of the fiscal year 
2005 defense authorization act. On March 19, 2005, the Deputy Secretary 
of Defense delegated the authority for the review, approval, and 
oversight of the planning, design, acquisition, development, operation, 
maintenance, and modernization of defense business systems to the 
designated approval authority for each business area.[Footnote 28] 
Additionally on March 24, 2005, the Deputy Secretary of Defense 
directed the transfer of program management, oversight, and support 
responsibilities regarding DOD business transformation efforts from the 
Office of the Under Secretary of Defense, (Comptroller), to the Office 
of the Under Secretary of Defense for Acquisition, Technology and 
Logistics. According to the directive, this transfer of functions and 
responsibilities will allow the Office of the Under Secretary of 
Defense for Acquisition, Technology and Logistics to establish the 
level of activity necessary to support and coordinate activities of the 
newly established Defense Business Systems Management Committee 
(DBSMC). As required by the act, DBSMC, with representation including 
the Deputy Secretary of Defense, the designated approval authorities, 
secretaries of the military services, and heads of the defense 
agencies, is the highest ranking governance body responsible for 
overseeing DOD business systems modernization efforts.

Suggestions for Legislative Consideration:

I would like to reiterate two suggestions for legislative consideration 
that I discussed in my July 2004 testimony,[Footnote 29] which I 
believe could further improve the likelihood of successful business 
transformation at DOD. Most of the key elements necessary for 
successful transformation could be achieved under the current 
legislative framework; however, addressing sustained and focused 
leadership for DOD business transformation and funding control will 
require additional legislation. These suggestions include the 
appropriation of business system funding to the approval authorities 
responsible and accountable for business systems investments under 
provisions enacted by the Ronald W. Reagan National Defense 
Authorization Act for Fiscal Year 2005,[Footnote 30] and the creation 
of a CMO.

Central Control over Business Systems Investment Funds Is Crucial:

DOD's current business systems investment process, in which system 
funding is controlled by DOD components, has contributed to the 
evolution of an overly complex and error-prone information technology 
environment containing duplicative, nonintegrated, and stovepiped 
systems. We have made numerous recommendations to DOD to improve the 
management oversight and control of its business systems investments. 
However, as previously discussed, a provision of the Ronald W. Reagan 
National Defense Authorization Act for Fiscal Year 2005, established 
specific management oversight and accountability with the "owners" of 
the various core business mission areas. This legislation defines the 
scope of the various business areas (e.g., acquisition, finance, 
logistics, and etc.), and established functional approval authority and 
responsibility for management of the portfolio of business systems with 
the relevant under secretary of defense for the departmental core 
business mission areas and the Assistant Secretary of Defense for 
Networks and Information Integration (information technology 
infrastructure). For example, the Under Secretary of Defense for 
Acquisition, Technology and Logistics is now responsible and 
accountable for any defense business system intended to support 
acquisition activities, logistics activities, or installations and 
environment activities for DOD.

This legislation also requires that the responsible approval 
authorities establish a hierarchy of investment review boards, the 
highest level being DBSMC, with DOD-wide representation, including the 
military services and defense agencies. The boards are responsible for 
reviewing and approving investments to develop, operate, maintain, and 
modernize business systems for their business-area portfolio, including 
ensuring that investments are consistent with DOD's BEA.

Although this recently enacted legislation clearly defines the roles 
and responsibilities of business systems investment approval 
authorities, control over the budgeting for and execution of funding 
for business systems investment activities remains at the DOD component 
level. As a result, DOD continues to have little or no assurance that 
its business systems investment money is being spent in an economical, 
efficient, and effective manner. Given that DOD spends billions on 
business systems and related infrastructure each year, we believe it is 
critical that those responsible for business systems improvements 
control the allocation and execution of funds for DOD business systems. 
However, implementation may require review of the various statutory 
authorities for the military services and other DOD components. Control 
over business systems investment funds would improve the capacity of 
DOD's designated approval authorities to fulfill their responsibilities 
and gain transparency over DOD investments, and minimize the parochial 
approach to systems development that exists today.

In addition, to improve coordination and integration activities, we 
suggest that all approval authorities coordinate their business systems 
modernization efforts with a CMO who would chair the DBSMC. Cognizant 
business area approval authorities would also be required to report to 
Congress through a CMO and the Secretary of Defense on applicable 
business systems that are not compliant with review requirements and to 
include a summary justification for noncompliance.

Chief Management Official Is Essential for Sustained Leadership of 
Business Management Reform:

As DOD embarks on large-scale business transformation efforts, we 
believe that the complexity and long-term nature of these efforts 
requires the development of an executive position capable of providing 
strong and sustained change management leadership across the 
department--and over a number of years and various administrations. One 
way to ensure such leadership would be to create by legislation a full- 
time executive-level II position for a CMO, who would serve as the 
Deputy Secretary of Defense for Management. This position would 
elevate, integrate, and institutionalize the high-level attention 
essential for ensuring that a strategic business transformation plan-- 
as well as the business policies, procedures, systems, and processes 
that are necessary for successfully implementing and sustaining overall 
business transformation efforts within DOD--are implemented and 
sustained. An executive-level II position for a CMO would provide this 
individual with the necessary institutional clout to overcome service 
parochialism and entrenched organizational silos, which in our opinion 
need to be streamlined below the service secretaries and other levels.

The CMO would function as a change agent, while other DOD officials 
would still be responsible for managing their daily business 
operations. The position would divide and institutionalize the current 
functions of the Deputy Secretary of Defense into a Deputy Secretary 
who, as the alter ego of the Secretary, would focus on policy-related 
issues such as military transformation, and a Deputy Secretary of 
Defense for Management, the CMO, who would be responsible and 
accountable for the overall business transformation effort and would 
serve full-time as the strategic integrator of DOD's business 
transformation efforts by, for example, developing and implementing a 
strategic and integrated plan for business transformation efforts. The 
CMO would not conduct the day-to-day management functions of the 
department; therefore, creating this position would not add an 
additional hierarchical layer to the department. Day-to-day management 
functions of the department would continue to be the responsibility of 
the undersecretaries of defense, the service secretaries, and others. 
Just as the CMO would need to focus full-time on business 
transformation, we believe that the day-to-day management functions are 
so demanding that it is difficult for these officials to maintain the 
oversight, focus, and momentum needed to implement and sustain needed 
reforms of DOD's overall business operations. This is particularly 
evident given the demands that the Iraq and Afghanistan postwar 
reconstruction activities and the continuing war on terrorism have 
placed on current leaders. Likewise, the breadth and complexity of the 
problems and their overall level within the department preclude the 
under secretaries, such as the DOD Comptroller, from asserting the 
necessary authority over selected players and business areas while 
continuing to fulfill their other responsibilities.

If created, we believe that the new CMO position could be filled by an 
individual appointed by the President and confirmed by the Senate, for 
a set term of 7 years. As prior GAO work examining the experiences of 
major change management initiatives in large private and public sector 
organizations has shown, it can often take at least 5 to 7 years until 
such initiatives are fully implemented and the related cultures are 
transformed in a sustainable way. Articulating the roles and 
responsibilities of the position in statute would also help to create 
unambiguous expectations and underscore Congress's desire to follow a 
professional, nonpartisan, sustainable, and institutional approach to 
the position. In that regard, an individual appointed to the CMO 
position should have a proven track record as a business process change 
agent in large, complex, and diverse organizations--experience 
necessary to spearhead business process transformation across DOD.

Furthermore, to improve coordination and integration activities, we 
suggest that all business systems modernization approval authorities 
designated in the Ronald W. Reagan National Defense Authorization Act 
for Fiscal Year 2005 coordinate their efforts with the CMO, who would 
chair the DBSMC that DOD recently established to comply with the act. 
We also suggest that cognizant business area approval authorities would 
also be required to report to Congress through the CMO and the 
Secretary of Defense on applicable business systems that are not 
compliant with review requirements and include a summary justification 
for noncompliance. In addition, the CMO would enter into an annual 
performance agreement with the Secretary that sets forth measurable 
individual goals linked to overall organizational goals in connection 
with the department's business transformation efforts. Measurable 
progress toward achieving agreed-upon goals should be a basis for 
determining the level of compensation earned, including any related 
bonus. In addition, the CMO's achievements and compensation should be 
reported to Congress each year. As previously noted, on April 14, 2005, 
a bill was introduced in the Senate that requires the establishment of 
a CMO who would be appointed by the President and confirmed by the 
Senate, for a set term of 7 years.[Footnote 31]

Conclusion:

DOD lacks the efficient and effective financial management and related 
business operations, including processes and systems, to support the 
war fighter, DOD management, and Congress. With a large and growing 
fiscal imbalance facing our nation, achieving tens of billions of 
dollars of annual savings through successful DOD transformation is 
increasingly important. Recent legislation pertaining to defense 
business systems, enterprise architecture, accountability, and 
modernization, if properly implemented, should improve oversight and 
control over DOD's significant system investment activities. However, 
DOD's transformation efforts to date have not adequately addressed key 
underlying causes of past reform failures. Reforming DOD's business 
operations is a monumental challenge and many well-intentioned efforts 
have failed over the last several decades. Lessons learned from these 
previous reform attempts include the need for sustained and focused 
leadership at the highest level. This leadership could be provided 
through the establishment of a CMO. Absent this leadership, authority, 
and control of funding, the current transformation efforts are likely 
to fail.

I commend the Subcommittee for holding this hearing and I encourage you 
to use this vehicle, on an annual basis, as a catalyst for long overdue 
business transformation at DOD. Mr. Chairman, this concludes my 
statement.

Contacts and Acknowledgments:

For further information about this testimony, please contact Gregory D. 
Kutz at (202) 512-9095 or [Hyperlink, kutzg@gao.gov]. The following 
individuals contributed to the various reports and testimonies that 
were the basis for the testimony: Beatrice Alff, Renee Brown, Donna 
Byers, Molly Boyle, Mary Ellen Chervenic, Francine DelVecchio, Francis 
Dymond, Geoff Frank, Gina Flacco, Diane Handley, Cynthia Jackson, 
Evelyn Logue, John Martin, Elizabeth Mead, Dave Moser, Mai Nguyen, 
Sharon Pickup, David Plocher, John Ryan, and Darby Smith.

(192170):

FOOTNOTES

[1] GAO, DOD Business Systems Modernization: Billions Being Invested 
without Adequate Oversight, GAO-05-381 (Washington, D.C: Apr. 29, 2005).

[2] GAO, High-Risk Series: An Update, GAO-05-207 (Washington, D.C.: 
January 2005). The eight specific DOD high-risk areas are (1) approach 
to business transformation, (2) business systems modernization, (3) 
contract management, (4) financial management, (5) personnel security 
clearance program, (6) supply chain management, (7) support 
infrastructure management, and (8) weapon systems acquisition. The six 
governmentwide high risk areas that include DOD are: (1) disability 
programs, (2) interagency contracting, (3) information systems and 
critical infrastructure, (4) information sharing for homeland security, 
(5) human capital, and (6) real property.

[3] GAO-05-381.

[4] GAO-05-207.

[5] GAO, Army National Guard: Inefficient, Error-Prone Process Results 
in Travel Reimbursement Problems for Mobilized Soldiers, GAO-05-400T 
(Washington, D.C.: Mar. 16, 2005).

[6] GAO, Defense Inventory: Improvements Needed in DOD's Implementation 
of Its Long-Term Strategy for Total Asset Visibility of Its Inventory, 
GAO-05-15 (Washington, D.C.: Dec. 6, 2004).

[7] GAO, Defense Logistics: Actions Needed to Improve the Availability 
of Critical Items during Current and Future Operations, GAO-05-275 
(Washington, D.C.: Apr. 8, 2005).

[8] GAO, Defense Management: Key Elements Needed to Successfully 
Transform DOD Business Operations, GAO-05-629T (Washington, D.C.: 
Apr.28, 2005).

[9] S. 780, 109TH Cong. (2005).

[10] GAO-05-629T.

[11] GAO-05-400T.

[12] GAO, Military Pay: Gaps in Pay and Benefits Create Financial 
Hardships for Injured Army National Guard and Reserve Soldiers, GAO-05- 
125 (Washington, D.C.: Feb. 17, 2005).

[13] GAO, Military Pay: Army Reserve Soldiers Mobilized to Active Duty 
Experienced Significant Pay Problems, GAO-04-911 (Washington, D.C.: 
Aug. 20, 2004) and Military Pay: Army National Guard Personnel 
Mobilized to Active Duty Experienced Significant Pay Problems, GAO-04- 
89 (Washington, D.C.: Nov. 13, 2003).

[14] GAO-05-629T.

[15] GAO-05-207

[16] GAO, Vendor Payments: Inadequate Management Oversight Hampers the 
Navy's Ability to Effectively Manage Its Telecommunication Program, GAO-
04-671 (Washington, D.C.: June 14, 2004). 

[17] GAO, DOD Problem Disbursements: Long-standing Accounting 
Weaknesses Result in Inaccurate Records and Substantial Write-offs, GAO-
05-521 (Washington, D.C.: June 2, 2005).

[18] GAO, Financial Management: Further Actions Are Needed to Establish 
Framework to Guide Audit Opinion and Business Management Improvement 
Efforts at DOD, GAO-04-910R (Washington, D.C.: Sept. 20, 2004).

[19] Pub. L. No. 108-375, § 352.

[20] Bob Stump National Defense Authorization Act for Fiscal Year 2003, 
Pub. L. No. 107-314, § 1004(d), 116 Stat. 2458, 2629 (Dec. 2, 2002).

[21] DOD categorizes its funding request as follows: business systems-
-$5 billion; national security systems--$7.8 billion; shared 
infrastructure and information assurance activities--$14.8 billion; and 
related technical activities--$1.1 billion.

[22] According to the department's definition in its Financial 
Management Regulation, development/ modernization/enhancement include 
(1) new applications and infrastructure capabilities that are planned 
and under development; (2) any change or modification to existing 
applications and infrastructure capabilities which is intended to 
result in improved capabilities or performance of the activity, 
including (a) all modifications to existing operational software (other 
than corrective software maintenance) and (b) expansion of capabilities 
to new users; (3) changes mandated by Congress or the Office of the 
Secretary of Defense; and (4) personnel costs for project management.

[23] GAO, DOD Business Systems Modernization: Billions Continue to Be 
Invested with Inadequate Management Oversight and Accountability, GAO- 
04-615 (Washington, D.C.: May 27, 2004).

[24] DIMHRS is a major IT program that is to provide an integrated 
personnel and pay system for all components of the military services.

[25] GAO, DOD Business Systems Modernization: Limited Progress in 
Development of Business Enterprise Architecture and Oversight of 
Information Technology Investments, GAO-04-731R (Washington, D.C.: May 
17, 2004).

[26] GAO-04-615.

[27] Pub. L. No. 108-375, § 332.

[28] Approval authorities include the Under Secretary of Defense for 
Acquisition, Technology and Logistics; the Under Secretary of Defense 
(Comptroller); the Under Secretary of Defense for Personnel and 
Readiness; and the Assistant Secretary of Defense for Networks and 
Information Integration/Chief Information Officer of the Department of 
Defense. These approval authorities are responsible for the review, 
approval, and oversight of business systems and must establish 
investment review processes for systems under their cognizance.

[29] GAO, Department of Defense: Long-standing Problems Continue to 
Impede Financial and Business Management Transformation, GAO-04-907T 
(Washington, D.C.: July 7, 2004).

[30] See 10 U.S.C. §2222(f). 

[31] S. 780, 109TH Cong. (2005).