This is the accessible text file for GAO report number GAO-04-895T 
entitled 'Alaska Native Villages: Villages Affected by Flooding and 
Erosion Have Difficulty Qualifying for Federal Assistance' which was 
released on June 29, 2004.

This text file was formatted by the U.S. General Accounting Office 
(GAO) to be accessible to users with visual impairments, as part of a 
longer term project to improve GAO products' accessibility. Every 
attempt has been made to maintain the structural and data integrity of 
the original printed product. Accessibility features, such as text 
descriptions of tables, consecutively numbered footnotes placed at the 
end of the file, and the text of agency comment letters, are provided 
but may not exactly duplicate the presentation or format of the printed 
version. The portable document format (PDF) file is an exact electronic 
replica of the printed version. We welcome your feedback. Please E-mail 
your comments regarding the contents or accessibility features of this 
document to Webmaster@gao.gov.

This is a work of the U.S. government and is not subject to copyright 
protection in the United States. It may be reproduced and distributed 
in its entirety without further permission from GAO. Because this work 
may contain copyrighted images or other material, permission from the 
copyright holder may be necessary if you wish to reproduce this 
material separately.

Testimony:

Before the Committee on Appropriations, U.S. Senate:

United States General Accounting Office:

GAO:

For Release on Delivery Expected at 8:30 a.m. AKDT:

Tuesday, June 29, 2004:

Alaska Native Villages:

Villages Affected by Flooding and Erosion Have Difficulty Qualifying 
for Federal Assistance:

Statement of Robert A. Robinson, Managing Director 
Natural Resources and Environment:

GAO-04-895T:

GAO Highlights:

Highlights of GAO-04-895T, a testimony before the Committee on 
Appropriations, United States Senate 

Why GAO Did This Study:

Approximately 6,600 miles of Alaska’s coastline and many of the low-
lying areas along the state’s rivers are subject to severe flooding 
and erosion. Most of Alaska’s Native villages are located on the coast 
or on riverbanks. In addition to the many federal and Alaska state 
agencies that respond to flooding and erosion, Congress established the 
Denali Commission in 1998 to, among other things, provide economic 
development services and meet infrastructure needs in rural Alaska 
communities. 

This testimony is based on GAO’s report, Alaska Native Villages: Most 
Are Affected by Flooding and Erosion, but Few Qualify for Federal 
Assistance (GAO-04-142, December 12, 2003). Specifically, GAO 
identified (1) the number of Alaska Native villages affected by 
flooding and erosion, (2) the extent to which federal assistance has 
been provided to those villages, (3) the efforts of nine villages to 
respond to flooding and erosion, and (4) alternatives that Congress may 
wish to consider when providing assistance for flooding and erosion.

What GAO Found:

Flooding and erosion affects 184 out of 213, or 86 percent, of Alaska 
Native villages to some extent. While many of the problems are long-
standing, various studies indicate that coastal villages are becoming 
more susceptible to flooding and erosion caused in part by rising 
temperatures.

Small and remote Alaska Native villages have generally not received 
federal assistance under federal flooding and erosion programs largely 
because they do not meet program eligibility criteria. Even villages 
that do meet the eligibility criteria may still not receive assistance 
if they cannot meet the cost-share requirements for the project.

Of the nine villages that GAO reviewed, four—Kivalina, Koyukuk, Newtok, 
and Shishmaref—are in imminent danger from flooding and erosion and are 
planning to relocate, while the remaining five are in various stages of 
responding to these problems. Costs for relocating are expected to be 
high.

GAO, other federal and state officials, and village representatives 
identified alternatives that could increase service delivery for Alaska 
Native villages. These alternatives include

* expanding the role of the Denali Commission,
* directing federal agencies to consider social and environmental 
factors in analyzing project costs and benefits,
* waiving the federal cost-sharing requirement for these projects, and
* authorizing the “bundling” of funds from various federal agencies.

Although the Denali Commission and two federal agencies raised 
questions about expanding the role of the Denali Commission in 
commenting on GAO’s report, GAO still believes it continues to be a 
possible alternative for helping to mitigate the barriers that villages 
face in obtaining federal services.

Bluff Erosion at the Native Village of Shishmaref (June 2003): 

[See PDF for image]

[End of figure]

What GAO Recommends:

GAO’s December 2003 report suggested that Congress consider directing 
the relevant federal agencies and the Denali Commission to assess the 
feasibility of alternatives for responding to flooding and erosion.

www.gao.gov/cgi-bin/getrpt?GAO-04-895T.

To view the full product, including the scope and methodology, click on 
the link above. For more information, contact Anu Mittal at (202) 
512-3841 or mittala@gao.gov.

[End of section]

Mr. Chairman and Members of the Committee:

Thank you for the opportunity to discuss our work on Alaska Native 
villages affected by flooding and erosion. As you know, Alaska's 
shorelines and riverbanks serve as home to over 200 Native villages 
whose inhabitants generally hunt and fish for subsistence. However, 
these shorelines and riverbanks can be subject to periodic, yet severe 
flooding and erosion. Coastal and river flooding and erosion cause 
millions of dollars of property damage in Alaska Native villages, 
damaging or destroying homes, public buildings, and airport runways. 
Several federal and state agencies are directly or indirectly involved 
in providing assistance for flooding and erosion in Alaska. In addition 
to government agencies, the Denali Commission, created by Congress in 
1998, is charged with addressing crucial needs of rural Alaska 
communities, particularly isolated Alaska Native villages, although it 
is not directly responsible for responding to flooding and 
erosion.[Footnote 1]

The fiscal year 2003 Conference Report for the military construction 
appropriation bill directed GAO to study Alaska Native villages 
affected by flooding and erosion.[Footnote 2] In December 2003, we 
reported on Alaska Native villages' access to federal flooding and 
erosion programs.[Footnote 3] These programs are administered by 
several federal agencies, but principally by the U.S. Army Corps of 
Engineers and the Agriculture Department's Natural Resources 
Conservation Service. Our report discussed four alternatives that could 
help mitigate the barriers that villages face in obtaining federal 
services. Our testimony today is based on that report and focuses on 
(1) the number of Alaska Native villages affected by flooding and 
erosion, (2) the extent to which federal assistance has been provided 
to those villages, (3) the efforts of nine villages to respond to 
flooding and erosion, and (4) alternatives that Congress may wish to 
consider when providing assistance for flooding and erosion of Alaska 
Native villages.

To meet these objectives, we reviewed federal and state flooding and 
erosion studies and project documents and interviewed federal and state 
agency officials and representatives from nine Alaska Native villages. 
We also visited four of the nine villages. While the conference report 
directed us to include at least six villages in our study--Barrow, 
Bethel, Kaktovik, Kivalina, Point Hope, and Unalakleet--we added three 
more--Koyukuk, Newtok, and Shishmaref--based on discussions with 
congressional staff and with federal and state officials familiar with 
flooding and erosion problems. Our December 2003 report, on which this 
testimony is based, was prepared in accordance with generally accepted 
government auditing standards.

In summary, we reported the following:

* First, 184 out of 213, or 86 percent of Alaska Native villages 
experience some level of flooding and erosion, according to federal and 
state officials in Alaska. Native villages on the coast or along rivers 
have long been subject to both annual and episodic flooding and 
erosion. Various studies and reports indicate that coastal villages in 
Alaska are becoming more susceptible to flooding and erosion in part 
because rising temperatures delay formation of protective shore ice, 
leaving the villages vulnerable to fall storms. For example, the 
barrier island village of Shishmaref, which is less than 1,320 feet 
wide, lost 125 feet of beach to erosion during an October 1997 storm. 
In addition, villages in low-lying areas along riverbanks or in river 
deltas are susceptible to flooding and erosion caused by ice jams, snow 
and glacial melts, rising sea levels, and heavy rainfall.

* Second, small and remote Alaska Native villages often fail to qualify 
for assistance under federal flooding and erosion programs because they 
do not meet program eligibility criteria. For example, according to the 
Corps' guidelines for evaluating water resource projects, the Corps 
generally cannot undertake a project when the economic costs exceed the 
expected benefits. With few exceptions, Alaska Native villages' 
requests for assistance under this program are denied because the 
project costs usually outweigh expected economic benefits as currently 
defined. Even villages that meet the Corps' cost/benefit criteria may 
still fail to qualify if they cannot meet cost-share requirements for 
the project. The Natural Resources Conservation Service's Watershed 
Protection and Flood Prevention Program also requires a cost/benefit 
analysis similar to that of the Corps. As a result, few Alaska Native 
villages qualify for assistance under this program. However, the 
Natural Resources Conservation Service has other programs that have 
provided limited assistance to these villages--in part because these 
programs consider additional social and environmental factors in 
developing their cost/benefit analysis.

* Third, of the nine villages that we reviewed, four--Kivalina, 
Koyukuk, Newtok, and Shishmaref--are in imminent danger from flooding 
and erosion and are making plans to relocate; the remaining villages 
are taking other actions. Kivalina, Newtok, and Shishmaref are working 
with relevant federal agencies to determine the suitability of possible 
relocation sites, while Koyukuk is in the early stages of planning for 
relocation. Because of the high cost of materials and transportation in 
remote parts of Alaska, the cost of relocation for these villages is 
expected to be high. The five villages not currently planning to 
relocate--Barrow, Bethel, Kaktovik, Point Hope, and Unalakleet--are in 
various stages of responding to their flooding and erosion problems. 
For example, two of these villages, Kaktovik and Point Hope, are 
studying ways to prevent flooding of specific infrastructure, such as 
the airport runway.

* Fourth, federal and Alaska state officials and Alaska Native village 
representatives that we spoke with identified the following three 
alternatives that could help mitigate barriers to villages' obtaining 
federal services: (1) expand the role of the Denali Commission to 
include responsibility for managing a new flooding and erosion 
assistance program, (2) direct the federal agencies to consider social 
and environmental factors in their cost benefit analyses for these 
projects, and (3) waive the federal cost-sharing requirement for 
flooding and erosion programs for Alaska Native villages. In addition, 
we identified as a fourth alternative the bundling of funds from 
various agencies to address flooding and erosion problems in Alaska 
Native villages. While we did not determine the cost or the national 
policy implications associated with any of these alternatives, these 
costs and implications are important considerations in determining the 
appropriate level of federal services that should be available to 
respond to flooding and erosion in Alaska Native villages. 
Consequently, in our report we suggested the Congress consider 
directing relevant federal agencies and the Denali Commission to assess 
the feasibility of each of the alternatives, as appropriate. In 
commenting on our report, the Denali Commission and two federal 
agencies raised questions about expanding the Denali Commission's role 
to cover flooding and erosion. While each of these entities recognized 
the need for improved coordination of federal efforts to address 
flooding and erosion in Alaska Native villages, none of them provided 
any specific suggestions on how this should be accomplished or by whom. 
As a result, we continue to believe that expanding the role of the 
commission is a viable alternative.

Background:

Alaska encompasses an area of about 365 million acres--more than the 
combined area of the next three largest states of Texas, California, 
and Montana. The state is bound on three sides by water, and its 
coastline, which stretches about 6,600 miles (excluding island 
shorelines, bays and fjords) and accounts for more than half of the 
entire U.S. coastline, varies from rocky shores, sandy beaches, and 
high cliffs to river deltas, mud flats, and barrier islands. The 
coastline constantly changes through wave action, ocean currents, 
storms, and river deposits and is subject to periodic, yet often 
severe, erosion. Alaska also has more than 12,000 rivers, including 
three of the ten largest in the country: the Yukon, Kuskokwim, and 
Copper Rivers.[Footnote 4] (See fig. 1.) While these and other rivers 
provide food, transportation, and recreation for people, as well as 
habitat for fish and wildlife, their waters also shape the landscape. 
In particular, ice jams on rivers and flooding of riverbanks during 
spring breakup change the contour of valleys, wetlands, and human 
settlements.

Figure 1: Map of Alaska Showing Major Rivers, Oceans, and Mountain 
Ranges:

[See PDF for image]

[End of figure]

Permafrost (permanently frozen subsoil) is found over approximately 80 
percent of Alaska. It is deepest and most extensive on the Arctic 
Coastal Plain and decreases in depth further south, eventually becoming 
discontinuous. In northern Alaska, where the permafrost is virtually 
everywhere, most buildings are elevated to minimize the amount of heat 
transferred to the ground to avoid melting the permafrost. However, 
rising temperatures in recent years have led to widespread thawing of 
the permafrost, causing serious damage. As permafrost melts, land 
slumps and erodes, buildings and runways sink, and bulk fuel tank areas 
are threatened. (See fig. 2.)

Figure 2: Sea Erosion at Shishmaref (June 2003):

[See PDF for image]

[End of figure]

Rising temperatures have also affected the thickness, extent, and 
duration of sea ice that forms along the western and northern coasts. 
Loss of sea ice leaves coasts more vulnerable to waves, storm surges, 
and erosion. When combined with the thawing of permafrost along the 
coast, loss of sea ice seriously threatens coastal Alaska Native 
villages. Furthermore, loss of sea ice alters the habitat and 
accessibility of many of the marine mammals that Alaska Natives depend 
upon for subsistence. As the ice melts or moves away early, walruses, 
seals, and polar bears move with it, taking themselves too far away to 
be hunted.

Federal, state, and local government agencies share responsibility for 
controlling and responding to flooding and erosion. The U.S. Army Corps 
of Engineers has responsibility for planning and constructing 
streambank and shoreline erosion protection and flood control 
structures under a specific set of requirements.[Footnote 5] The 
Department of Agriculture's Natural Resources Conservation Service 
(NRCS) is responsible for protecting small watersheds. The Continuing 
Authorities Program, administered by the Corps, and the Watershed 
Protection and Flood Prevention Program, administered by NRCS, are the 
principal programs available to prevent flooding and control erosion. 
Table 1 below lists and describes the five authorities under the Corps' 
Continuing Authorities Program that address flooding and erosion, while 
table 2 identifies the main NRCS programs that provide assistance for 
flooding and erosion.

Table 1: Authorities that Address Flooding and Erosion Under the Corps' 
Continuing Authorities Program:

Program authority: Section 14 of the Flood Control Act of 1946; 
Description: For emergency streambank and shoreline erosion protection 
for public facilities.

Program authority: Section 205 of the Flood Control Act of 1948; 
Description: Authorizes flood control projects.

Program authority: Section 208 of the Flood Control Act of 1954; 
Description: Authorizes flood control activities.

Program authority: Section 103 of the River and Harbor Act of 1962; 
Description: Protect shores of publicly owned property from hurricane 
and storm damage.

Program authority: Section 111 of the River and Harbor Act of 1968; 
Description: Mitigate shoreline erosion damage caused by federal 
navigation projects.

Source: GAO analysis of Corps program information.

[End of table]

In addition to the Corps' Continuing Authorities Program, other Corps 
authorities that may address problems related to flooding and erosion 
include the following:

* Section 22 of the Water Resources Development Act of 1974, which 
provides authority for the Corps to assist states in the preparation of 
comprehensive plans for the development, utilization, and conservation 
of water and related resources of drainage basins.

* Section 206 of the Flood Control Act of 1960, which allows the Corps' 
Flood Plain Management Services' Program to provide states and local 
governments technical services and planning guidance that is needed to 
support effective flood plain management.

Table 2: NRCS Programs That Respond to Flooding and Erosion:

Program: Watershed Protection and Flood Prevention Program; 
Description: Provides funding for projects that control erosion and 
prevent flooding. Limited to watersheds that are less than 250,000 
acres.

Program: Emergency Watershed Protection Program; 
Description: Provides assistance where there is some imminent threat--
usually from some sort of erosion caused by river flooding.

Program: Conservation Technical Assistance Program; 
Description: Provides technical assistance to communities and 
individuals to solve natural resource problems including reducing 
erosion, improving air and water quality, and maintaining or restoring 
wetlands and habitat.

Source: GAO analysis of NRCS program information.

[End of table]

A number of other federal agencies, such as the Departments of 
Transportation, Homeland Security (Federal Emergency Management 
Agency), and Housing and Urban Development, also have programs that can 
assist Alaska Native villages in responding to the consequences of 
flooding by funding tasks such as moving homes, repairing roads and 
boardwalks, or rebuilding airport runways. In additional to government 
agencies, the Denali Commission, created by Congress in 1998, while not 
directly responsible for responding to flooding and erosion, is charged 
with addressing crucial needs of rural Alaska communities, particularly 
isolated Alaska Native villages.

On the state side, Alaska's Division of Emergency Services responds to 
state disaster declarations dealing with flooding and erosion when 
local communities request assistance. The Alaska Department of 
Community and Economic Development helps communities reduce losses and 
damage from flooding and erosion. The Alaska Department of 
Transportation and Public Facilities funds work to protect runways from 
erosion. Local governments such as the North Slope Borough have also 
funded erosion control and flood protection projects.

Most Alaska Native Villages Are Affected to Some Extent by Flooding and 
Erosion:

Flooding and erosion affects 184 out of 213, or 86 percent, of Alaska 
Native villages to some extent, according to studies and information 
provided to us by federal and Alaska state officials. The 184 affected 
villages consist of coastal and river villages throughout the state. 
(See fig. 3.) Villages on the coast are affected by flooding and 
erosion from the sea. For example, when these villages are not 
protected by sea ice, they are at risk of flooding and erosion from 
storm surges. In the case of Kivalina, the community has experienced 
frequent erosion from sea storms, particularly in late summer or fall. 
These storms can result in a sea level rise of 10 feet or more, and 
when combined with high tide, the storm surge becomes even greater and 
can be accompanied by waves containing ice. Communities in low-lying 
areas along riverbanks or in river deltas are susceptible to flooding 
and erosion caused by ice jams, snow and glacial melts, rising sea 
levels and heavy rainfall.

Figure 3: Locations of 184 Alaska Native Villages Affected by Flooding 
and Erosion:

[See PDF for image]

[End of figure]

Flooding and erosion are long-standing problems in Alaska. In Bethel, 
Unalakleet, and Shishmaref for example, these problems have been well 
documented dating back to the 1930s, 1940s, and 1950s, respectively. 
The state has made several efforts to identify communities affected by 
flooding and erosion over the past 30 years. In 1982, a state 
contractor developed a list of Alaska communities affected by flooding 
and erosion.[Footnote 6] This list identified 169 of the 213 Alaska 
Native villages, virtually the same villages identified by federal and 
state officials that we consulted in 2003. In addition, the state 
appointed an Erosion Control Task Force in 1983 to investigate and 
inventory potential erosion problems and to prioritize erosion sites by 
severity and need. In its January 1984 final report, the task force 
identified a total of 30 priority communities with erosion problems. Of 
these 30 communities, 28 are Alaska Native villages. Federal and state 
officials that we spoke with in 2003 also identified almost all of the 
Native communities given priority in the 1984 report as still needing 
assistance.

While most Alaska Native villages are affected to some extent by 
flooding and erosion, quantifiable data are not available to fully 
assess the severity of the problem. Federal and Alaska state agency 
officials that we contacted could agree on which three or four villages 
experience the most flooding and erosion, but they could not rank 
flooding and erosion in the remaining villages by high, medium, or low 
severity. These agency officials said that determining the extent to 
which villages have been affected by flooding and erosion is difficult 
because Alaska has significant data gaps. These gaps occur because 
remote locations lack monitoring equipment. The officials noted that 
about 400 to 500 gauging stations would have to be added in Alaska to 
attain the same level of gauging as in the Pacific Northwest.

While flooding and erosion has been documented in Alaska for decades, 
various studies and reports indicate that coastal villages in Alaska 
are becoming more susceptible. This increasing susceptibility is due in 
part to rising temperatures that cause protective shore ice to form 
later in the year, leaving the villages vulnerable to storms. According 
to the Alaska Climate Research Center, mean annual temperatures have 
risen for the period from 1971 to 2000, although changes varied from 
one climate zone to another and were dependent on the temperature 
station selected. For example, Barrow experienced an average 
temperature increase of 4.16 degrees Fahrenheit for the 30-year period 
from 1971 to 2000, while Bethel experienced an increase of 3.08 degrees 
Fahrenheit for the same time period.

Alaska Native Villages Have Difficulty Qualifying for Federal 
Assistance:

Alaska Native villages have difficulty qualifying for assistance under 
the key federal flooding and erosion programs, largely because of 
program requirements that the project costs not exceed economic 
benefits, or because of cost-sharing requirements. For example, 
according to the Corps' guidelines for evaluating water resource 
projects, the Corps generally cannot undertake a project whose costs 
exceed its expected economic benefits as currently defined.[Footnote 7] 
With few exceptions, Alaska Native villages' requests for the Corps' 
assistance are denied because of the Corps' determination that project 
costs outweigh the expected economic benefits. Alaska Native villages 
have difficulty meeting the cost/benefit requirement because many are 
not developed to the extent that the value of their infrastructure is 
high enough to equal the cost of a proposed erosion or flood control 
project. For example, the Alaska Native village of Kongiganak, with a 
population of about 360 people, experiences severe erosion from the 
Kongnignanohk River. However, the Corps decided not to fund an erosion 
project for this village because the cost of the project exceeded the 
expected benefits and because many of the structures threatened are 
private property, which are not eligible for protection under a Section 
14 Emergency Streambank Protection project. Meeting the cost/benefit 
requirement is especially difficult for remote Alaska Native villages 
because the cost of construction is high--largely because labor, 
equipment, and materials have to be brought in from distant locations.

Even villages that do meet the Corps' cost/benefit criteria may still 
not receive assistance if they cannot provide or find sufficient 
funding to meet the cost-share requirements for the project. By law, 
the Corps generally requires local communities to fund between 25 and 
50 percent of project planning and construction costs for flood 
prevention and erosion control projects.[Footnote 8] According to 
village leaders we spoke to, they may need to pay hundreds of thousands 
of dollars or more under these cost-share requirements to fund their 
portion of a project--funding many of them do not have.[Footnote 9]

NRCS has three key programs that can provide assistance to villages to 
protect against flooding and erosion. One program--the Watershed 
Protection and Flood Prevention Program--has a cost/benefit requirement 
similar to the Corps program and as a result, few projects for Alaska 
Native villages have been funded under this program. In contrast, some 
villages have been able to qualify for assistance from NRCS's two other 
programs--the Emergency Watershed Protection Program and the 
Conservation Technical Assistance Program. For example, under its 
Emergency Watershed Protection Program, NRCS allows consideration of 
additional factors in the cost/benefit analysis.[Footnote 10] 
Specifically, NRCS considers social or environmental factors when 
calculating the potential benefits of a proposed project, and the 
importance of protecting the subsistence lifestyle of an Alaska Native 
village can be included as one of these factors. In addition, while 
NRCS encourages cost sharing by local communities, this requirement can 
be waived when the local community cannot afford to pay for a project 
under this program. Such was the case in Unalakleet, where the 
community had petitioned federal and state agencies to fund its local 
cost-share of an erosion protection project and was not successful. 
Eventually, NRCS waived the cost-share requirement for the village and 
covered the total cost of the project itself. (See fig. 4.) Another 
NRCS official in Alaska estimated that about 25 villages requested 
assistance under this program during the last 5 years, and of these 25 
villages, 6 received some assistance from NRCS and 19 were turned down-
-mostly because there were either no feasible solutions or because the 
problems they wished to address were recurring ones and therefore 
ineligible for the program.

Figure 4: NRCS Seawall Erosion Protection Project at Unalakleet (c. 
2000):

[See PDF for image]

Source: NRCS.

[End of figure]

Unlike any of the Corps' or NRCS's other programs, NRCS's Conservation 
Technical Assistance Program does not require any cost-benefit analysis 
for projects to qualify for assistance.[Footnote 11] An NRCS official 
in Alaska estimated that during the last 2 years, NRCS provided 
assistance to about 25 villages under this program. The program is 
designed to help communities and individuals solve natural resource 
problems, improve the health of the watershed, reduce erosion, improve 
air and water quality, or maintain or improve wetlands and habitat. The 
technical assistance provided can range from advice or consultation to 
developing planning, design, and/or engineering documents. The program 
does not fund construction or implementation of projects.

Four Villages in Imminent Danger Are Planning to Relocate, and the 
Remaining Five Villages Are Taking Other Actions:

Four of the nine villages we reviewed are in imminent danger from 
flooding and erosion and are making plans to relocate, while the 
remaining five are taking other actions. Of the four villages 
relocating, Kivalina, Newtok, and Shishmaref are working with relevant 
federal agencies to locate suitable new sites, while Koyukuk is just 
beginning the planning process for relocation. Because of the high cost 
of construction in remote parts of Alaska, the cost of relocation for 
these villages is expected to be high. For example, the Corps estimates 
that the cost to relocate Kivalina could range from $100 million for 
design and construction of infrastructure, including a gravel pad, at 
one site and up to $400 million for just the cost of building a gravel 
pad at another site. Cost estimates for relocating the other three 
villages are not yet available. Of the five villages not currently 
planning to relocate, Barrow, Kaktovik, Point Hope, and Unalakleet each 
have studies under way that target specific infrastructure that is 
vulnerable to flooding and erosion. The fifth village, Bethel, is 
planning to repair and extend an existing seawall to protect the 
village's dock from river erosion. In fiscal year 2003, the Senate 
Committee on Appropriations directed the Corps to perform an analysis 
of costs associated with continued erosion of six of these nine 
villages, potential costs of relocating the villages, and to identify 
the expected timeline for complete failure of useable land associated 
with each community.[Footnote 12] Table 3 summarizes the status of the 
nine villages' efforts to respond to their specific flooding and 
erosion problems.

Table 3: Nine Alaska Native Villages' Efforts to Address Flooding and 
Erosion:

Alaska Native village: Villages planning to relocate: Kivalina; 
Population[A]: 388; 
Status of efforts: Located on a barrier island that is both overcrowded 
and shrinking. Cost estimates to relocate range from $100 million to 
over $400 million. The Corps is currently negotiating a scope of work 
for relocation alternatives under both the Planning Assistance to 
States Program and the Alaska Villages Erosion Technical Assistance 
Program.

Alaska Native village: Villages planning to relocate: Shishmaref; 
Population[A]: 594; 
Status of efforts: Located on a barrier island and experiencing 
chronic erosion. Recently selected a relocation site. In the meantime, 
a Bureau of Indian Affairs funded seawall was recently completed to 
temporarily protect a road project and the Corps is starting a Section 
14 project to extend this seawall to protect the school as well.

Alaska Native village: Villages planning to relocate: Newtok; 
Population[A]: 329; 
Status of efforts: Suffers chronic erosion along its riverbank. 
Legislation for a land exchange with the U.S. Fish and Wildlife Service 
became law in November 2003 (Pub. L. No. 108-129). Interim Conveyance 
No. 1876 signed in April 2004. Relocation studies are continuing under 
the Corps' Planning Assistance to States Program and the Alaska 
Villages Erosion Technical Assistance Program.

Alaska Native village: Villages taking other actions: Kaktovik; 
Population[A]: 295; 
Status of efforts: Airport runway is subject to annual flooding. The 
Federal Aviation Administration funded a study to determine least-cost 
alternative, but consensus on a site for a new airport has not been 
reached.

Alaska Native village: Villages taking other actions: Point Hope; 
Population[A]: 725; 
Status of efforts: Airport runway experiences flooding and is at risk 
of erosion. The North Slope Borough is analyzing construction 
alternatives for an evacuation road.

Alaska Native village: Villages taking other actions: Barrow; 
Population[A]: 4,417; 
Status of efforts: The Corps is currently conducting a 5-year 
feasibility study of storm damage reduction measures. The underlying 
authority for this study is the "Rivers and Harbors in Alaska" study 
resolution adopted by the House of Representatives Committee on Public 
Works on December 2, 1970.

Alaska Native village: Villages taking other actions: Unalakleet; 
Population[A]: 741; 
Status of efforts: Coastal and river flooding and erosion have combined 
to create a chronic problem at the harbor. The Corps has begun a study 
on improving navigational access.

Alaska Native village: Villages taking other actions: Bethel; 
Population[A]: 5,899; 
Status of efforts: Spring break-up ice jams on the Kuskokwim River 
cause both periodic flooding and severe erosion along the riverbank. A 
Corps project to repair and extend the seawall to protect the dock and 
small boat harbor is stalled over land easements. 

Source: GAO analysis.

[A] Populations for the villages are based on 2003 Alaska State 
Demographer estimates.

[End of table]

Alternatives for Addressing Barriers That Villages Face in Obtaining 
Federal Services:

The unique circumstances of Alaska Native villages and their inability 
to qualify for assistance under a variety of federal flooding and 
erosion programs may require special measures to ensure that the 
villages receive certain needed services. Alaska Native villages, which 
are predominately remote and small, often face barriers not commonly 
found in other areas of the United States, such as harsh climate, 
limited access and infrastructure, high fuel and shipping prices, short 
construction seasons, and ice-rich permafrost soils. In addition, many 
of the federal programs to prevent and control flooding and erosion are 
not a good fit for the Alaska Native villages because of the 
requirement that project costs not exceed the economic benefits. 
Federal and Alaska state officials and Alaska Native village 
representatives that we spoke with identified several alternatives for 
Congress that could help mitigate the barriers that villages face in 
obtaining federal services.

These alternatives include (1) expanding the role of the Denali 
Commission to include responsibilities for managing a new flooding and 
erosion assistance program, (2) directing the Corps and NRCS to include 
social and environmental factors in their cost/benefit analyses for 
projects requested by Alaska Native villages, and (3) waiving the 
federal cost-sharing requirement for flooding and erosion projects for 
Alaska Native villages. In addition, we identified a fourth 
alternative--authorizing the bundling of funds from various agencies to 
address flooding and erosion problems in these villages. Each of these 
alternatives has the potential to increase the level of federal 
services to Alaska Native villages and can be considered individually 
or in any combination. However, adopting some of these alternatives 
will require consideration of a number of important factors, including 
the potential to set a precedent for other communities and programs as 
well as resulting budgetary implications. While we did not determine 
the cost or the national policy implications associated with any of the 
alternatives, these are important considerations when determining 
appropriate federal action.

In conclusion, Alaska Native villages are being increasingly affected 
by flooding and erosion problems being worsened at least to some degree 
by climatological changes. They must nonetheless find ways to respond 
to these problems. Many Alaska Native villages that are small, remote, 
and have a subsistence lifestyle, lack the resources to address the 
problems on their own. Yet villages have difficulty finding assistance 
under several federal programs, because as currently defined the 
economic costs of the proposed project to control flooding and erosion 
exceed the expected economic benefits. As a result, many private homes 
and other infrastructure continue to be threatened. Given the unique 
circumstances of Alaska Native villages, special measures may be 
required to ensure that these communities receive the assistance they 
need to respond to problems that could continue to increase.

Mr. Chairman, this completes my prepared statement. I would be happy to 
respond to any questions you or other Members of the Committee my have 
at this time.

Contact and Acknowledgments:

For further information, please contact Anu Mittal on (202) 512-3841. 
Individuals making key contributions to this testimony and the report 
on which it was based were José Alfredo Gómez, Jeffery Malcolm, Cynthia 
Norris, Amy Webbink, and Judith Williams.

FOOTNOTES

[1] Pub. L. No. 105-277, tit. III, 112 Stat. 2681 (1998).

[2] H. R. Conf. Rep. No. 107-731, at 15 (2002). 

[3] U.S. General Accounting Office, Alaska Native Villages: Most Are 
Affected by Flooding and Erosion, but Few Qualify for Federal 
Assistance, GAO-04-142 (Washington, D.C.: Dec. 12, 2003). 

[4] The size is determined by the average rate of flow (discharge at 
the mouth).

[5] The Corps may study and construct erosion protection and flood 
control structures, provided it receives authority and appropriations 
from Congress to do so. In addition to building structures, the Corps 
may also consider and implement non-structural and relocation 
alternatives.

[6] This report was prepared for the Alaska Department of Community and 
Regional Affairs, the predecessor of the Alaska Department of Community 
and Economic Development.

[7] The Corps' guidelines are based on the Flood Control Act of 1936, 
which provides that "the Federal Government should improve or 
participate in the improvement of navigable waters or their tributaries 
. . . if the benefits . . . are in excess of the estimated costs." 33 
U.S.C. § 701a. 

[8] The Corps has the authority to make cost-sharing adjustments based 
upon a community's ability to pay under section 103 (m) of the Water 
Resources Development Act of 1986, as amended. 33 U.S.C. §2213 (m).

[9] According to state of Alaska officials, historically the state has 
provided the nonfederal matching funds for most Corps of Engineers (and 
other federal) projects, but with the extreme budget deficits currently 
faced by the state of Alaska, matching funds have been severely 
limited. 

[10] The Emergency Watershed Protection program was authorized under 
the Flood Control Act of 1950, Pub. L. No. 81-516 (1950). 

[11] The Conservation Technical Assistance Program was authorized under 
the Soil Conservation and Domestic Allotment Act of 1935, Pub. L. No. 
74-46 (1935).

[12] The Senate report for the Energy and Water Development 
Appropriations Act, 2003, Pub. L. No. 108-7 (2003), directed the Corps 
to study the following communities in Alaska: Bethel, Dillingham, 
Shishmaref, Kaktovik, Kivalina, Unalakleet, and Newtok. S. Rep. No. 
107-220 at 23-24 (2002). The Energy and Water Development 
Appropriations Act, 2004 further provided that the $2 million 
previously provided in the 2003 appropriations was "to be used to 
provide technical assistance at full Federal expense, to Alaskan 
communities to address the serious impacts of coastal erosion." Pub. L. 
No. 108-137, §112, 117 Stat. 1827, 1835-36 (2003).