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Testimony
Before the Subcommittee on Transportation, Treasury and Independent 
Agencies, Committee on Appropriations, House of Representatives:

United States General Accounting Office:

GAO:

Hearing held on
May 8, 2003
Statement Submitted on
May 8, 2003:

Federal-Aid Highways:

Cost and Oversight of Major Highway and Bridge Projects--Issues and 
Options:

Statement for the Record by
JayEtta Z. Hecker, Director,
Physical Infrastructure Issues:

GAO-03-764T:

GAO Highlights:


Highlights of GAO-03-764T, a  statement for the record for the 
Subcommittee on Transportation, Treasury, and Independent Agencies, 
House Committee on Appropriations  

Why GAO Did This Study:

Improving the oversight and controlling the costs of major highway and 
bridge projects is important for the federal government, which often 
pays 80 percent of these projects’ costs.  Widespread consensus exists 
on the need to fund such projects, given the doubling of freight 
traffic and worsening congestion projected over the next 20 years, yet 
growing competition for limited federal and state funding dictates that 
major projects be managed efficiently and cost effectively.  

The Federal Highway Administration (FHWA) provides funding to the 
states for highway and bridge projects through the federal-aid highway 
program.  This funding is apportioned to the states, and state 
departments of transportation choose eligible projects for funding.  
FHWA provides oversight to varying degrees, and, under the 
Transportation Equity Act for the 21st Century (TEA-21), FHWA and each 
state enter into an agreement  documenting the types of projects the 
state will oversee.

This statement for the record summarizes cost and oversight issues 
raised in reports and testimonies GAO has issued since 1995 on major 
highway and bridge projects and describes options that GAO has 
identified to enhance federal oversight of these projects, should 
Congress determine that such action is needed and appropriate.

What GAO Found:

GAO and others have reported that cost growth has occurred on major 
highway and bridge projects; however, overall information on the amount 
of and reasons for cost increases is generally not available because 
neither FHWA nor state highway departments track this information for 
entire projects.  GAO has found that costs grow, in part, because 
initial cost estimates, which are generally developed to compare 
project alternatives during a required environmental review phase, are 
not reliable predictors of projects’ total costs.  In addition, FHWA 
approves the estimated costs of major projects in phases, rather than 
agreeing to the total costs at the outset.  By the time FHWA approves 
the total cost of a major project, a public investment decision might, 
in effect, already have been made because substantial funds could 
already have been spent on designing the project and acquiring 
property.  FHWA’s implementation of a TEA-21 requirement that states 
develop annual finance plans for major projects estimated to cost $1 
billion or more has improved the oversight of some major projects, and 
FHWA is incorporating more risk assessment in its day-to-day oversight 
activities.

Should Congress determine that enhancing federal oversight of major 
highway and bridge projects is needed and appropriate, GAO has 
identified options, including improving information on the cost 
performance of selected major projects, improving the quality of 
initial cost estimates, and enhancing and clarifying FHWA’s role in 
reviewing and approving major projects.  Adopting any of these options 
would require balancing the states’ sovereign right to select projects 
and desire for flexibility and more autonomy with the federal 
government’s interest in ensuring that billions of federal dollars are 
spent efficiently and effectively.  In addition, the additional costs 
of each of these options would need to be weighed against its potential 
benefits.

www.gao.gov/cgi-bin/getrpt?GAO-03-764T.

To view the full testimony, including the scope
and methodology, click on the link above.
For more information, contact JayEtta Hecker at (202) 512-2834 or 
heckerj@gao.gov.

[End of section]

Mr. Chairman and Members of the Subcommittee:

We appreciate the opportunity to offer this statement for the record 
concerning efforts by the Federal Highway Administration (FHWA) to 
oversee and control the costs of major highway and bridge projects--80 
percent of which are often paid by the federal government.[Footnote 1] 
With freight traffic expected to double and congestion projected to 
worsen over the next 20 years, widespread consensus exists on the need 
to maintain and improve the nation's surface transportation 
infrastructure. Given that both the federal government and state 
governments are facing budget deficits in the hundreds of billions of 
dollars in the coming years, it is even more important that major 
highway and bridge projects be managed efficiently and cost 
effectively. While effectively managing these projects involves many 
factors other than cost--including safety, quality, mobility, and 
environmental impact--cost increases on major projects often take 
center stage, especially in light of the growing competition for 
federal dollars.

My statement today is based on a body of work we have performed and 
products we have issued since 1995 on the costs and oversight of major 
highway and bridge projects. (See the list of related GAO products at 
the end of this statement.) Today's statement (1) summarizes these cost 
and oversight issues, (2) discusses FHWA's recent efforts to improve 
the management and oversight of these projects, and (3) describes 
options we have identified that might enhance federal oversight of 
these projects, should Congress determine that such action is needed 
and appropriate.

In summary:

* We have reported--as has the Department of Transportation's (DOT) 
Inspector General and various state audit and evaluation agencies--that 
cost growth has occurred on many major highway and bridge projects. 
However, overall information on the amount of and reasons for cost 
increases on major projects is generally not available because neither 
FHWA nor state highway departments track this information over the life 
of projects. While many factors can cause costs to increase, we have 
found, on projects we have reviewed, that costs increased, in part, 
because initial cost estimates were not reliable predictors of the 
total costs or financing needs of projects. Rather, these estimates 
were generally developed for the environmental review--whose purpose 
was to compare project alternatives, not to develop reliable cost 
estimates. In addition, we reported in 1997[Footnote 2] that FHWA had 
done little to ensure that containing costs was an integral part of the 
states' project management, in part because FHWA believed it had no 
mandate to either encourage or require states to adopt such practices. 
Finally, we have noted that FHWA generally approves the estimated cost 
of a major project in phases, when individual project segments are 
ready for construction, rather than agreeing to the total cost of the 
entire project at the outset. By the time FHWA approves the total cost 
of a major project, a public investment decision might, in effect, 
already have been made because substantial funds would already have 
been spent on designing the project and acquiring property, and many of 
the increases in the project's estimated costs might already have 
occurred.
:

* Since 1998, FHWA has taken a number of steps to improve the 
management and oversight of major projects, including implementing a 
requirement of the Transportation Equity Act for the 21st Century (TEA-
21) that states develop, and that the Secretary approve, annual finance 
plans for any highway or bridge project estimated to cost $1 billion or 
more. As of May 2003, FHWA had approved finance plans for 10 federal-
aid highway projects and expected finance plans to be prepared 5 
additional projects in the future.[Footnote 3] As I testified in May 
2002,[Footnote 4] while indications are that the finance plan 
requirement has improved the oversight of some major projects, many 
multibillion-dollar corridor projects representing a substantial 
investment of federal funds will not be covered by the requirement 
because the projects will be constructed as a series of smaller 
projects that will cost less than $1 billion each. Other steps FHWA has 
taken to improve its oversight include introducing greater risk-based 
oversight into its day-to-day activities and attempting to resolve 
conflicting interpretations of its oversight role that it believes have 
occurred since 1991, when the states began assuming greater 
responsibility for approving the design and construction of many 
projects. Finally, FHWA has taken actions to respond to a DOT task 
force report on the management and oversight of major transportation 
projects,[Footnote 5] such as developing and publishing core 
competencies for managers overseeing major projects. However, FHWA has 
not yet developed goals or measurable outcomes linking its oversight 
activities to its business goals in its performance plan, as an FHWA 
task force recommended in 2001. As I testified in May 2002, until FHWA 
takes these actions, it will be limited in its ability to judge the 
success of its efforts or to know whether conflicting interpretations 
of the agency's roles have been resolved.
:

* Our past work, including my testimony of May 2002, presented options 
for enhancing FHWA's role in overseeing the costs of major highway and 
bridge projects, should Congress, in reauthorizing TEA-21, determine 
that such action is needed and appropriate. These options include 
improving information on the cost performance of selected major highway 
and bridge projects, improving the quality of initial cost estimates, 
and enhancing and clarifying FHWA's role in reviewing and approving 
major projects. Each of these options entails a commitment of 
additional resources and poses costs and challenges that must be 
weighed against the option's potential benefits. Adopting one or more 
of these options would require Congress to determine the appropriate 
federal role--balancing the state's sovereign right to select its 
projects and desire for flexibility and more autonomy with the federal 
government's interest in ensuring that billions of federal dollars are 
spent efficiently and effectively.
:

Background:

FHWA provides funding to the states for roadway construction and 
improvement projects through various programs collectively known as the 
federal-aid highway program.[Footnote 6] Most highway program funds are 
distributed to the states through annual apportionments according to 
statutory formulas; once apportioned, these funds are generally 
available to each state for eligible projects. The responsibility for 
choosing projects to fund generally rests with state departments of 
transportation and local planning organizations. The states have 
considerable discretion in selecting specific highway projects and in 
determining how to allocate available federal funds among the various 
projects they have selected. For example, section 145 of title 23 of 
the United States Code describes the federal-aid highway program as a 
federally assisted state program and provides that the federal 
authorization of funds, as well as the availability of federal funds 
for expenditure, "shall in no way infringe on the sovereign right of 
the states to determine which projects shall be federally financed.":

While FHWA approves state transportation plans, environmental impact 
assessments, and the acquisition of property for highway projects, its 
role in approving the design and construction of projects varies. 
Relatively few projects are subject to "full" oversight, in which FHWA 
prescribes design and construction standards, approves design plans and 
estimates, approves contract awards, inspects construction progress, 
and renders final acceptance on projects when they are completed. Under 
TEA-21, FHWA exercises full oversight only of certain high-cost 
Interstate system projects.[Footnote 7] For other federally assisted 
projects, there are two options. First, for a project that is not 
located on the Interstate system but is part of the National Highway 
System,[Footnote 8] a state may assume responsibility for overseeing 
the project's design and construction unless the state or FHWA 
determines that this responsibility is not appropriate for the state. 
Second, for a project that is not part of the National Highway System, 
the state is required to assume responsibility for overseeing the 
project's design and construction unless the state determines that this 
responsibility is not appropriate for it. Under both options, TEA-21 
requires FHWA and each state to enter into an agreement documenting the 
types of projects for which the state will assume oversight 
responsibilities.

A major highway or bridge construction or repair project usually has 
four stages: (1) planning, (2) environmental review, (3) design and 
property acquisition, and (4) construction. The state's activities and 
FHWA's corresponding approval actions are shown in figure 1.

Figure 1: Stages of a Highway or Bridge Project:

[See PDF for image]

Source: GAO.

[End of figure]

In TEA-21, Congress required states to submit annual finance plans to 
DOT for highway and bridge projects estimated to cost $1 billion or 
more. Congress further required each finance plan to be based on 
detailed estimates of the costs to complete the project and on 
reasonable assumptions about future increases in such costs.

Issues Identified with the Costs and Oversight of Major Highway and 
Bridge Projects:

Our work has raised issues concerning the cost and oversight of major 
highway and bridge projects, including the following:

* Cost growth has occurred on many major highway and bridge projects. 
For example, on 23 of 30 projects initially expected to cost over $100 
million, our 1997 report identified increases ranging from 2 to 211 
percent--costs on about half these projects increased 25 percent or 
more.[Footnote 9] In addition, the DOT Inspector General has recently 
identified cost increases on major projects such as the Wilson Bridge, 
Springfield Interchange, and Central Artery/Tunnel projects. As I 
testified in 2002, reviews by state audit and evaluation agencies have 
also highlighted concerns about the cost and management of major 
highway and bridge programs.[Footnote 10] For example in January 2001, 
Virginia's Joint Legislative Audit and Review Commission found that 
final project costs on Virginia Department of Transportation projects 
were well above their cost estimates and estimated that the state's 6-
year, $9 billion transportation development plan understated the costs 
of projects by up to $3.5 billion. The commission attributed these 
problems to several factors, including not adjusting estimates for 
inflation, expanding the scope of projects, not consistently including 
amounts for contingencies, and committing design errors.[Footnote 11]
:

* Although cost growth has occurred on many major highway and bridge 
projects, overall information on the amount of and reasons for cost 
increases on major projects is generally not available because neither 
FHWA nor state highway departments track this information over the life 
of projects. Congressional efforts to obtain such information have met 
with limited success. For example, in 2000 the former Chairman of this 
subcommittee asked FHWA to provide information on how many major 
federal-aid highway projects had experienced large cost overruns. 
Because FHWA lacked a management information system to track this 
information, officials manually reviewed records for over 1,500 
projects authorized over a 4-year period.[Footnote 12] FHWA's 
information, however, measured only the increases in costs that 
occurred after the projects were fully designed. Thus, cost increases 
that occurred during the design of a project--where we have reported 
that much of the cost growth occurs--were not reflected in FHWA's data. 
In contrast to the federal-aid highway program, the Office of 
Management and Budget requires federal agencies, for acquisitions of 
major capital assets, to prepare baseline cost and schedule estimates 
and to track and report the acquisitions' cost performance. These 
requirements apply to programs managed by and acquisitions made by 
federal agencies, but they do not apply to the federal-aid highway 
program, a federally assisted state program.
:

* While many factors can cause costs to increase, we have found, on 
projects we have reviewed, that costs increased, in part, because 
initial cost estimates were not reliable predictors of the total costs 
or financing needs of projects. Rather, these estimates were generally 
developed for the environmental review--whose purpose was to compare 
project alternatives, not to develop reliable cost estimates. In 
addition, each state used its own methods to develop its estimates, and 
the estimates included different types of costs, since FHWA had no 
standard requirements for preparing cost estimates. For example, one 
state we visited for our 1997 report included the costs of designing 
projects in its estimates, while two other states did not.[Footnote 13] 
We also found that costs increased on projects in the states we visited 
because (1) initial estimates were modified to reflect more detailed 
plans and specifications as projects were designed and (2) the 
projects' costs were affected by, among other things, inflation and 
changes in scope to accommodate economic development over time.
:

* In 1997, we reported that cost containment was not an explicit 
statutory or regulatory goal of FHWA's full oversight. On projects 
where FHWA exercised full oversight, it focused primarily on helping to 
ensure that the applicable safety and quality standards for the design 
and construction of highway projects were met. According to FHWA 
officials, controlling costs was not a goal of their oversight and FHWA 
had no mandate in law to encourage or require practices to contain the 
costs of major highway projects. While FHWA influenced the cost-
effectiveness of projects when it reviewed and approved plans for their 
design and construction, we found it had done little to ensure that 
cost containment was an integral part of the states' project 
management.
:

* Finally, we have noted that FHWA's oversight and project approval 
process consists of a series of incremental actions that occur over the 
years required to plan, design, and build a project. In many instances, 
states construct a major project as a series of smaller projects, and 
FHWA approves the estimated cost of each smaller project when it is 
ready for construction, rather than agreeing to the total cost of the 
major project at the outset. In some instances, by the time FHWA 
approves the cost of a major project, a public investment decision may, 
in effect, already have been made because substantial funds have 
already been spent on designing the project and acquiring property, and 
many of the increases in the project's estimated costs have already 
occurred.
:

Efforts by FHWA to Improve the Management and Oversight of Major 
Projects:

Since 1998, FHWA has taken a number of steps to improve the management 
and oversight of major projects. FHWA implemented TEA-21's requirement 
that states develop an annual finance plan for any highway or bridge 
project estimated to cost $1 billion or more. Specifically, FHWA 
developed guidance that requires state finance plans to include a total 
cost estimate for the project, adjusted for inflation and annually 
updated; estimates about future cost increases; a schedule for 
completing the project; a description of construction financing sources 
and revenues; a cash flow analysis; and a discussion of other factors, 
such as how the project will affect the rest of the state's highway 
program. As of May 2003, FHWA had approved finance plans for 10 
federal-aid highway projects and expected finance plans to be prepared 
for 5 additional projects at the conclusion of those projects' 
environmental review phase.[Footnote 14] In addition, FHWA established 
a major projects team that currently tracks and reports each month on 
these 15 projects, and has assigned--or has requested funding to 
assign--a full-time manager to each project to provide oversight. These 
oversight managers are expected to monitor their project's cost and 
schedule, meet periodically with project officials, assist in resolving 
issues and problems, and help to bring "lessons learned" on their 
projects to other federally assisted highway projects.

As I testified in 2002,[Footnote 15] there are indications that the 
finance plan requirement has produced positive results. For example, in 
Massachusetts, projections of funding shortfalls identified in 
developing the Central Artery/Tunnel project's finance plan helped 
motivate state officials to identify new sources of state financing and 
implement measures to ensure that funding was adequate to meet expenses 
for the project. However, some major corridor projects will not be 
covered by the requirement. FHWA has identified 22 corridor projects 
that will be built in "usable segments"--separate projects costing less 
than $1 billion each--and therefore will not require finance plans. 
According to FHWA officials, states plan these long-term projects in 
segments because it is very difficult for them to financially plan for 
projects extending many years into the future. Nevertheless, these 
major projects represent a large investment in highway infrastructure. 
For example, planned corridor projects that will not require finance 
plans total almost $5 billion in Arkansas, about $12.3 billion in 
Texas, about $5.3 billion in Virginia, and about $4.2 billion in West 
Virginia. In addition, the $1 billion threshold does not consider the 
impact of a major highway and bridge project on a state's highway 
program. In Vermont, for instance, a $300 million project would 
represent a larger portion of the state's federal highway program 
funding than a $1 billion dollar project would represent in California.

In addition to implementing TEA-21's requirements, FHWA convened a task 
force on the stewardship and oversight of federal-aid highway projects 
and, in June 2001, issued a policy memorandum to improve its oversight. 
The memorandum directed FHWA's field offices to conduct risk 
assessments within their states to identify areas of weakness, set 
priorities for improvement, and work with the states to meet those 
priorities. Soon afterwards, FHWA convened a review team to examine its 
field offices' activities, and in March 2003, it published an internal 
"best practices" guide to assist the field offices in conducting risk 
assessments. FHWA also began an effort during 2003 to identify 
strategies for assessing and managing risks and for allocating 
resources agencywide.

FHWA's policy memorandum further sought to address the task force's 
conclusion that changes in the agency's oversight role since 1991 had 
resulted in conflicting interpretations of the agency's role in 
overseeing projects. The task force found that because many projects 
were classified as "exempt" from FHWA's oversight, some of the field 
offices were taking a "hands off" approach to these projects. The 
policy stipulates that while states have responsibility for the design 
and construction of many projects, FHWA is ultimately accountable for 
the efficient and effective management of all projects financed with 
federal funds and for ensuring compliance with applicable laws, 
regulations, and policies.

While FHWA has been moving forward to incorporate risk-based management 
into its oversight through the use of risk assessments, it has not yet 
developed goals or measurable outcomes linking its oversight activities 
to the business goals in its performance plan, nor has it developed a 
monitoring plan as its task force recommended in 2001. As I testified 
in May 2002,[Footnote 16] until FHWA takes these actions, it will be 
limited in its ability to judge the success of its efforts or to know 
whether the conflicting interpretations of its roles discussed above 
have been resolved.

Finally, FHWA has taken actions to respond to a DOT task force report 
on the management and oversight of major projects. In December 2000, 
this task force concluded that a significant effort was needed to 
improve the oversight of major transportation projects--including 
highway and bridge projects. The task force made 24 recommendations, 
including recommendations to establish an executive council to oversee 
major projects, institute regular reporting requirements, and establish 
a professional cadre of project managers with required core 
competencies, training, and credentials. The task force's 
recommendations were not formally implemented for several reasons, 
including turnover in key positions and the need to reevaluate policy 
following the change in administrations in January 2001, and higher 
priorities brought on by the events of September 11, 2001. However, 
FHWA believes it has been responsive to the task force's 
recommendations by establishing a major projects oversight team, 
designating an oversight manager for each project, and, most recently, 
developing and publishing core competencies for managers overseeing 
major projects.

In addition, 7 of the task force's 24 recommendations would have 
required legislation. For example, the task force recommended 
establishing a separate funding category for preliminary engineering 
and design--those activities that generally accomplish the first 20 to 
35 percent of a project's design. The task force concluded that a 
separate funding category would allow a new decision point to be 
established. Initial design work could proceed far enough so that a 
higher-quality, more reliable cost estimate would be available for 
decisionmakers to consider before deciding whether to complete the 
design and construction of a major project--and before a substantial 
federal investment had already been made.

Options to Enhance Federal Oversight of Major Projects:

In my testimony of May 2002, I presented options for enhancing FHWA's 
role in overseeing the costs of major highway and bridge projects, 
should Congress, in reauthorizing TEA-21, determine that such action is 
needed and appropriate. Each of these options would be difficult and 
possibly costly; each represents a commitment of additional resources 
that must be weighed against the option's potential benefits. Adopting 
any of these options would require Congress to determine the 
appropriate federal role--balancing the states' sovereign right to 
select its projects and desire for flexibility and more autonomy with 
the federal government's interest in ensuring that billions of federal 
dollars are spent efficiently and effectively. These options include 
the following:

* Have FHWA develop and maintain a management information system on the 
cost performance of selected major highway and bridge projects, 
including changes in estimated costs over time and the reasons for such 
changes. While Congress has expressed concern about cost growth on 
major projects, it has had little success obtaining timely, complete, 
and accurate information about the extent of and the reasons for this 
cost growth on projects. Such information could help define the scope 
of the problem with major projects and provide insights needed to 
fashion appropriate solutions.
:

* Improve the quality of initial cost estimates by having states 
develop--and having FHWA assist the states in developing--more uniform 
and reliable total cost estimates at an appropriate time early in the 
development of major projects. This option could help policymakers 
understand the extent of the proposed federal, state, and local 
investment in these projects, serve as a baseline for measuring cost 
performance over time, and assist program managers in reliably 
estimating financing requirements.
:

* Have states track the progress of projects against their initial 
baseline cost estimates. Expanding the federal government's practice of 
having its own agencies track the progress of the acquisition of major 
capital assets against baseline estimates to the federally assisted 
highway program could enhance accountability and potentially improve 
the management of major projects by providing managers with real-time 
information for identifying problems early, and for making decisions 
about project changes that could:

affect costs. Tracking progress could also help identify common 
problems and provide a better basis for estimating costs in the future.
:

* Establish performance goals for containing costs and implement 
strategies for doing so as projects move through their design and 
construction phases. Such performance goals could provide financial or 
other incentives to the states for meeting agreed-upon goals. 
Performance provisions such as these have been established in other 
federally assisted grant programs and have also been proposed for use 
in the federal-aid highway program. Requiring or encouraging the use of 
goals and strategies could also improve accountability and make cost 
containment an integral part of how states manage projects over time.
:

* Expand FHWA's finance plan requirement to other projects. While 
Congress has decided that enhanced federal oversight of the costs and 
funding of projects estimated to cost over $1 billion is important, 
projects of importance for reasons other than cost may not, as 
discussed earlier, receive such oversight. Should Congress believe such 
an action would be beneficial, additional criteria for defining 
projects would need to be incorporated into FHWA's structure for 
overseeing the costs and financing of major projects.
:

* Clarify FHWA's role in overseeing and reviewing the costs and 
management of major projects. Changes in FHWA's oversight role since 
1991 have created conflicting interpretations about FHWA's role, and 
our work has found that FHWA questions its authority to encourage or 
require practices to contain the costs of major highway projects. 
Should uncertainties about FHWA's role and authority continue, another 
option would be to resolve the uncertainties through reauthorization 
language.
:

* Establish a process for the federal approval of major projects. This 
option, which would require federal approval of a major project at the 
outset, including its cost estimate and finance plan, would be the most 
far-reaching and the most difficult option to implement. Potential 
models for such a process include the full funding grant agreement 
process that the Federal Transit Administration uses for major transit 
projects, and the DOT task force's December 2000 recommendation calling 
for the establishment of a separate funding category for initial design 
work and a new decision point for advancing projects. Establishing such 
a federal approval process could have the potential to improve the 
reliability of the initial baseline estimates and the cost performance 
of major projects over time.
:

Contacts:

For further information on this statement, please contact JayEtta Z. 
Hecker (heckerj@gao.gov) or Steve Cohen (cohens@gao.gov). 
Alternatively, they may be reached at (202) 512-2834.

[End of section]

Related GAO Products:

Transportation Infrastructure: Cost and Oversight Issues on Major 
Highway and Bridge Projects. GAO-02-702T. Washington, D.C.: May 1, 
2002.

Surface Infrastructure: Costs, Financing, and Schedules for Large-
Dollar Transportation Projects. GAO/RCED-98-64. Washington, D.C.: 
February 12, 1998.

DOT's Budget: Management and Performance Issues Facing the Department 
in Fiscal Year 1999. GAO/T-RCED/AIMD-98-76. Washington, D.C.: February 
12, 1998.

Transportation Infrastructure: Managing the Costs of Large-Dollar 
Highway Projects. GAO/RCED-97-27. Washington, D.C.: February 27, 1997.

Transportation Infrastructure: Progress on and Challenges to Central 
Artery/Tunnel Project's Costs and Financing. GAO/RCED-97-170. 
Washington, D.C.: July 17, 1997.

Transportation Infrastructure: Central Artery/Tunnel Project Faces 
Financial Uncertainties. GAO/RCED-96-1313. Washington, D.C.: May 10, 
1996.

Central Artery/Tunnel Project. GAO/RCED-95-213R. Washington, D.C.: 
June 2, 1995.

FOOTNOTES

[1] There is currently no standard definition of what constitutes a 
"major" project. The definition has been applied to projects ranging 
from those with a total cost of as little as $10 million to those 
estimated to cost $1 billion or more.

[2] Transportation Infrastructure: Managing the Costs of Large-Dollar 
Highway Projects (GAO/RCED-97-47, Feb. 27, 1997).

[3] FHWA also requires finance plans for projects that funded under the 
Transportation Infrastructure Finance and Innovation Act. Currently, 3 
additional projects funded under the act have approved finance plans.

[4] U.S. General Accounting Office, Transportation Infrastructure: Cost 
and Oversight Issues on Major Highway and Bridge Projects, GAO-02-702T 
(Washington, D.C.: May 1, 2002).

[5] Report of the ONE DOT Task Force on Oversight of Large 
Transportation Infrastructure Projects; December 2000

[6] Most of the funding for these programs is derived from highway user 
taxes, such as excise taxes on motor fuels, tires, and the sale of 
trucks and trailers, and taxes on the use of heavy vehicles.

[7] States may assume responsibilities for other types of Interstate 
system projects, including projects to resurface, restore, and 
rehabilitate Interstate roadways, and those Interstate construction or 
reconstruction projects estimated to cost less than $1 million.

[8] Designated in 1995, the 160,000-mile National Highway System 
consists of the Interstate Highway System and other principal arterial 
routes that serve major population centers, international border 
crossings, national defense requirements, and interstate and 
interregional travel needs. Other highways and roads make up the 
remaining 4 million miles of roads in the United States.

[9] GAO/RCED-97-47 

[10] GAO-02-702T.

[11] Joint Legislature Audit and Review Commission of the Virginia 
General Assembly, Review of Construction Costs and Time Schedules for 
Virginia Highway Projects, House Document No. 31 (Richmond: Jan. 9, 
2001).

[12] For the purposes of this analysis, FHWA identified major projects 
as those that were expected to cost $10 million or more to construct 
and had experienced cost increases of 25 percent or more. FHWA 
identified 80 such major projects, 12 of which were part of the Central 
Artery/Tunnel project in Massachusetts. 

[13] GAO/RCED-97-47.

[14] FHWA also requires finance plans for projects that funded under 
the Transportation Infrastructure Finance and Innovation Act. 
Currently, 3 additional projects funded under the act have approved 
finance plans.

[15] GAO-02-702T.

[16] GAO-02-702T.