Assessing Compliance With Applicable Laws and Regulations

OP-4.1.2: Published: Dec 1, 1989. Publicly Released: Dec 1, 1989.

Additional Materials:

Contact:

Office of Public Affairs
(202) 512-4800
youngc1@gao.gov

GAO presented a guide to assist GAO auditors in evaluating compliance with laws and regulations and detecting major noncompliance and abuse. The guide focuses on: (1) when to perform testing for compliance with laws and regulations; (2) how to identify the relevant laws and regulations; (3) how to evaluate the likelihood that noncompliance could occur and that internal controls could not detect or prevent it; and (4) how to deal with and report suspected or actual noncompliance.

Apr 26, 2016

Apr 5, 2016

Feb 22, 2016

Feb 11, 2016

Feb 1, 2016

Dec 16, 2015

Dec 2, 2015

Nov 25, 2015

Nov 12, 2015

Looking for more? Browse all our products here