Assessing Compliance With Applicable Laws and Regulations

OP-4.1.2: Published: Dec 1, 1989. Publicly Released: Dec 1, 1989.

Additional Materials:

Contact:

Office of Public Affairs
(202) 512-4800
youngc1@gao.gov

GAO presented a guide to assist GAO auditors in evaluating compliance with laws and regulations and detecting major noncompliance and abuse. The guide focuses on: (1) when to perform testing for compliance with laws and regulations; (2) how to identify the relevant laws and regulations; (3) how to evaluate the likelihood that noncompliance could occur and that internal controls could not detect or prevent it; and (4) how to deal with and report suspected or actual noncompliance.

Jun 29, 2015

Jun 19, 2015

May 28, 2015

Apr 29, 2015

Mar 23, 2015

Mar 16, 2015

Mar 4, 2015

Feb 23, 2015

Dec 11, 2014

Dec 10, 2014

Looking for more? Browse all our products here