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Expenditures and Revenues of State Securities Regulatory Agencies

GGD-00-189R Published: Aug 15, 2000. Publicly Released: Sep 13, 2000.
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Highlights

Pursuant to a congressional request, GAO provided information on expenditures and revenues of state securities regulatory agencies for fiscal years 1998 and 1999, focusing on: (1) the expenditures and revenues of state securities regulatory agencies; and (2) quantifying the revenues of state securities agencies by types of activity.

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FeesRegulatory agenciesSecurities regulationState lawSecuritiesExpenditure of fundsFinancial instrumentsSecurities marketsFinancial institutionsPublications