Securities and Exchange Commission: Regulation SHO
GAO-11-212R: Nov 23, 2010
- Full Report:
GAO reviewed the Securities and Exchange Commission's (Commission) new rule on the Regulation SHO. GAO found that (1) the final rule extends for a limited period of time the compliance date for the amendments to Rule 201 and Rule 200(g) of Regulation SHO from November 10, 2010, to February 28, 2011; and (2) Commission complied with the applicable requirements in promulgating the rule.