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Superfund: Litigation Has Decreased and EPA Needs Better Information on Site Cleanup and Cost Issues to Estimate Future Program Funding Requirements

GAO-09-656 Published: Jul 15, 2009. Publicly Released: Aug 14, 2009.
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Highlights

Under the Superfund program, the Environmental Protection Agency (EPA) places the most seriously contaminated sites on the National Priorities List (NPL). EPA may compel site cleanups by parties responsible for contamination, or conduct cleanups itself and have these parties reimburse its costs. The program is funded by a trust fund, which is largely supported by general fund appropriations. GAO was asked to examine (1) EPA's enforcement action outcomes and the factors parties consider in reaching these outcomes; (2) any trends in litigation to resolve Superfund liability; and (3) the program's status and costs. GAO obtained and analyzed Superfund program data from EPA, as well as data on Superfund litigation from cases filed in U.S. district courts. GAO also interviewed EPA officials and other Superfund experts

Recommendations

Recommendations for Executive Action

Agency Affected Recommendation Status
Environmental Protection Agency To assist the Congress in making decisions about funding the Superfund program, the Administrator, EPA should assess the comprehensiveness and reliability of the data the agency collects and, where necessary, improve the data for the purpose of providing aggregated information on the following issues: (1) the status and cost of cleanups at individual sites, particularly complex and expensive sites; (2) the extent to which there are viable responsible parties at NPL sites; and (3) the potential financial impacts from EPA's inability to obtain reimbursement for agency cleanup costs from nonviable responsible parties.
Closed – Implemented
In a July 2009 report (GAO-09-656), GAO recommended that, to assist the Congress in making decisions about funding the Superfund program, EPA should assess the comprehensiveness and reliability of the data the agency collects and, where necessary, improve the data for the purposes of providing aggregated information on the following issues: (1) the status and cost of cleanups at individual sites, particularly complex and expensive sites; (2) the extent to which there are viable responsible parties at NPL sites; and (3) the potential financial impacts from EPA's inability to obtain reimbursement for agency cleanup costs from nonviable responsible parties. GAO found that key EPA Superfund data related to these issues were not consistently comprehensive, reliable, or capable of being aggregated to provide clear program-wide information. As a result, GAO found that EPA could not provide clear information on the amount of work remaining at Superfund sites overall or the potential financial liabilities faced by the government based on the extent of nonviable responsible parties, which could make it difficult for Congress to assess financial constraints faced by the Superfund program when making decisions about program funding or policy issues. In May 2011, EPA launched the Integrated Cleanup Initiative, an effort to identify and implement improvements to the agency's land cleanup programs. As part of this initiative EPA developed a new measure of Superfund site cleanup status representing remedial action projects completed. EPA began reporting aggregated data on this new measure in its fiscal year 2011 Superfund National Accomplishments Summary. In addition, EPA reported that it assessed the feasibility of developing estimates of the extent to which nonviable responsible parties might impact the cost recovery potential of current or future Superfund site cleanups. EPA reported that, based on its analysis, the agency would generally not feel the cost recovery impacts of nonviable responsible parties until a period of time beyond the current budget and strategic planning cycle. Consequently, EPA reported that, while it assessed the feasibility of improving the data it collects, the agency did not think it prudent to devote limited resources to developing additional estimates or data elements given competing fiscal pressures at this time. GAO recognizes the current budget realities faced by EPA and other federal agencies, and the steps EPA has taken to consider whether more comprehensive and reliable data could be developed to communicate the status of cleanups and potential future funding liabilities of the Superfund program. GAO also notes that, given the budget constraints faced by the federal government, continued efforts to consider how to improve the data provided to Congress on federal financial liabilities will be important in making future funding decisions concerning the Superfund program.
Environmental Protection Agency The Administrator, EPA should aggregate data, as appropriate, to provide clear and complete information on these issues, and provide this information to the Congress in the agency's annual accomplishment reports.
Closed – Implemented
In a July 2009 report (GAO-09-656), GAO recommended that, to assist the Congress in making decisions about funding the Superfund program, EPA should assess the comprehensiveness and reliability of the data the agency collects concerning key issues related to the status and cost of site cleanups and that EPA should include such aggregated data in the agency's annual accomplishment reports. GAO found that key EPA data related to Superfund site cleanups were not consistently comprehensive, reliable, or capable of being aggregated to provide clear program-wide information. As a result, GAO found that EPA could not provide clear information on the amount of work remaining at Superfund sites overall, which could make it difficult for Congress to assess financial constraints faced by the Superfund program when making decisions about program funding or policy issues. In May 2011, EPA launched the Integrated Cleanup Initiative, an effort to identify and implement improvements to the agency's land cleanup programs. As part of this initiative EPA developed a new measure of Superfund site cleanup status representing remedial action projects completed. EPA began reporting aggregated data on this new measure in its fiscal year 2011 Superfund National Accomplishments Summary.

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Topics

Appropriated fundsContaminationCost analysisData collectionEnvironmental assessmentEnvironmental cleanupsEnvironmental monitoringEnvironmental protectionFederal facilitiesFunds managementHazardous substancesHealth hazardsLitigationNatural resourcesPollution controlSite selectionStrategic planningTrust fundsPolicies and procedures