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Child Welfare: Federal Action Needed to Ensure States Have Plans to Safeguard Children in the Child Welfare System Displaced by Disasters

GAO-06-944 Published: Jul 28, 2006. Publicly Released: Jul 28, 2006.
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Highlights

According to the Federal Emergency Management Agency, there were 48 federally declared disasters in 2005. Two of these disasters--Hurricanes Katrina and Rita--resulted in a prolonged interruption of child welfare services and the dispersion of thousands of children in Louisiana's foster care system to 19 states. As a result, there has been growing interest in the extent to which states have developed strategies to cope with disasters that could result in the dispersion of children in the child welfare system. Congress asked us to conduct a study of the challenges facing state child welfare systems, including the development of plans for dealing with the dispersion of children in the child welfare system due to disasters. This report addresses state child welfare disaster planning. Specifically, we are providing information on (1) the number of states that have statewide child welfare disaster plans and the primary components of those plans, (2) the extent to which states that experienced federally declared disasters in 2005 also had child welfare disaster plans, and (3) how the Department of Health and Human Services (HHS) supports states' efforts to develop child welfare disaster plans.

Recommendations

Matter for Congressional Consideration

Matter Status Comments
To ensure continuity of services within or across state lines for the children under state care, Congress may wish to consider requiring that states develop and submit child welfare disaster plans for HHS review.
Closed – Implemented
Congress enacted the Child and Family Services Improvement Act (Public Law 109-288) in September 2006. Section 6 of the Act requires that within one year of the act's passage, states have procedures in place for how state child welfare programs would respond to a disaster in accordance with criteria established by the Secretary of Health and Human Services. These criteria should include how a state would 1)identify, locate, and continue availability of services for children under state care or supervision who are displaced or adversely affected by a disaster; 2) respond, as appropriate, to new child welfare cases in areas adversely affected by a disaster, and provide services in those cases; 3) remain in communication with caseworkers and other essential child welfare personnel who are displaced because of a disaster; 4) preserve essential program records; and 5) coordinate services and share information with other states.

Recommendations for Executive Action

Agency Affected Recommendation Status
Department of Health and Human Services To better assist states in developing child welfare disaster plans, we are recommending that the Secretary of Health and Human Services should ensure that the department's child welfare disaster planning guidance address the dispersion of children and families within and across state lines. This guidance should include information on preserving child welfare records, identifying children who may be dispersed, identifying new child welfare cases and providing services, coordinating services and sharing information with other states, and placing children from other states.
Closed – Implemented
Congress enacted the Family Services Improvement Act (Public Law 109-288) in September 2006 requiring states to submit disaster plans as part of their applications for the Administration for Children and Families (ACF) grants. The Act requires that states have procedures in place for how state child welfare programs would respond to a disaster in accordance with criteria established by the Secretary of Health and Human Services. These criteria should include how a state would: 1) identify, locate, and continue availability of services for children under state care or supervision who are displaced or adversely affected by a disaster; 2) respond, as appropriate, to new child welfare cases in areas adversely affected by a disaster, and provide services in those cases; 3) remain in communication with caseworkers and other essential child welfare personnel who are displaced because of a disaster; 4) preserve essential program records; and 5) coordinate services and share information with other states. In ACF, the Children's Bureau's Training and Technical Assistance (T&TA) Network, which addresses disaster preparedness, response and recovery, has been developing materials that are disseminated through the National Resource Center's (NRC) newsletters, websites, web casts, list servers and T&TA Network (see http://www.acf.hhs.gov/programs/cb/tta/index.htm). The Children's Bureau made available "Coping with Disaster: A Guide for Child Welfare Agencies" to help child welfare (CW) agencies develop disaster plans. This guide incorporates lessons learned from recent disasters, the need for CW agencies to develop a plan, critical components of a good disaster plan, setting expectations for and roles for CW agencies, and other issues, such as training for foster parents and treating CW staff as disaster victims. This resource was sent to state CW administrators in all 50 states and, along with other products related to disaster preparedness, is posted on the website of the NRC for Organizational Improvement (see http://muskie.usm.maine.edu/helpkids/index.htm). NRCs are available to states and tribes.
Department of Health and Human Services The Secretary of Health and Human Services should develop and provide training on child welfare disaster planning to all states.
Closed – Implemented
Congress enacted a statute in 2006 requiring states to submit disaster plans as part of their applications for Administration for Children and Families (ACF) grants. ACF's Children's Bureau (CB) Training and Technical Assistance (T&TA) Network, which addresses disaster preparedness, response and recovery, has been providing onsite TA. National Resource Centers (NRC), which also provide guidance and information, are available to states and tribes in reviewing and updating disaster plans. NRCs that may be of particular support and help with plan development and training include: the National CW Resource Center for Organizational Improvement; the NRC for Child Protective Services; the National CW Resource Center on Legal and Judicial Issues; the NRC for Permanency and Family Connections; and the NRC for CW Data and Technology.

Full Report

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Topics

Child care programsChild welfareDisaster planningDisaster relief aidstate relationsHurricane KatrinaHurricane RitaPolicy evaluationStrategic planningData collectionState-administered programs