Securities and Exchange Commission: Regulation NMS
GAO-05-831R: Jul 12, 2005
- Full Report:
GAO reviewed the Securities and Exchange Commission's (SEC) new rule on the regulatory structure of the United States equity markets. GAO found that (1) the rule includes new substantive rules that are designed to modernize and strengthen the regulatory structure of equity markets; and (2) SEC complied with applicable requirements in promulgating the rule.