Securities Exchange Act: Review of Reporting Under Section 10A

AIMD-00-54R Published: Feb 04, 2000. Publicly Released: Feb 04, 2000.

Highlights

Pursuant to a congressional request, GAO reviewed the reporting procedures under Section 10A of the Securities Exchange Act of 1934.

Full Report

Full Report (12 pages)

Office of Public Affairs

Chuck Young

Managing Director

youngc1@gao.gov

(202) 512-4800

Topics

Justice and Law Enforcement

Accounting standardsAudit reportsAuditing proceduresAuditing standardsInternal controlsReporting requirementsSecurities fraudSecurities regulationFinancial instrumentsLitigation