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Securities regulation (1 - 4 of 4 items) in Past Year

International Financial Reforms:

U.S. and Other Jurisdictions' Efforts to Develop and Implement Reforms
GAO-14-261:
Published: Apr 3, 2014. Publicly Released: Apr 3, 2014.

Financial Audit:

Securities and Exchange Commission:

Alternative Criteria for Qualifying As An Accredited Investor Should Be Considered
GAO-13-640:
Published: Jul 18, 2013. Publicly Released: Jul 18, 2013.

Investment Advisers:

Requirements and Costs Associated with the Custody Rule
GAO-13-569:
Published: Jul 8, 2013. Publicly Released: Jul 8, 2013.