Information disclosure (1 - 10 of 36 items)
Mutual Fund Advertising: Improving How Regulators Communicate New Rule Interpretations to Industry Would Further Protect Investors
GAO-11-697: Published: Jul 26, 2011. Publicly Released: Jul 26, 2011.
Hedge Funds: Overview of Regulatory Oversight, Counterparty Risks, and Investment Challenges
GAO-09-677T: Published: May 7, 2009. Publicly Released: May 7, 2009.
Follow-Up on GAO Recommendations Concerning the Securities Investor Protection Corporation
GAO-04-848R: Published: Jul 9, 2004. Publicly Released: Aug 9, 2004.
Securities Investor Protection: Update on Matters Related to the Securities Investor Protection Corporation
GAO-03-811: Published: Jul 11, 2003. Publicly Released: Aug 11, 2003.
Securities Operations: Update on Actions Taken to Address Day Trading Concerns
GAO-02-20: Published: Nov 27, 2001. Publicly Released: Jan 8, 2002.
Securities Investor Protection: Steps Needed to Better Disclose SIPC Policies to Investors
GAO-01-653: Published: May 25, 2001. Publicly Released: Jun 21, 2001.
Securities and Exchange Commission: Reviews of Accounting Matters Related to Public Filings
GAO-01-718: Published: Jun 14, 2001. Publicly Released: Jun 14, 2001.
Financial Services Regulators: Better Information Sharing Could Reduce Fraud
GAO-01-478T: Published: Mar 6, 2001. Publicly Released: Mar 6, 2001.
Procedures for Updating Arbitrator Disclosure Information
GAO-01-162R: Published: Nov 9, 2000. Publicly Released: Dec 4, 2000.
Mutual Fund Fees: Additional Disclosure Could Encourage Price Competition
GGD-00-126: Published: Jun 7, 2000. Publicly Released: Jul 5, 2000.