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Securities regulation (61 - 70 of 218 items)

Commodity Exchange Act:

Issues Related to the Regulation of Electronic Trading Systems
GGD-00-99:
Published: May 5, 2000. Publicly Released: May 5, 2000.

CFTC and SEC:

Issues Related to the Shad-Johnson Jurisdictional Accord
GGD-00-89:
Published: Apr 6, 2000. Publicly Released: Apr 6, 2000.

Securities Pricing:

Progress and Challenges in Converting to Decimals
T-GGD-00-96:
Published: Mar 1, 2000. Publicly Released: Mar 1, 2000.

Securities Operations:

Day Trading Requires Continued Oversight
GGD-00-61:
Published: Feb 24, 2000. Publicly Released: Feb 24, 2000.

Financial Regulatory Coordination:

The Role and Functioning of the President's Working Group
GGD-00-46:
Published: Jan 21, 2000. Publicly Released: Feb 24, 2000.

Securities Exchange Act:

Review of Reporting Under Section 10A
AIMD-00-54R:
Published: Feb 4, 2000. Publicly Released: Feb 4, 2000.

Securities and Exchange Commission:

Long-Term Capital Management:

Regulators Need to Focus Greater Attention on Systemic Risk
GGD-00-3:
Published: Oct 29, 1999. Publicly Released: Nov 19, 1999.

Securities and Exchange Commission:

Regulation of Takeovers and Security Holder Communications
OGC-00-12:
Published: Nov 19, 1999. Publicly Released: Nov 19, 1999.

Securities and Exchange Commission:

Cross-Border Tender and Exchange Offers, Business Combinations and Rights Offerings
OGC-00-11:
Published: Nov 19, 1999. Publicly Released: Nov 19, 1999.