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Securities regulation (41 - 50 of 218 items)

Securities Regulation: Improvements Needed in the Amex Listing Program
http://gao.gov/products/GAO-02-18

GAO-02-18: Published: Nov 27, 2001. Publicly Released: Dec 20, 2001.
Lost Security Holders: SEC Should Use Data to Evaluate Its 1997 Rule
http://gao.gov/products/GAO-01-978

GAO-01-978: Published: Sep 28, 2001. Publicly Released: Sep 28, 2001.