Reports and Testimonies - Browse by topic
Securities (1 - 10 of 324 items) in Custom Date Range
Securities and Exchange Commission's Fiscal Years 2013 and 2012 Financial Statements [Reissued on December 23, 2013]
Published: Dec 16, 2013. Publicly Released: Dec 16, 2013.
Requirements and Costs Associated with the Custody Rule
Published: Jul 8, 2013. Publicly Released: Jul 8, 2013.
Financial Market Value of Government Information Hinges on Materiality and Timing
Published: Apr 4, 2013. Publicly Released: Apr 4, 2013.
Community Banks and Credit Unions:
Impact of the Dodd-Frank Act Depends Largely on Future Rule Makings
Published: Sep 13, 2012. Publicly Released: Sep 13, 2012.
Options for Improving Continuing Disclosure
Published: Jul 19, 2012. Publicly Released: Jul 19, 2012.
Factors That May Affect Trends in Regulation A Offerings
Published: Jul 3, 2012. Publicly Released: Jul 3, 2012.
Opportunities Exist to Improve SEC's Oversight of the Financial Industry Regulatory Authority
Published: May 30, 2012. Publicly Released: May 30, 2012.
Troubled Asset Relief Program:
Government's Exposure to AIG Lessens as Equity Investments Are Sold
Published: May 7, 2012. Publicly Released: May 7, 2012.
Federal Deposit Insurance Corporation Funds' 2011 and 2010 Financial Statements
Published: Apr 19, 2012. Publicly Released: Apr 19, 2012.
Credit Rating Agencies:
Alternative Compensation Models for Nationally Recognized Statistical Rating Organizations
Published: Jan 18, 2012. Publicly Released: Jan 18, 2012.