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Reporting requirements (1 - 10 of 51 items)

Financial Audit:

Investment Advisers:

Requirements and Costs Associated with the Custody Rule
GAO-13-569:
Published: Jul 8, 2013. Publicly Released: Jul 8, 2013.

Private Fund Advisers:

Securities and Exchange Commission:

Action Needed to Improve Rating Agency Registration Program and Performance-Related Disclosures
GAO-10-782:
Published: Sep 22, 2010. Publicly Released: Sep 22, 2010.

Financial Regulation:

Troubled Asset Relief Program:

Management Report:

Improvements Needed in SEC's Internal Controls and Accounting Procedures
GAO-09-376R:
Published: Apr 2, 2009. Publicly Released: Apr 2, 2009.

Troubled Asset Relief Program:

Status of Efforts to Address Transparency and Accountability Issues
GAO-09-484T:
Published: Mar 19, 2009. Publicly Released: Mar 19, 2009.

Information Security:

Securities and Exchange Commission Needs to Consistently Implement Effective Controls
GAO-09-203:
Published: Mar 16, 2009. Publicly Released: Mar 16, 2009.

Sovereign Wealth Funds:

Publicly Available Data on Sizes and Investments for Some Funds Are Limited
GAO-08-946:
Published: Sep 9, 2008. Publicly Released: Oct 6, 2008.