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Securities (61 - 70 of 325 items)

SEC Mutual Fund Oversight:

Positive Actions Are Being Taken, but Regulatory Challenges Remain
GAO-05-692T:
Published: Jun 7, 2005. Publicly Released: Jun 7, 2005.

Financial Audit:

Federal Deposit Insurance Corporation Funds' 2004 and 2003 Financial Statements
GAO-05-281:
Published: Feb 11, 2005. Publicly Released: Feb 11, 2005.

Financial Markets and Institutions:

Follow-Up on GAO Recommendations Concerning the Securities Investor Protection Corporation
GAO-04-848R:
Published: Jul 9, 2004. Publicly Released: Aug 9, 2004.

Financial Markets and Institutions:

Better Information Sharing Among Financial Services Regulators Could Improve Protections for Consumers
GAO-04-882R:
Published: Jun 29, 2004. Publicly Released: Jul 29, 2004.

Securities Markets:

Preliminary Observations on the Use of Subpenny Pricing
GAO-04-968T:
Published: Jul 22, 2004. Publicly Released: Jul 22, 2004.

Securities Markets:

Opportunities Exist to Enhance Investor Confidence and Improve Listing Program Oversight
GAO-04-75:
Published: Apr 8, 2004. Publicly Released: May 11, 2004.

Financial Audit:

Federal Deposit Insurance Corporation Funds' 2003 and 2002 Financial Statements
GAO-04-429:
Published: Feb 13, 2004. Publicly Released: Feb 13, 2004.

Government-Sponsored Enterprises:

A Framework for Strengthening GSE Governance and Oversight
GAO-04-269T:
Published: Feb 10, 2004. Publicly Released: Feb 10, 2004.

Bank Tying:

Additional Steps Needed to Ensure Effective Enforcement of Tying Prohibitions
GAO-04-4:
Published: Oct 10, 2003. Publicly Released: Oct 20, 2003.

Farmer Mac:

Some Progress Made, but Greater Attention to Risk Management, Mission, and Corporate Governance Is Needed
GAO-04-116:
Published: Oct 16, 2003. Publicly Released: Oct 16, 2003.