Skip Navigation

Reports and Testimonies - Browse by topic

Browse By:

All Topics » Financial Markets and Institutions » Regulatory agencies » Internal controls

Sort by Results per page Search within "Internal controls"

Internal controls (1 - 10 of 47 items)

Foreclosure Review

Lessons Learned Could Enhance Continuing Reviews and Activities under Amended Consent Orders
GAO-13-550T, Apr 17, 2013

Financial Stability

Continued Actions Needed to Strengthen New Council and Research Office
GAO-13-467T, Mar 14, 2013

Ginnie Mae

Risk Management and Cost Modeling Require Continuing Attention
GAO-12-49, Nov 14, 2011

Securities and Exchange Commission

Action Needed to Improve Rating Agency Registration Program and Performance-Related Disclosures
GAO-10-782, Sep 22, 2010

Defined Benefit Pension Plans

Plans Face Valuation and Other Challenges When Investing in Hedge Funds and Private Equity
GAO-10-915T, Jul 20, 2010

Regulation SHO

Recent Actions Appear to Have Initially Reduced Failures to Deliver, but More Industry Guidance Is Needed
GAO-09-483, May 12, 2009

Financial Regulation

Review of Regulators' Oversight of Risk Management Systems at a Limited Number of Large, Complex Financial Institutions
GAO-09-499T, Mar 19, 2009

Bank Secrecy Act

Federal Agencies Should Take Action to Further Improve Coordination and Information-Sharing Efforts
GAO-09-227, Feb 12, 2009

Hedge Funds

Regulators and Market Participants Are Taking Steps to Strengthen Market Discipline, but Continued Attention Is Needed
GAO-08-200, Jan 24, 2008

Securities and Exchange Commission

Opportunities Exist to Improve Oversight of Self-Regulatory Organizations
GAO-08-33, Nov 15, 2007

12 3 4 5 Next >