Regulatory agencies (61 - 70 of 192 items)
Bank Tying: Additional Steps Needed to Ensure Effective Enforcement of Tying Prohibitions
GAO-04-3: Published: Oct 10, 2003. Publicly Released: Oct 20, 2003.
Securities Exchange Act: Review of Reporting Under Section 10A
GAO-03-982R: Published: Sep 3, 2003. Publicly Released: Oct 6, 2003.
Financial Regulation: Review of Selected Operations of the Federal Housing Finance Board
GAO-03-364: Published: Feb 28, 2003. Publicly Released: Feb 28, 2003.
SEC Operations: Implications of Alternative Funding Structures
GAO-02-864: Published: Jul 16, 2002. Publicly Released: Jul 16, 2002.
Farm Credit Administration: Analysis of Administrative Expenses and Funding Through Assessments
GAO-01-949: Published: Aug 2, 2001. Publicly Released: Aug 2, 2001.
SEC and CFTC: Most Fines Collected, but Improvements Needed in the Use of Treasury's Collection Service
GAO-01-900: Published: Jul 13, 2001. Publicly Released: Jul 30, 2001.
Expenditures and Revenues of State Securities Regulatory Agencies
GGD-00-189R: Published: Aug 15, 2000. Publicly Released: Sep 13, 2000.
Government-Sponsored Enterprises: Creation of a Single Housing GSE Regulator
T-GGD-00-200: Published: Sep 12, 2000. Publicly Released: Sep 12, 2000.
Automated Teller Machines: Issues Related to Real-time Fee Disclosure
GGD/AIMD-00-224: Published: Jul 11, 2000. Publicly Released: Jul 11, 2000.
Securities Operations: Day Trading Requires Continued Oversight
GGD-00-61: Published: Feb 24, 2000. Publicly Released: Feb 24, 2000.