Regulatory agencies (61 - 70 of 195 items)
Follow-Up on GAO Recommendations Concerning the Securities Investor Protection Corporation
GAO-04-848R: Published: Jul 9, 2004. Publicly Released: Aug 9, 2004.
Better Information Sharing Among Financial Services Regulators Could Improve Protections for Consumers
GAO-04-882R: Published: Jun 29, 2004. Publicly Released: Jul 29, 2004.
Credit Unions: Financial Condition Has Improved, but Opportunities Exist to Enhance Oversight and Share Insurance Management
GAO-04-91: Published: Oct 27, 2003. Publicly Released: Nov 4, 2003.
Bank Tying: Additional Steps Needed to Ensure Effective Enforcement of Tying Prohibitions
GAO-04-3: Published: Oct 10, 2003. Publicly Released: Oct 20, 2003.
Securities Exchange Act: Review of Reporting Under Section 10A
GAO-03-982R: Published: Sep 3, 2003. Publicly Released: Oct 6, 2003.
Financial Regulation: Review of Selected Operations of the Federal Housing Finance Board
GAO-03-364: Published: Feb 28, 2003. Publicly Released: Feb 28, 2003.
SEC Operations: Implications of Alternative Funding Structures
GAO-02-864: Published: Jul 16, 2002. Publicly Released: Jul 16, 2002.
Farm Credit Administration: Analysis of Administrative Expenses and Funding Through Assessments
GAO-01-949: Published: Aug 2, 2001. Publicly Released: Aug 2, 2001.
SEC and CFTC: Most Fines Collected, but Improvements Needed in the Use of Treasury's Collection Service
GAO-01-900: Published: Jul 13, 2001. Publicly Released: Jul 30, 2001.
Expenditures and Revenues of State Securities Regulatory Agencies
GGD-00-189R: Published: Aug 15, 2000. Publicly Released: Sep 13, 2000.