Skip Navigation

Reports and Testimonies - Browse by topic

Browse By:

All Topics » Financial Markets and Institutions » Regulatory agencies

Sort by Results per page Search within "Regulatory agencies"

Regulatory agencies (11 - 20 of 188 items)

Bank Regulation

Modified Prompt Corrective Action Framework Would Improve Effectiveness
GAO-11-612, Jun 23, 2011

Mortgage Foreclosures

Documentation Problems Reveal Need for Ongoing Regulatory Oversight
GAO-11-649T, May 12, 2011

Credit Cards

Consumer Costs for Debt Protection Products Can Be Substantial Relative to Benefits but Are Not a Focus of Regulatory Oversight
GAO-11-311, Mar 25, 2011

Securities and Exchange Commission

Action Needed to Improve Rating Agency Registration Program and Performance-Related Disclosures
GAO-10-782, Sep 22, 2010

Defined Benefit Pension Plans

Plans Face Valuation and Other Challenges When Investing in Hedge Funds and Private Equity
GAO-10-915T, Jul 20, 2010

Bank Secrecy Act

FinCEN Needs to Further Develop Its Form Revision Process for Suspicious Activity Reports
GAO-10-609T, Apr 28, 2010

Financial Regulation

Clearer Goals and Reporting Requirements Could Enhance Efforts by CFTC and SEC to Harmonize Their Regulatory Approaches
GAO-10-410, Apr 22, 2010

Financial Regulation

Recent Crisis Reaffirms the Need to Overhaul the U.S. Regulatory System
GAO-09-1049T, Sep 29, 2009

Fair Lending

Data Limitations and the Fragmented U.S. Financial Regulatory Structure Challenge Federal Oversight and Enforcement Efforts
GAO-09-704, Jul 15, 2009

Regulation SHO

Recent Actions Appear to Have Initially Reduced Failures to Deliver, but More Industry Guidance Is Needed
GAO-09-483, May 12, 2009

< Prev 123 4 5 6 7 8 9 Next >