Reports and Testimonies - Browse by topic

Browse By:
 
All Topics » Financial Markets and Institutions » Financial instruments
Sort by Results per page Search within "Financial instruments"

Financial instruments (1 - 7 of 7 items) in Past Year

Information Security:

SEC Needs to Improve Controls over Financial Systems and Data
GAO-14-419:
Published: Apr 17, 2014. Publicly Released: Apr 17, 2014.

Financial Audit:

Insurance Markets:

Impacts of and Regulatory Response to the 2007-2009 Financial Crisis
GAO-13-583:
Published: Jun 27, 2013. Publicly Released: Jul 29, 2013.

Securities and Exchange Commission:

Improving Personnel Management Is Critical for Agency's Effectiveness
GAO-13-621:
Published: Jul 18, 2013. Publicly Released: Jul 18, 2013.

Securities and Exchange Commission:

Alternative Criteria for Qualifying As An Accredited Investor Should Be Considered
GAO-13-640:
Published: Jul 18, 2013. Publicly Released: Jul 18, 2013.

Investment Advisers:

Requirements and Costs Associated with the Custody Rule
GAO-13-569:
Published: Jul 8, 2013. Publicly Released: Jul 8, 2013.

Troubled Asset Relief Program:

Treasury's Use of Auctions to Exit the Capital Purchase Program
GAO-13-630:
Published: Jul 8, 2013. Publicly Released: Jul 8, 2013.