Reports and Testimonies - Browse by topic
Regulatory agencies (1 - 10 of 101 items)
Financial Stability Oversight Council:
Status of Efforts to Improve Transparency, Accountability, and Collaboration
Published: Sep 17, 2014. Publicly Released: Sep 17, 2014.
Financial Company Bankruptcies:
Need to Further Consider Proposals' Impact on Systemic Risk
Published: Jul 18, 2013. Publicly Released: Jul 18, 2013.
New Council and Research Office Should Strengthen the Accountability and Transparency of Their Decisions
Published: Sep 11, 2012. Publicly Released: Sep 13, 2012.
Community Banks and Credit Unions:
Impact of the Dodd-Frank Act Depends Largely on Future Rule Makings
Published: Sep 13, 2012. Publicly Released: Sep 13, 2012.
Risk Management and Cost Modeling Require Continuing Attention
Published: Nov 14, 2011. Publicly Released: Dec 1, 2011.
Dodd-Frank Act Regulations:
Implementation Could Benefit from Additional Analyses and Coordination
Published: Nov 10, 2011. Publicly Released: Nov 10, 2011.
Regulators Will Need More Comprehensive Information to Fully Monitor Compliance with New Restrictions When Implemented
Published: Jul 13, 2011. Publicly Released: Jul 13, 2011.
New Regulatory Challenges Could Emerge as the Industry Grows
Published: Jul 7, 2011. Publicly Released: Jul 7, 2011.
Documentation Problems Reveal Need for Ongoing Regulatory Oversight
Published: May 12, 2011. Publicly Released: May 12, 2011.
Securities and Exchange Commission:
Action Needed to Improve Rating Agency Registration Program and Performance-Related Disclosures
Published: Sep 22, 2010. Publicly Released: Sep 22, 2010.