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Financial Markets and Institutions (71 - 80 of 1,394 items)
Securities and Exchange Commission: Improving Personnel Management Is Critical for Agency's Effectiveness
GAO-13-621: Published: Jul 18, 2013. Publicly Released: Jul 18, 2013.
Investment Advisers: Requirements and Costs Associated with the Custody Rule
GAO-13-569: Published: Jul 8, 2013. Publicly Released: Jul 8, 2013.
Troubled Asset Relief Program: Treasury's Use of Auctions to Exit the Capital Purchase Program
GAO-13-630: Published: Jul 8, 2013. Publicly Released: Jul 8, 2013.
Internal Controls: SEC Should Consider Requiring Companies to Disclose Whether They Obtained an Auditor Attestation
GAO-13-582: Published: Jul 3, 2013. Publicly Released: Jul 3, 2013.
Financial Institutions: Causes and Consequences of Recent Community Bank Failures
GAO-13-704T: Published: Jun 13, 2013. Publicly Released: Jun 13, 2013.
Diversity Management: Trends and Practices in the Financial Services Industry and Agencies after the Recent Financial Crisis
GAO-13-238: Published: Apr 16, 2013. Publicly Released: May 16, 2013.
Federal Reserve Banks: Areas for Improvement in Information Systems Controls
GAO-13-419R: Published: May 9, 2013. Publicly Released: May 9, 2013.
Capital Purchase Program: Status of the Program and Financial Health of Remaining Participants
GAO-13-458: Published: May 7, 2013. Publicly Released: May 7, 2013.
Securities And Exchange Commission: Continued Management Attention Would Strengthen Internal Supervisory Controls
GAO-13-314: Published: Apr 18, 2013. Publicly Released: Apr 18, 2013.
Foreclosure Review: Lessons Learned Could Enhance Continuing Reviews and Activities under Amended Consent Orders
GAO-13-550T: Published: Apr 17, 2013. Publicly Released: Apr 17, 2013.