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Financial Markets and Institutions (41 - 50 of 1,366 items)

Financial Company Bankruptcies:

Need to Further Consider Proposals' Impact on Systemic Risk
GAO-13-622:
Published: Jul 18, 2013. Publicly Released: Jul 18, 2013.

Investment Advisers:

Requirements and Costs Associated with the Custody Rule
GAO-13-569:
Published: Jul 8, 2013. Publicly Released: Jul 8, 2013.

Troubled Asset Relief Program:

Treasury's Use of Auctions to Exit the Capital Purchase Program
GAO-13-630:
Published: Jul 8, 2013. Publicly Released: Jul 8, 2013.

Internal Controls:

SEC Should Consider Requiring Companies to Disclose Whether They Obtained an Auditor Attestation
GAO-13-582:
Published: Jul 3, 2013. Publicly Released: Jul 3, 2013.

Financial Institutions:

Causes and Consequences of Recent Community Bank Failures
GAO-13-704T:
Published: Jun 13, 2013. Publicly Released: Jun 13, 2013.

Diversity Management:

Trends and Practices in the Financial Services Industry and Agencies after the Recent Financial Crisis
GAO-13-238:
Published: Apr 16, 2013. Publicly Released: May 16, 2013.

Federal Reserve Banks:

Areas for Improvement in Information Systems Controls
GAO-13-419R:
Published: May 9, 2013. Publicly Released: May 9, 2013.

Capital Purchase Program:

Status of the Program and Financial Health of Remaining Participants
GAO-13-458:
Published: May 7, 2013. Publicly Released: May 7, 2013.

Securities And Exchange Commission:

Continued Management Attention Would Strengthen Internal Supervisory Controls
GAO-13-314:
Published: Apr 18, 2013. Publicly Released: Apr 18, 2013.

Foreclosure Review:

Lessons Learned Could Enhance Continuing Reviews and Activities under Amended Consent Orders
GAO-13-550T:
Published: Apr 17, 2013. Publicly Released: Apr 17, 2013.