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Testimony:

Before the Subcommittee on Water Resources and Environment, Committee 
on Transportation and Infrastructure, House of Representatives:

United States General Accounting Office:

GAO:

For Release on Delivery Expected at 10:00 a.m. EDT:

Friday, May 21, 2004:

Great Lakes:

A Comprehensive Strategy and Monitoring System Are Needed to Achieve 
Restoration Goals:

Statement of John B. Stephenson, Director: 
Natural Resources and Environment:

GAO-04-782T:

GAO Highlights:

Highlights of GAO-04-782T, a testimony before Subcommittee on Water 
Resources and Environment, Committee on Transportation and 
Infrastructure, House of Representatives 

Why GAO Did This Study:

The five Great Lakes, which comprise the largest system of freshwater 
in the world, are threatened on many environmental fronts. To address 
the extent of progress made in restoring the Great Lakes Basin, which 
includes the lakes and surrounding area, GAO (1) identified the federal 
and state environmental programs operating in the basin and funding 
devoted to them, (2) evaluated the restoration strategies used and how 
they are coordinated, and (3) assessed overall environmental progress 
made in the basin restoration effort.

What GAO Found:

There are 148 federal and 51 state programs funding environmental 
restoration activities in the Great Lakes Basin. Most of these programs 
are nationwide or statewide programs that do not specifically focus on 
the Great Lakes. However, GAO identified 33 federal Great Lakes 
specific programs, and 17 additional unique Great Lakes specific 
programs funded by states. Although Great Lakes funding is not 
routinely tracked for many of these programs, we identified a total of 
about $3.6 billion in basin-specific projects for fiscal years 1992 
through 2001.

Several disparate Great Lakes environmental strategies are being used 
at the binational, federal, and state levels. Currently, these 
strategies are not coordinated in a way that ensures effective use of 
limited resources. Without such coordination it is difficult to 
determine the overall progress of restoration efforts. The Water 
Quality Act of 1987 charged EPA’s Great Lakes National Program Office 
with the responsibility for coordinating federal actions for improving 
Great Lakes’ water quality; however, the office has not fully exercised 
this authority to this point.

With available information, current environmental indicators do not 
allow a comprehensive assessment of restoration progress in the Great 
Lakes. Current indicators rely on limited quantitative data and 
subjective judgments to determine whether conditions are improving, 
such as whether fish are safe to eat. The ultimate success of an 
ongoing binational effort to develop a set of overall indicators for 
the Great Lakes is uncertain because it relies on the resources 
voluntarily provided by several organizations. Further, no date for 
completing a final list of indicators has been established.

Great Lakes: Largest Body of Freshwater in the World: 

[See PDF for image]

[End of figure]

What GAO Recommends:

 
GAO recommended in its April 2003 report that the Administrator, 
Environmental Protection Agency

* ensure that the Great Lakes National Program Office fulfills its 
coordination responsibilities and develop an overarching Great Lakes 
strategy; and
* develop environmental indicators and a monitoring system for the 
Great Lakes Basin that can be used to measure overall restoration 
progress.

EPA generally agreed with GAO’s conclusions that better planning, 
coordination, monitoring and the development of indicators are needed, 
and stated it would provide a formal response to the report 
recommendations at a later date. As of May 2004, it has not yet 
provided this response. 

www.gao.gov/cgi-bin/getrpt?GAO-04-782T.

To view the full product, including the scope and methodology, click on 
the link above. For more information, contact John B. Stephenson at 
(202) 512-3841 or stephensonj@gao.gov.

[End of section]

Mr. Chairman and Members of the Subcommittee:

We are pleased to be here today to discuss our work on environmental 
restoration activities in the Great Lakes Basin. The Great Lakes 
represent the largest system of freshwater in the world and a natural 
resource that is threatened on many environmental fronts. To protect 
this resource and to address common water quality problems, the United 
States and Canada entered into the bilateral Great Lakes Water Quality 
Agreement (GLWQA) in 1972. However, today, more than 3 decades since 
the original agreement, beaches are frequently closed to swimmers due 
to pollution, fish are unsafe to eat for high risk individuals, and raw 
sewage is still being dumped into the lakes. Recently discovered 
conditions such as the reemergence in Lake Erie of a "dead zone"--an 
area that has no dissolved oxygen and therefore cannot support aquatic 
life--have renewed concerns about the overall ecological health of the 
Great Lakes.

Progress has been made on a number of significant fronts, including 
controlling the nonnative sea lamprey, reducing the water's phosphorus 
content, and improving fish populations, but much more remains to be 
accomplished before the overall goals of the agreement can be met. 
Several recently released reports, including ours, have questioned 
whether the current environmental activities in the Great Lakes being 
funded by numerous organizations and various programs have resulted in 
significant restoration progress in the basin, or even if they are 
adequate to fulfill the U.S. commitments under the Agreement. In 2002, 
we reported that the Environmental Protection Agency (EPA) needed to 
take action to improve its oversight for cleaning up specifically 
designated contaminated areas.[Footnote 1]

My testimony today is based on our April 2003 report[Footnote 2] 
prepared at the request of 14 members of Congress' Great Lakes Task 
Force. Specifically, GAO was asked to (1) identify the federal and 
state environmental programs operating in the Great Lakes Basin and the 
funding being devoted to them, (2) evaluate how the restoration 
strategies are used and coordinated, and (3) assess overall 
environmental progress made in the basin restoration efforts thus far.

In summary, Mr. Chairman, we found the following:

* There are 148 federal and 51 state programs funding environmental 
restoration activities in the Great Lakes Basin. Most of these are 
nationwide or statewide programs that do not specifically focus on the 
Great Lakes, but do fund projects that contribute to basin cleanup. We 
could not determine the total Great Lakes-specific funding 
contributions from these programs because funds are not typically 
tracked for specific areas like the basin. However, based on partial 
information available from 11 federal agencies and seven of the eight 
Great Lakes states, we determined for these nationwide or statewide 
programs that at least $1.8 billion in federal funding, and $461.3 
million in state funding went to basin-related projects in fiscal years 
1992 through 2001. The remaining programs, 33 federal and 17 state, 
which focus specifically on restoration activities in the Great Lakes 
Basin, spent about $387 million and $956 million, respectively, in 
fiscal years 1992 through 2001.

* The numerous restoration programs operating in the Great Lakes Basin 
employ a variety of environmental strategies at the binational, 
federal, and state levels to address specific environmental problems, 
but there is no overarching plan for coordinating these disparate 
strategies and program activities into a coherent approach for 
attaining overall basin restoration goals. Without such a plan for the 
basin, it is difficult to determine overall progress and ensure that 
limited resources are being effectively utilized. Other large-scale 
ecosystem restoration efforts, such as the ones for the Chesapeake Bay 
and the South Florida ecosystem, have demonstrated the importance of 
having a comprehensive strategic plan with clearly articulated goals, 
objectives, and criteria for measuring success and a decision-making 
body for weighing the merits of, and prioritizing funding for, proposed 
cleanup and restoration projects.

* The absence of a unified Great Lakes restoration effort stems, in 
part, from the lack of an effective, authoritative organizational 
entity for planning, monitoring, and establishing funding priorities. 
The Water Quality Act of 1987 charged EPA's Great Lakes National 
Program Office (GLNPO), with the responsibility for coordinating 
federal actions for improving Great Lakes' water quality. However, 
GLNPO has not fully exercised this authority. For example, it has not 
entered into agreements with other agency organizations regarding their 
restoration responsibilities as required by the Clean Water Act.

* Additionally, the lack of consistent, reliable information and 
measurement indicators makes it impossible to comprehensively assess 
restoration progress in the Great Lakes Basin. While the Great Lakes 
Water Quality Agreement long ago called for the development and 
implementation of a monitoring system, this requirement has not yet 
been met. Furthermore, any effort to develop indicators must rely on 
limited quantitative data and subjective judgments to determine whether 
conditions are improving. In 1996, a binational effort was initiated to 
develop a set of overall indicators for the Great Lakes through a 
series of biennial conferences, but the ultimate success of this 
effort, which relies on the volunteer contributions of several 
organizations, is uncertain.

To improve coordination and help ensure that funds are effectively 
spent, we recommended that the Administrator, Environmental Protection 
Agency (1) charge GLNPO with the responsibility for developing an 
overarching Great Lakes strategy with specific goals and priorities for 
evaluating and funding alternative projects, (2) submit a proposal to 
Congress for funding the plan, and (3) develop environmental indicators 
and a monitoring system that can be used to measure overall restoration 
progress. EPA generally agreed with our conclusions but stated that it 
would provide a formal response to our recommendations at a later date. 
However, over 1 year has past and EPA has not provided us with its 
formal response.

Background:

The Great Lakes Basin is a large area that extends well beyond the five 
lakes proper to include their watersheds, tributaries, connecting 
channels, and a portion of the St. Lawrence River. The basin 
encompasses nearly all of the state of Michigan and parts of Illinois, 
Indiana, Minnesota, New York, Ohio, Pennsylvania, Wisconsin, and the 
Canadian province of Ontario. The lakes form the largest freshwater 
system on earth, accounting for 20 percent of the world's fresh surface 
water and over 95 percent of the U.S. fresh surface water supply for 
the contiguous 48 states.

Millions of people in the United States and Canada rely on the five 
Great Lakes--Superior, Michigan, Erie, Huron, and Ontario--as a 
principal source of their drinking water, recreation, and economic 
livelihood. Over time, industrial, agricultural, and residential 
development on lands adjacent to the lakes have seriously degraded the 
lakes' water quality, posing threats to human health and the 
environment, and forcing restrictions on activities, such as swimming 
and fish consumption.

To protect the Great Lakes Basin and to address water quality problems, 
the governments of the United States and Canada entered into the 
bilateral Great Lakes Water Quality Agreement in 1972. In the 
agreement, the United States and Canada agreed to restore and maintain 
the chemical, physical, and biological integrity of the Great Lakes 
Basin. A new agreement with the same name was reached in 1978, and 
amended in 1983 and 1987. The agreement prescribes prevention and 
cleanup measures to improve environmental conditions in the Great 
Lakes. The agreement obligates the International Joint Commission 
(IJC), an international body, to assist and to report on the 
implementation of the agreement.

The Clean Water Act directs EPA to lead efforts to meet the goals of 
the Great Lakes Water Quality Agreement and establishes GLNPO within 
EPA, charging it with, among other things, cooperating with federal, 
state, tribal, and international agencies to develop action plans to 
carry out the U.S. responsibilities under the agreement. GLNPO is 
further responsible for coordinating the agency's actions both in 
headquarters and in the regions to improve Great Lakes' water quality. 
In addition to GLNPO, numerous federal, state, binational, and 
nonprofit organizations conduct activities that focus on improving the 
overall Great Lakes Basin environment or some specific environmental 
issue within the basin.

Many Federal and State Programs Fund Restoration Activities in the 
Great Lakes Basin:

About 200 programs--148 federal and 51 state--fund restoration 
activities within the Great Lakes Basin. Most of these programs, 
however, involve the localized application of national or state 
environmental initiatives and do not specifically focus on basin 
concerns. Officials from 11 federal agencies identified 115 of these 
broadly scoped federal programs, and officials from seven of the eight 
Great Lakes states identified 34 similar state programs. EPA 
administers the majority of the federal programs that provide a broad 
range of environmental activities involving research, cleanup, 
restoration, and pollution prevention. For example, EPA's nationwide 
Superfund program funds cleanup activities at contaminated areas 
throughout the basin. While these broadly scoped federal and state 
programs contribute to basin restoration, program officials do not 
track or try to isolate the portion of funding going to specific areas 
like the basin, making it difficult to determine their contribution to 
total Great Lakes spending. However, basin-specific information was 
available on some of these programs. Specifically, basin related 
expenditures for 53 of the 115 broadly scoped federal programs totaled 
about $1.8 billion in fiscal years 1992 through 2001. Expenditures for 
14 broadly scoped state funded programs totaled $461.3 million during 
approximately the same time period.

Several federal and state programs were specifically designed to focus 
on environmental conditions across the Great Lakes Basin. Officials 
from seven federal agencies identified 33 Great Lakes-specific programs 
that had expenditures of $387 million in fiscal years 1992 through 
2001. Most of these programs funded a variety of activities, such as 
research, cleanup, or pollution prevention. An additional $358 million 
was expended for legislatively directed Corps of Engineers projects in 
the basin, such as a $93.8 million project to restore Chicago's 
shoreline. Officials from seven states reported 17 Great Lakes specific 
programs that expended about $956 million in 1992 through 2001, with 
Michigan's programs accounting for 96 percent of this amount. State 
programs focused on unique state needs, such as Ohio's program to 
control shoreline erosion along Lake Erie, and Michigan's program to 
provide bond funding for environmental activities.

Besides federal and state government agencies, other organizations, 
such as foundations, fund a variety of restoration activities in the 
Great Lakes Basin by approving grants to nonprofit and other 
organizations. Other governmental and nongovernmental organizations 
fund restoration activities. For example, individual municipalities, 
township governments, counties, and conservation districts are involved 
in various restoration activities.

The Lack of a Coordinated, Overarching Strategic Plan Has Impeded 
Restoration Efforts:

Restoration of the Great Lakes Basin is a major endeavor involving many 
environmental programs and organizations. The magnitude of the area 
comprising the basin and the numerous environmental programs operating 
within it require the development of one overarching strategy to 
address and manage the complex undertaking of restoring the basin's 
environmental health. The Great Lakes region cannot hope to 
successfully receive support as a national priority without a 
comprehensive, overarching plan for restoring the Great Lakes. In lieu 
of such a plan, organizations at the binational, federal, and state 
levels have developed their own strategies for the Great Lakes, which 
have inadvertently made the coordination of various programs operating 
in the basin more challenging.

The Great Lakes Basin needs a comprehensive strategy or plan similar to 
those developed for other large ecosystem restoration efforts, such as 
the ones for the South Florida ecosystem and the Chesapeake Bay. In 
South Florida, federal, state, local and tribal organizations joined 
forces to participate on a centralized task force formalized in the 
Water Resource Development Act of 1996. The strategic plan developed 
for the South Florida ecosystem by the task force made substantial 
progress in guiding the restoration activities. The plan identifies the 
resources needed to achieve restoration and assigns accountability for 
specific actions for the extensive restoration effort estimated to cost 
$14.8 billion. The Chesapeake Bay watershed also has an overarching 
restoration strategy stemming from a 1983 agreement signed by the 
states of Maryland, Virginia, and Pennsylvania; the District of 
Columbia; the Chesapeake Bay Commission; and EPA. This agreement was 
the basis for a program to protect and restore this ecosystem. The 
implementation of this strategy has resulted in improvements in habitat 
restoration and aquatic life, such as increased forested buffer zone 
and shad population.

Several organizations have developed strategies for the basin at the 
binational, federal, or state levels that address either the entire 
basin or the specific problems in the Great Lakes. EPA's Great Lakes 
Strategy 2002, developed by a committee of federal and state officials, 
is the most recent of these strategies. While this strategy identified 
restoration objectives and planned actions by various federal and state 
agencies, it is largely a description of existing program activity 
relating to basin restoration. State officials told us that the states 
had already planned the actions described in it, but that these actions 
were contingent on funding for specific environmental programs. The 
strategy included a statement that it should not be construed as a 
commitment for additional funding or resources, and it did not provide 
a basis for prioritizing activities. In addition, we identified other 
strategies that addressed particular contaminants, restoration of 
individual lakes, or cleanup of contaminated areas. Ad hoc coordination 
takes place among federal agencies, states, and other environmental 
organizations in developing these strategies or when programmatic 
activity calls for coordination.

Other Great Lakes strategies address unique environmental problems or 
specific geographical areas. For example, a strategy for each lake 
addresses the open lake waters through Lakewide Management Plans 
(LaMP), which EPA is responsible for developing. Toward this end, EPA 
formed working groups for each lake to identify and address restoration 
activities. For example, the LaMP for Lake Michigan, issued in 2002, 
includes a summary of the lake's ecosystem status and addresses 
progress in achieving the goals described in the previous plan, with 
examples of significant activities completed and other relevant topics. 
However, EPA has not used the LaMPs to assess the overall health of the 
ecosystem.

The Binational Executive Committee for the United States and Canada 
issued its Great Lakes Binational Toxics Strategy in 1997 that 
established a collaborative process by which EPA and Environment 
Canada, in consultation with other federal departments and agencies, 
states, the province of Ontario, and tribes, work toward the goal of 
the virtual elimination of persistent toxic substances in the Great 
Lakes. The strategy was designed to address particular substances that 
bioaccumulate in fish or animals and pose a human health risk.

Michigan developed a strategy for environmental cleanup called the 
Clean Michigan Initiative. This initiative provides funding for a 
variety of environmental, parks, and redevelopment programs. It 
includes nine components, including Brownfields redevelopment and 
environmental cleanups, nonpoint source pollution control, clean water, 
cleanup of contaminated sediments, and pollution prevention. The 
initiative is funded by a $675 million general obligation bond and as 
of early 2003; most of the funds had not been distributed.

Although there are many strategies and coordination efforts ongoing, no 
one organization coordinates restoration efforts. We found that 
extensive strategizing, planning, and coordinating have not resulted in 
significant restoration. Thus, the ecosystem remains compromised and 
contaminated sediments in the lakes produce health problems, as 
reported by the IJC.[Footnote 3]

In addition to the absence of a coordinating agency, federal and state 
officials cited a lack of funding commitments as a principal barrier 
impeding restoration progress. Inadequate funding has also contributed 
to the failure to restore and protect the Great Lakes, according to the 
IJC biennial report on Great Lakes water quality issued in July 
2000.[Footnote 4] The IJC restated this position in a 2002 report, 
concluding that any progress to restore the Great Lakes would continue 
at a slow incremental pace without increased funding.[Footnote 5] In 
its 1993 biennial report, the IJC concluded that remediation of 
contaminated areas could not be accomplished unless government 
officials came to grips with the magnitude of cleanup costs and started 
the process of securing the necessary resources.[Footnote 6] Despite 
this warning, however, as we reported in 2002, EPA reduced the funding 
available for ensuring the cleanup of contaminated areas under the 
assumption that the states would fill the funding void. States, 
however, did not increase their funding, and restoration progress 
slowed or stopped altogether.[Footnote 7] Officials for 24 of 33 
federal programs and for 3 of 17 state programs reported insufficient 
funding for federal and state Great Lakes specific programs.

Ultimate responsibility for coordinating Great Lakes restoration 
programs rests with GLNPO; however, GLNPO has not fully exercised this 
authority. Other organizations or committees have formed to assume 
coordination and strategy development roles. The Clean Water Act 
provides GLNPO with the authority to fulfill the U.S. responsibilities 
under the GLWQA. Specifically, the act directs EPA to coordinate the 
actions of EPA's headquarters and regional offices aimed at improving 
Great Lakes water quality. It also provides GLNPO authority to 
coordinate EPA's actions with the actions of other federal agencies and 
state and local authorities for obtaining input in developing water 
quality strategies and obtaining support in achieving the objectives of 
the GLWQA. The act also provides that the EPA Administrator shall 
ensure that GLNPO enters into agreements with the various 
organizational elements of the agency engaged in Great Lakes activities 
and with appropriate state agencies. The agreements should specifically 
delineate the duties and responsibilities, time periods for carrying 
out duties, and resources committed to these duties. GLNPO officials 
stated that they do not enter into formal agreements with other EPA 
offices, but rather fulfill their responsibilities under the act by 
having federal agencies and state officials agree to the restoration 
activities contained in the Great Lakes Strategy 2002. However, the 
strategy does not represent formal agreements to conduct specific 
duties and responsibilities with committed resources. EPA's Office of 
Inspector General reported the absence of these agreements in September 
1999.[Footnote 8] The report stated that GLNPO did not have agreements 
as required by the act and recommended that such agreements be made to 
improve working relationships and coordination.

To improve coordination of Great Lakes activities and ensure that 
federal dollars are effectively spent, we recommended that the 
Administrator, EPA, ensure that GLNPO fulfills its responsibility for 
coordinating programs within the Great Lakes Basin; charge GLNPO with 
developing, in consultation with the governors of the Great Lakes 
states, federal agencies, and other organizations, an overarching 
strategy that, clearly defines the roles and responsibilities for 
coordinating and prioritizing funding for projects; and submit a time-
phased funding requirement proposal to the Congress necessary to 
implement the strategy.

The Lack of an Effective Monitoring System Makes it Impossible to 
Assess Overall Restoration Progress:

The Great Lakes Water Quality Agreement, as amended in 1987, calls for 
establishing a monitoring system to measure restoration progress and 
assess the degree that the United States and Canada are complying with 
the goals and objectives of the agreement. However, implementation of 
this provision has not progressed to the point that overall restoration 
progress can be measured or determined based on quantitative 
information. Recent assessments of overall progress, which rely on a 
mix of quantitative data and subjective judgments, do not provide an 
adequate basis for making an overall assessment. The current assessment 
process has emerged from a series of biennial State of the Lakes 
Ecosystem Conferences (SOLEC)[Footnote 9] initiated in 1994 for 
developing indicators agreed upon by conference participants.

Prior to the 1987 amendments to the GLWQA, the 1978 agreement between 
the two countries also contained a requirement for surveillance and 
monitoring and for the development of a Great Lakes International 
Surveillance Plan. The IJC Water Quality Board was involved in managing 
and developing the program until the 1987 amendments placed this 
responsibility on the United States and Canada. This change resulted in 
a significant reduction in the two countries' support for surveillance 
and monitoring. In fact, the organizational structure to implement the 
surveillance plan was abandoned in 1990, leaving only one initiative in 
place--the International Atmospheric Deposition Network (IADN), a 
network of 15 air-monitoring stations located throughout the basin.

With the surveillance and monitoring efforts languishing, IJC 
established the Indicators for Evaluation Task Force in 1993 to 
identify the appropriate framework to evaluate progress in the Great 
Lakes. In 1996, the task force proposed that nine desired measurements 
and outcomes be used to develop indicators for measuring progress in 
the Great Lakes.

Shortly before the task force began its work, the United States and 
Canada had agreed to hold conferences every 2 years to assess the 
environmental conditions in the Great Lakes in order to develop 
binational reports on the environmental conditions to measure progress 
under the agreement. Besides assessing environmental conditions the 
conferences were focused on achieving three other objectives, including 
providing a forum for communication and networking among stakeholders. 
Conference participants included U.S. and Canadian representatives from 
federal, state, provincial, and tribal agencies, as well as other 
organizations with environmental restoration or pollution prevention 
interests in the Great Lakes Basin. The 1994 SOLEC conference 
culminated in a "State of the Great Lakes 1995" report, which provided 
an overview of the Great Lakes ecosystem at the end of 1994 and 
concluded that overall the aquatic community health was mixed or 
improving. The same assessment was echoed in the 1997 state of the 
lakes report. Meanwhile the IJC agreed that the nine desired outcome 
areas recommended by the task force would help assess overall progress. 
It recommended that SOLEC, during the conference in 2000, establish 
environmental indicators that would allow the IJC to evaluate what had 
been accomplished and what needed to be done for three of the nine 
indicators--the public's ability to eat the fish, drink the water, and 
swim in the water without any restrictions.

However, the indicators developed through the SOLEC process and the 
accomplishments reported by federal and state program managers do not 
provide an adequate basis for making an overall assessment for Great 
Lakes restoration progress. The SOLEC process is ongoing and the 
indicators still being developed are not generally supported by 
sufficient underlying data for making progress assessments. The number 
of indicators considered during the SOLEC conferences has been pared 
down from more than 850 indicators in 1998 to 80 indicators in 2000, 
although data were available for only 33 of them.

After the SOLEC 2000 conference, IJC staff assessed the indicators 
supported by data that measured the desired outcomes of swimmability, 
drinkability, and the edibility of fish in the Great Lakes.[Footnote 
10] Overall, the IJC commended SOLEC's quick response that brought 
together information regarding the outcomes and SOLEC's ongoing 
efforts. The IJC, however, recognized that sufficient data were not 
being collected throughout the Great Lakes Basin and that the methods 
of collection, the data collection time frames, the lack of uniform 
protocols, and the incompatible nature of some data jeopardized their 
use as indicators. Specifically, for the desired outcome of 
swimmability, the IJC concurred that it was not always safe to swim at 
certain beaches, but noted that progress for this desired outcome was 
limited because beaches were sampled by local jurisdictions without 
uniform sampling or reporting methods. At the 2002 SOLEC conference, 
the number of indicators assessed by conference participants increased 
from 33 to 45. The IJC expressed concern that there are too many 
indicators, insufficient supporting backup data, and a lack of 
commitment and funding from EPA to implement and make operational the 
agreed upon SOLEC baseline data collection and monitoring techniques. 
The IJC recommended in its last biennial report in September 2002 that 
any new indicators should be developed only where resources are 
sufficient to access scientifically valid and reliable information. The 
information from the 2002 SOLEC conference culminated in the "State of 
the Great Lakes 2003" report, which concluded that the chemical, 
physical, and biological integrity of the basin is mixed based on 
assessments of 43 indicators. This conclusion was based on five 
positive signs of recovery, such as persistent toxic substances are 
continuing to decline, and seven negative signs, such as phosphorous 
levels are increasing in Lake Erie.

The ultimate successful development and assessment of indicators for 
the Great Lakes through the SOLEC process are uncertain because 
insufficient resources have been committed to the process, no plan 
provides completion dates for indicator development and implementation, 
and no entity is coordinating the data collection. Even though the 
SOLEC process has successfully engaged a wide range of binational 
parties in developing indicators, the resources devoted to this process 
are largely provided on a volunteer basis without firm commitments to 
continue in the future. GLNPO officials described the SOLEC process as 
a professional, collaborative process dependent on the voluntary 
participation of officials from federal and state agencies, academic 
institutions, and other organizations attending SOLEC and developing 
information on specific indicators. Because SOLEC is a voluntary 
process, the indicator data resides in a diverse number of sources with 
limited control by SOLEC organizers. GLNPO officials stated that EPA 
does not have either the authority or the responsibility to direct the 
data collection activities of federal, state, and local agencies as 
they relate to surveillance and monitoring of technical data elements 
that are needed to develop, implement, and assess Great Lakes 
environmental indicators. Efforts are underway for the various federal 
and state agencies to take ownership for collecting and reporting data 
outputs from their respective areas of responsibility and for SOLEC to 
be sustained and implemented; each indicator must have a sponsor. 
However, any breakdown in submission of this information would leave a 
gap in the SOLEC indicator process.

EPA supports the development of environmental indicators as evidenced 
by the fact that, since 1994, GLNPO has provided about $100,000 
annually to sponsor the SOLEC conferences. Additionally, GLNPO spends 
over $4 million per year to collect surveillance data for its open-lake 
water quality monitoring program, which also provides supporting data 
for some of the indicators addressed by SOLEC. A significant portion of 
these funds, however, supports the operation of GLNPO's research 
vessel, the Lake Guardian, an offshore supply vessel converted for use 
as a research vessel. GLNPO also supports activities that are linked or 
otherwise feed information into the SOLEC process, including the 
following:

* collecting information on plankton and benthic communities in the 
Great Lakes for open water indicator development;

* sampling various chemicals in the open-lake waters, such as 
phosphorus for the total phosphorus indicator;

* monitoring fish contaminants in the open waters, directly supporting 
the indicator for contaminants in whole fish and a separate monitoring 
effort for contaminants in popular sport fish species that supports the 
indicator for chemical contaminants in edible fish tissue; and:

* operating 15 air-monitoring stations with Environment Canada:

comprising the IADN that provides information for establishing trends 
in concentrations of certain chemicals and loadings of chemicals into 
the lakes. EPA uses information from the network to take actions to 
control the chemicals and track progress toward environmental goals.

To better coordinate monitoring activities GLNPO and Environment Canada 
began developing a web-based inventory of monitoring activities in the 
Great Lakes Basin. The first workshop on developing this system was 
held in January 2002. Once development of this system is complete, 
organizations conducting monitoring activities will be requested to 
provide descriptive information about these monitoring activities and 
contact points for obtaining specific monitoring data. We are currently 
conducting a review for 20 members of Congress serving on the Great 
Lakes Task Force that further examines monitoring activities in the 
Great Lakes Basin. In this review we hope to identify some of the major 
challenges to developing a Great Lakes Basin monitoring system.

Program officials frequently cite output data as measures of success 
rather than actual program accomplishments in improving environmental 
conditions in the basin. As a rule, program output data describe 
activities, such as projects funded, and are of limited value in 
determining environmental progress. For example, in reporting the 
accomplishments for Michigan's Great Lakes Protection Fund, officials 
noted that the program had funded 125 research projects over an 11-year 
period and publicized its project results at an annual forum and on a 
Web site. Similarly, the Lake Ontario Atlantic Salmon Reintroduction 
Program administered by the Department of Interior's Fish and Wildlife 
Service listed under its accomplishments the completion of a pilot 
study and technical assistance provided to a Native American tribe.

Of the 50 federal and state programs created specifically to address 
conditions in the basin, 27 reported accomplishments in terms of 
outputs, such as reports or studies prepared or presentations made to 
groups. Because research and capacity building programs largely support 
other activities, it is particularly difficult to relate reported 
program accomplishments to outcomes. The federal and state 
environmental program officials responding to our evaluation generally 
provided output data or, as reported for 15 programs, reported that the 
accomplishments had not been measured for the programs.

Only eight of the federal or state Great Lakes-specific programs 
reported outcome information, much of which generally described how 
effective the programs' activity or action had been in improving 
environmental conditions. For example, EPA's Region II program for 
reducing toxic chemical inputs into the Niagara River, which connects 
Lake Erie to Lake Ontario, reported reductions in priority toxics from 
1986 through 2002 from ambient water quality monitoring. Other 
significant outcomes reported as accomplishments for the Great Lakes 
included (1) reducing phosphorus loadings by waste treatment plants and 
limiting phosphorus use in household detergents; (2) prohibiting the 
release of some toxicants into the Great Lakes, and reducing to an 
acceptable level the amount of some other toxicants that could be 
input; (3) effectively reducing the sea lamprey population in several 
invasive species infested watersheds; and (4) restocking the fish-
depleted populations in some watersheds.

To fulfill the need for a monitoring system called for in the GLWQA and 
to ensure that the limited funds available are optimally spent, we 
recommended that the Administrator, EPA, in coordination with Canadian 
officials and as part of an overarching Great Lakes strategy, (1) 
develop environmental indicators and a monitoring system for the Great 
Lakes Basin that can be used to measure overall restoration progress 
and (2) require that these indicators be used to evaluate, prioritize, 
and make funding decisions on the merits of alternative restoration 
projects.

Mr. Chairman, this completes my prepared statement. I would be happy to 
answer any questions that you or other members of the Subcommittee may 
have at this time.

Contacts and Staff Acknowledgements:

For further information, please contact John B. Stephenson at (202) 
512-3841. Individuals making key contributions to this testimony were 
Willie Bailey, Greg Carroll, Karen Keegan, Jonathan McMurray, and John 
Wanska.

FOOTNOTES

[1] U.S. General Accounting Office, Great Lakes: EPA Needs to Define 
Organizational Responsibilities Better for Effective Oversight and 
Cleanup of Contaminated Areas, GAO-02-563 (Washington, D.C.: May 17, 
2002).

[2] U.S. General Accounting Office, Great Lakes: An Overall Strategy 
and Indicators for Measuring Progress Are Needed to Better Achieve 
Restoration Goals, GAO-03-515 (Washington, D.C.: April 30, 2003).

[3] IJC, Tenth Biennial Report on Great Lakes Water Quality, (June 29, 
2000).

[4] IJC, Tenth Biennial Report on Great Lakes Water Quality, (June 29, 
2000).

[5] IJC, Eleventh Biennial Report on Great Lakes Water Quality, (Sept. 
12, 2002).

[6] IJC, Seventh Biennial Report on Great Lakes Water Quality, (Dec. 
15, 1993).

[7] U.S. General Accounting Office, Great Lakes: EPA Needs to Define 
Organizational Responsibilities Better for Effective Oversight and 
Cleanup of Contaminated Areas, GAO-02-563 (Washington, D.C.: May 17, 
2002).

[8] U.S. Environmental Protection Agency, EPA's Great Lakes Program, 
EPA/OIG Rept. 99P00212 (Washington, D.C.: Sept. 1, 1999).

[9] SOLEC is co-chaired by representatives from the U.S. EPA and 
Environment Canada.

[10] IJC, Eleventh Biennial Report on Great Lakes Water Quality, (Sept. 
12, 2002).